D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CTRA
601
DELISTED
Coterra Energy
CTRA
| $21.3M | 0.03% |
1,205,397
-572,022
| -32% | -$11.5M |
|
|
QIHU
602
CALL
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
| $21.3M | 0.03% |
291,900
-37,700
| -11% | -$2.38M |
|
|
603
Meta Platforms (Facebook)
META
$1.51T
| $21.2M | 0.03% |
202,416
-4,569,524
| -96% | -$469M |
|
604
Alkermes
ALKS
$8.82B
| $21.2M | 0.03% |
266,770
+250,166
| +1,507% | +$17.5M |
|
605
HP
HPQ
$23.5B
| $21.2M | 0.03% |
1,786,792
-9,402,704
| -84% | -$120M |
|
606
Leidos
LDOS
$14.1B
| $21.1M | 0.03% |
374,765
-103,316
| -22% | -$5.45M |
|
607
PUT
Deere & Co
DE
$170B
| $21.1M | 0.03% |
276,400
+157,600
| +133% | +$12.2M |
|
608
Automatic Data Processing
ADP
$100B
| $21.1M | 0.03% |
248,601
+111,311
| +81% | +$9.59M |
|
609
Target
TGT
$62.1B
| $21M | 0.03% |
289,201
+214,337
| +286% | +$16M |
|
610
Carter's
CRI
$1.43B
| $20.9M | 0.03% |
235,046
+33,816
| +17% | +$3.02M |
|
611
PUT
Alcoa
AA
$11.7B
| $20.9M | 0.03% |
879,359
-703,621
| -44% | -$15.7M |
|
|
SRG
612
Seritage Growth Properties
SRG
$130M
| $20.8M | 0.03% |
517,833
-151,291
| -23% | -$5.86M |
|
613
Spectrum Brands
SPB
$2.04B
| $20.7M | 0.03% |
203,817
+19,531
| +11% | +$1.87M |
|
|
RTN
614
CALL
DELISTED
Raytheon Company
RTN
| $20.7M | 0.03% |
166,400
+53,200
| +47% | +$6.39M |
|
615
Adeia
ADEA
$2.86B
| $20.7M | 0.03% |
2,608,555
+1,137,799
| +77% | +$9.94M |
|
616
Morgan Stanley
MS
$337B
| $20.7M | 0.03% |
650,196
-1,806,488
| -74% | -$60M |
|
617
ConocoPhillips
COP
$147B
| $20.7M | 0.03% |
442,328
-1,105,592
| -71% | -$57.8M |
|
618
PUT
Cigna
CI
$76.6B
| $20.6M | 0.03% |
141,100
| – | – |
|
619
Plains GP Holdings
PAGP
$5.23B
| $20.6M | 0.03% |
820,150
+537,930
| +191% | +$18.8M |
|
|
CA
620
DELISTED
CA, Inc.
CA
| $20.6M | 0.03% |
+722,001
| New | +$20.3M |
|
621
Cardinal Health
CAH
$53.4B
| $20.6M | 0.03% |
230,238
-591,095
| -72% | -$50.2M |
|
622
CALL
Nike
NKE
$61.9B
| $20.5M | 0.03% |
327,800
-35,600
| -10% | -$2.3M |
|
623
Zebra Technologies
ZBRA
$12.4B
| $20.4M | 0.03% |
293,128
+161,183
| +122% | +$12.1M |
|
|
SWNC
624
DELISTED
Southwestern Energy Company
SWNC
| $20.4M | 0.03% |
1,098,010
-611,990
| -36% | -$15.5M |
|
|
WPX
625
DELISTED
WPX Energy, Inc.
WPX
| $20.3M | 0.03% |
3,544,742
+770,328
| +28% | +$5.73M |
|
Similar funds
D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.