D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$397M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$342M |
| 3 |
Bank of America
BAC
|
+$322M |
| 4 |
Citigroup
C
|
+$260M |
| 5 |
Booking.com
BKNG
|
+$219M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$637M |
| 2 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$397M |
| 3 |
Gilead Sciences
GILD
|
+$358M |
| 4 |
Phillips 66
PSX
|
+$330M |
| 5 |
Apple
AAPL
|
+$320M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.09% |
| 2 | Technology | 10.39% |
| 3 | Financials | 9.94% |
| 4 | Consumer Discretionary | 8.57% |
| 5 | Communication Services | 8.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GRMN
626
Garmin
GRMN
$46.9B
| $15.9M | 0.03% |
397,801
+216,320
| +119% | +$8.03M |
|
|
MNTA
627
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $15.9M | 0.03% |
1,717,396
+138,900
| +9% | +$1.49M |
|
628
CALL
American International
AIG
$41.9B
| $15.9M | 0.03% |
293,400
+99,900
| +52% | +$5.4M |
|
629
Darling Ingredients
DAR
$9.93B
| $15.8M | 0.03% |
1,200,245
+803,736
| +203% | +$8.1M |
|
|
CPGX
630
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
| $15.8M | 0.03% |
629,411
-1,552,197
| -71% | -$30.1M |
|
631
Federated Hermes
FHI
$4.4B
| $15.7M | 0.03% |
545,763
+114,912
| +27% | +$3.02M |
|
632
Fossil Group
FOSL
$239M
| $15.7M | 0.03% |
353,231
+307,167
| +667% | +$12.1M |
|
|
KS
633
DELISTED
KapStone Paper and Pack Corp.
KS
| $15.7M | 0.03% |
1,132,272
-1,219,254
| -52% | -$16.5M |
|
|
RPAI
634
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $15.7M | 0.03% |
988,958
-70,991
| -7% | -$1.07M |
|
635
National Grid
NGG
$82.7B
| $15.6M | 0.03% |
+226,683
| New | +$15.1M |
|
636
PUT
Alcoa
AA
$11.7B
| $15.5M | 0.03% |
673,824
-205,535
| -23% | -$4.18M |
|
637
Electronic Arts
EA
$52.4B
| $15.4M | 0.03% |
232,906
-1,630,295
| -87% | -$104M |
|
|
GWB
638
DELISTED
Great Western Bancorp, Inc.
GWB
| $15.3M | 0.03% |
562,649
+73,634
| +15% | +$1.89M |
|
639
Goodyear
GT
$2.07B
| $15.3M | 0.03% |
463,875
+379,600
| +450% | +$11.4M |
|
|
IM
640
DELISTED
Ingram Micro
IM
| $15.3M | 0.03% |
425,457
+98,376
| +30% | +$3.15M |
|
|
641
PUT
American International
AIG
$41.9B
| $15.3M | 0.03% |
282,500
+97,000
| +52% | +$5.24M |
|
642
Best Buy
BBY
$18B
| $15.2M | 0.03% |
+469,438
| New | +$14.2M |
|
|
DGI
643
DELISTED
DigitalGlobe Inc.
DGI
| $15.1M | 0.03% |
874,583
-232,525
| -21% | -$3.47M |
|
|
CCP
644
DELISTED
Care Capital Properties, Inc.
CCP
| $15.1M | 0.03% |
562,033
+235,021
| +72% | +$6.51M |
|
645
AutoNation
AN
$6.97B
| $15M | 0.03% |
320,761
+248,909
| +346% | +$12.1M |
|
646
PTC
PTC
$13.7B
| $15M | 0.03% |
451,415
+245,879
| +120% | +$7.59M |
|
|
SYNH
647
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $14.9M | 0.03% |
361,669
+22,093
| +7% | +$911K |
|
648
Ingredion
INGR
$6.38B
| $14.9M | 0.03% |
139,203
+113,587
| +443% | +$11.3M |
|
649
Steris
STE
$20.9B
| $14.8M | 0.03% |
208,796
| – | – |
|
650
PUT
Deere & Co
DE
$170B
| $14.8M | 0.03% |
191,700
-84,700
| -31% | -$6.63M |
|
Similar funds
D.E. Shaw & Co's Q1 2016 Portfolio in Review
As of Q1 2016, D.E. Shaw & Co held 4,137 positions worth $55.7B, down 17% from $67.2B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co withdrew a net $9.72B in Q1 2016, closing 773 positions and reducing 1,495 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $637M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 12% a quarter earlier, followed by Technology and Financials.
Against the trend, D.E. Shaw & Co opened a new position in EQT Corp worth $47.6M.
- D.E. Shaw & Co's largest Q1 2016 buy was EQT Corp: 1,300,361 shares worth $47.6M.
- D.E. Shaw & Co added most to Allergan plc in Q1 2016, an estimated $397M increase.
- D.E. Shaw & Co's biggest Q1 2016 reduction was Gilead Sciences, cutting an estimated $358M.
- D.E. Shaw & Co fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $637M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $55.7B portfolio in Q1 2016.
- D.E. Shaw & Co opened 382 new positions and closed 773 in Q1 2016.
- D.E. Shaw & Co's portfolio value fell 17% quarter-over-quarter to $55.7B.
Based on D.E. Shaw & Co's 13F filing for Q1 2016, filed 16 May 2016.