D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.17% |
| 2 | Healthcare | 10.73% |
| 3 | Financials | 9.55% |
| 4 | Consumer Discretionary | 9.16% |
| 5 | Industrials | 8.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
CALL
Parker-Hannifin
PH
$125B
| $17.5M | 0.03% |
109,200
+4,600
| +4% | +$698K |
|
627
Babcock & Wilcox
BW
$1.43B
| $17.4M | 0.03% |
186,595
+5,452
| +3% | +$764K |
|
|
RTEC
628
DELISTED
Rudolph Technologies Inc
RTEC
| $17.4M | 0.03% |
776,260
+76,384
| +11% | +$1.7M |
|
|
NCI
629
DELISTED
Navigant Consulting, Inc.
NCI
| $17.2M | 0.03% |
752,630
+70,960
| +10% | +$1.69M |
|
|
630
CALL
SLB Ltd
SLB
$77.8B
| $17.2M | 0.03% |
220,000
-241,600
| -52% | -$19.8M |
|
631
Danaher
DHR
$135B
| $17.1M | 0.03% |
226,021
+210,637
| +1,369% | +$15.7M |
|
632
Monster Beverage
MNST
$91.4B
| $17.1M | 0.03% |
741,734
+728,882
| +5,671% | +$16.3M |
|
633
CALL
Advanced Micro Devices
AMD
$851B
| $17.1M | 0.03% |
1,175,800
+591,600
| +101% | +$7.51M |
|
634
CALL
UnitedHealth
UNH
$382B
| $17.1M | 0.03% |
104,300
-60,100
| -37% | -$9.84M |
|
|
YHOO
635
PUT
DELISTED
Yahoo Inc
YHOO
| $17.1M | 0.03% |
367,800
-332,200
| -47% | -$14.8M |
|
636
JD.com
JD
$40.8B
| $17M | 0.03% |
546,031
+281,483
| +106% | +$8.28M |
|
637
CALL
Deere & Co
DE
$170B
| $17M | 0.03% |
155,900
+35,600
| +30% | +$3.86M |
|
638
CALL
Philip Morris
PM
$301B
| $16.9M | 0.03% |
150,000
+130,500
| +669% | +$13.5M |
|
639
PUT
Starbucks
SBUX
$118B
| $16.9M | 0.03% |
289,300
-55,200
| -16% | -$3.12M |
|
640
Coherent
COHR
$55.2B
| $16.8M | 0.03% |
467,198
-216,471
| -32% | -$7.64M |
|
|
CPAAU
641
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
| $16.8M | 0.03% |
1,500,000
| – | – |
|
642
EnerSys
ENS
$6.95B
| $16.7M | 0.03% |
211,697
+45,647
| +27% | +$3.56M |
|
643
PUT
Berkshire Hathaway Class B
BRK.B
$1.07T
| $16.7M | 0.03% |
+100,000
| New | +$16.7M |
|
|
TMX
644
DELISTED
Terminix Global Holdings, Inc.
TMX
| $16.7M | 0.03% |
595,767
-22,710
| -4% | -$590K |
|
645
Packaging Corp of America
PKG
$22.7B
| $16.6M | 0.03% |
181,609
+175,191
| +2,730% | +$16.1M |
|
646
Patterson-UTI
PTEN
$3.87B
| $16.6M | 0.03% |
685,123
+574,021
| +517% | +$15.5M |
|
647
Globe Life
GL
$13.5B
| $16.6M | 0.03% |
215,304
+21,751
| +11% | +$1.65M |
|
648
Stride
LRN
$3.69B
| $16.5M | 0.03% |
860,762
+69,776
| +9% | +$1.26M |
|
649
Harley-Davidson
HOG
$2.68B
| $16.5M | 0.03% |
272,243
+246,744
| +968% | +$14.5M |
|
|
ZEN
650
DELISTED
ZENDESK INC
ZEN
| $16.4M | 0.03% |
586,347
+292,616
| +100% | +$7.58M |
|
Similar funds
D.E. Shaw & Co's Q1 2017 Portfolio in Review
As of Q1 2017, D.E. Shaw & Co held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
D.E. Shaw & Co withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, D.E. Shaw & Co opened a new position in C&J Energy Services, Inc. worth $131M.
- D.E. Shaw & Co's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- D.E. Shaw & Co added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- D.E. Shaw & Co's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- D.E. Shaw & Co fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- D.E. Shaw & Co's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- D.E. Shaw & Co opened 437 new positions and closed 599 in Q1 2017.
- D.E. Shaw & Co's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.