D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ATVI
Activision Blizzard
ATVI
|
+$757M |
| 2 |
Alibaba
BABA
|
+$544M |
| 3 |
Booking.com
BKNG
|
+$475M |
| 4 |
XLNX
Xilinx Inc
XLNX
|
+$377M |
| 5 |
Caterpillar
CAT
|
+$285M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.07B |
| 2 |
Amazon
AMZN
|
+$486M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$443M |
| 4 |
Salesforce
CRM
|
+$363M |
| 5 |
Qualcomm
QCOM
|
+$352M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.27% |
| 2 | Consumer Discretionary | 9.91% |
| 3 | Healthcare | 7.11% |
| 4 | Financials | 6.94% |
| 5 | Communication Services | 6.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Molina Healthcare
MOH
$10.3B
| $35.1M | 0.03% |
129,239
-37,409
| -22% | -$9.88M |
|
627
Starbucks
SBUX
$118B
| $35M | 0.03% |
317,589
-543,195
| -63% | -$63.6M |
|
628
CALL
Atlassian
TEAM
$22B
| $35M | 0.03% |
89,400
+9,800
| +12% | +$3.27M |
|
629
Agnico Eagle Mines
AEM
$72.6B
| $35M | 0.03% |
674,079
+457,638
| +211% | +$26.6M |
|
630
Truist Financial
TFC
$63.2B
| $34.9M | 0.03% |
595,654
-709,626
| -54% | -$39.7M |
|
631
Ambarella
AMBA
$2.99B
| $34.8M | 0.03% |
223,493
+68,191
| +44% | +$7.84M |
|
632
CALL
EPAM Systems
EPAM
$4.69B
| $34.7M | 0.03% |
60,900
+26,000
| +74% | +$15.3M |
|
633
Realty Income
O
$61.2B
| $34.7M | 0.03% |
552,757
+125,543
| +29% | +$8.48M |
|
634
InterDigital
IDCC
$6.68B
| $34.5M | 0.03% |
509,086
-66,376
| -12% | -$4.6M |
|
635
nVent Electric
NVT
$24.5B
| $34.5M | 0.03% |
1,067,842
-182,782
| -15% | -$5.92M |
|
636
Molson Coors Class B
TAP
$7.68B
| $34.5M | 0.03% |
742,779
+106,890
| +17% | +$5.22M |
|
637
CALL
DraftKings
DKNG
$11.4B
| $34.4M | 0.03% |
715,000
-255,000
| -26% | -$13.5M |
|
638
CALL
Union Pacific
UNP
$183B
| $34.4M | 0.03% |
175,500
-25,000
| -12% | -$5.4M |
|
639
SiteOne Landscape Supply
SITE
$4.43B
| $34.2M | 0.03% |
171,218
-42,217
| -20% | -$7.98M |
|
640
Louisiana-Pacific
LPX
$5.2B
| $34.1M | 0.03% |
556,287
-496,508
| -47% | -$29.3M |
|
641
Xerox
XRX
$337M
| $34M | 0.03% |
1,683,366
-213,575
| -11% | -$4.85M |
|
|
DOO
642
Bombardier Recreational Products
DOO
$4.43B
| $33.9M | 0.03% |
366,919
-213,066
| -37% | -$18.4M |
|
|
DCRC
643
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
| $33.9M | 0.03% |
3,372,500
+1,962,421
| +139% | +$19.6M |
|
|
MGP
644
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $33.9M | 0.03% |
884,097
-119,602
| -12% | -$4.69M |
|
645
CALL
Novavax
NVAX
$1.23B
| $33.9M | 0.03% |
163,300
-43,000
| -21% | -$9.48M |
|
646
Vontier
VNT
$4.33B
| $33.8M | 0.03% |
1,005,018
-552,368
| -35% | -$18.8M |
|
|
HCIC
647
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
| $33.7M | 0.03% |
3,415,500
| – | – |
|
648
CALL
Walt Disney
DIS
$165B
| $33.6M | 0.03% |
198,900
-607,900
| -75% | -$108M |
|
649
CALL
Airbnb
ABNB
$83.7B
| $33.5M | 0.03% |
+200,000
| New | +$30.5M |
|
650
PUT
Albemarle
ALB
$13.5B
| $33.5M | 0.03% |
153,200
+82,200
| +116% | +$17.6M |
|
Similar funds
D.E. Shaw & Co's Q3 2021 Portfolio in Review
As of Q3 2021, D.E. Shaw & Co held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
D.E. Shaw & Co withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Sea Limited worth $206M.
- D.E. Shaw & Co's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
- D.E. Shaw & Co added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
- D.E. Shaw & Co's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
- D.E. Shaw & Co fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
- D.E. Shaw & Co's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
- D.E. Shaw & Co opened 915 new positions and closed 695 in Q3 2021.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $111B.
Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.