D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Nucor
NUE
$58.6B
| $28.4M | 0.03% |
632,170
+239,060
| +61% | +$10.6M |
|
602
Otis Worldwide
OTIS
$27.4B
| $28.3M | 0.03% |
453,624
+346,521
| +324% | +$21.2M |
|
|
SOLN
603
DELISTED
The Southern Company
SOLN
| $28.2M | 0.03% |
605,000
+190,000
| +46% | +$8.71M |
|
604
Editas Medicine
EDIT
$396M
| $28M | 0.03% |
999,007
-277,634
| -22% | -$9.04M |
|
605
SiteOne Landscape Supply
SITE
$4.12B
| $28M | 0.03% |
229,533
+31,051
| +16% | +$3.72M |
|
606
CALL
Johnson & Johnson
JNJ
$618B
| $28M | 0.03% |
187,900
+13,400
| +8% | +$1.98M |
|
|
BPMC
607
DELISTED
Blueprint Medicines
BPMC
| $27.9M | 0.03% |
301,088
+262,769
| +686% | +$20.2M |
|
608
PUT
MongoDB
MDB
$27.1B
| $27.9M | 0.03% |
120,400
| – | – |
|
609
CALL
GE Aerospace
GE
$374B
| $27.9M | 0.03% |
897,488
+409,159
| +84% | +$13.3M |
|
|
GRA
610
DELISTED
W.R. Grace & Co.
GRA
| $27.8M | 0.03% |
690,716
+84,094
| +14% | +$3.83M |
|
611
CALL
Wynn Resorts
WYNN
$10.3B
| $27.7M | 0.03% |
386,400
-204,800
| -35% | -$16.2M |
|
612
Kulicke & Soffa
KLIC
$4.67B
| $27.6M | 0.03% |
1,234,054
-13,028
| -1% | -$308K |
|
|
NLSN
613
DELISTED
Nielsen Holdings plc
NLSN
| $27.6M | 0.03% |
1,948,609
-554,730
| -22% | -$8.32M |
|
|
CFXA
614
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
| $27.6M | 0.03% |
205,000
| – | – |
|
615
Equity Lifestyle Properties
ELS
$12.6B
| $27.6M | 0.03% |
450,244
+378,021
| +523% | +$24.5M |
|
616
NVR
NVR
$16.5B
| $27.6M | 0.03% |
6,758
+3,261
| +93% | +$12.6M |
|
617
PUT
Pinterest
PINS
$13.4B
| $27.5M | 0.03% |
663,300
+185,800
| +39% | +$6.06M |
|
|
SPWR
618
DELISTED
SunPower Corporation Common Stock
SPWR
| $27.5M | 0.03% |
2,196,655
+2,109,036
| +2,407% | +$17.8M |
|
619
CALL
eBay
EBAY
$50.6B
| $27.4M | 0.03% |
526,000
+463,900
| +747% | +$25.6M |
|
|
ABMD
620
PUT
DELISTED
Abiomed Inc
ABMD
| $27.4M | 0.03% |
98,900
+11,800
| +14% | +$3.4M |
|
621
CALL
TransDigm Group
TDG
$70.2B
| $27.4M | 0.03% |
57,600
+1,200
| +2% | +$564K |
|
|
622
PUT
eBay
EBAY
$50.6B
| $27.3M | 0.03% |
524,000
+339,000
| +183% | +$18.7M |
|
623
Shutterstock
SSTK
$198M
| $27.3M | 0.03% |
524,003
-578
| -0.1% | -$27.5K |
|
624
Advanced Drainage Systems
WMS
$10.6B
| $27.2M | 0.03% |
436,368
-63,719
| -13% | -$3.45M |
|
625
Service Corp International
SCI
$11.8B
| $27.2M | 0.03% |
643,942
+595,063
| +1,217% | +$25.4M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.