D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.41% |
| 2 | Technology | 6.9% |
| 3 | Consumer Discretionary | 6.89% |
| 4 | Communication Services | 6.41% |
| 5 | Healthcare | 6.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
PUT
Hershey
HSY
$35.4B
| $20.8M | 0.03% |
213,900
-49,900
| -19% | -$4.8M |
|
652
PUT
Archer Daniels Midland
ADM
$41.4B
| $20.7M | 0.03% |
477,600
+151,500
| +46% | +$6.12M |
|
653
Urban Outfitters
URBN
$5.99B
| $20.7M | 0.03% |
558,148
-344,086
| -38% | -$12.9M |
|
654
PUT
Williams Companies
WMB
$90.5B
| $20.7M | 0.03% |
536,300
-223,900
| -29% | -$8.05M |
|
|
SRC
655
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $20.7M | 0.03% |
469,044
+77,876
| +20% | +$3.44M |
|
|
EXAS
656
DELISTED
Exact Sciences
EXAS
| $20.7M | 0.03% |
1,767,892
-152,706
| -8% | -$1.75M |
|
|
HES
657
DELISTED
Hess
HES
| $20.6M | 0.03% |
248,533
+223,107
| +877% | +$18.1M |
|
|
RTN
658
CALL
DELISTED
Raytheon Company
RTN
| $20.6M | 0.03% |
227,000
+63,300
| +39% | +$5.28M |
|
|
ACC
659
DELISTED
American Campus Communities, Inc.
ACC
| $20.6M | 0.03% |
638,835
-335,610
| -34% | -$11.3M |
|
660
PUT
Corning
GLW
$126B
| $20.6M | 0.03% |
1,153,700
+6,800
| +0.6% | +$112K |
|
|
AH
661
DELISTED
Accretive Health
AH
| $20.5M | 0.03% |
2,243,382
-63,985
| -3% | -$551K |
|
662
CALL
Qualcomm
QCOM
$176B
| $20.5M | 0.03% |
276,600
+198,900
| +256% | +$14M |
|
|
POT
663
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
| $20.5M | 0.03% |
623,100
-447,100
| -42% | -$14.3M |
|
664
PUT
Oceaneering
OII
$5.25B
| $20.5M | 0.03% |
260,200
-25,600
| -9% | -$2.08M |
|
665
Broadridge
BR
$17.2B
| $20.5M | 0.03% |
519,143
-27,153
| -5% | -$981K |
|
666
PUT
Mercado Libre
MELI
$91.3B
| $20.4M | 0.03% |
189,700
+17,100
| +10% | +$2.05M |
|
|
AET
667
DELISTED
Aetna Inc
AET
| $20.4M | 0.03% |
297,997
-1,268,119
| -81% | -$82.8M |
|
668
Hyatt Hotels
H
$17.6B
| $20.4M | 0.03% |
411,811
+32,657
| +9% | +$1.54M |
|
|
PCYC
669
PUT
DELISTED
PHARMACYCLICS INC
PCYC
| $20.4M | 0.03% |
192,500
+2,500
| +1% | +$303K |
|
670
PUT
NextEra Energy
NEE
$187B
| $20.4M | 0.03% |
951,200
-13,200
| -1% | -$278K |
|
671
CALL
Eaton
ETN
$157B
| $20.3M | 0.03% |
266,700
-132,500
| -33% | -$9.43M |
|
|
AGN
672
PUT
DELISTED
Allergan Inc
AGN
| $20.3M | 0.03% |
182,600
-30,000
| -14% | -$2.87M |
|
673
Teva Pharmaceuticals
TEVA
$35.9B
| $20.3M | 0.03% |
505,509
-1,072,077
| -68% | -$42.2M |
|
674
Icon
ICLR
$12.8B
| $20.3M | 0.03% |
501,366
+11,214
| +2% | +$446K |
|
675
State Street
STT
$50.9B
| $20.3M | 0.03% |
276,023
+67,042
| +32% | +$4.7M |
|
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D.E. Shaw & Co's Q4 2013 Portfolio in Review
As of Q4 2013, D.E. Shaw & Co held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
D.E. Shaw & Co deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.8% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- D.E. Shaw & Co's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- D.E. Shaw & Co added most to Bank of America in Q4 2013, an estimated $327M increase.
- D.E. Shaw & Co's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- D.E. Shaw & Co fully exited DELL INC in Q4 2013, selling an estimated $558M.
- D.E. Shaw & Co's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- D.E. Shaw & Co opened 721 new positions and closed 549 in Q4 2013.
- D.E. Shaw & Co's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.