D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Emerson Electric
EMR
|
+$546M |
| 2 |
Amazon
AMZN
|
+$515M |
| 3 |
Tesla
TSLA
|
+$389M |
| 4 |
Netflix
NFLX
|
+$322M |
| 5 |
Adobe
ADBE
|
+$305M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$836M |
| 2 |
CELG
Celgene Corp
CELG
|
+$460M |
| 3 |
NVIDIA
NVDA
|
+$429M |
| 4 |
ConocoPhillips
COP
|
+$311M |
| 5 |
Biogen
BIIB
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.23% |
| 2 | Consumer Discretionary | 11.75% |
| 3 | Healthcare | 9.92% |
| 4 | Financials | 7.86% |
| 5 | Industrials | 6.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SINA
501
DELISTED
Sina Corp
SINA
| $38.1M | 0.04% |
954,376
-396,887
| -29% | -$15.2M |
|
502
Alphabet (Google) Class C
GOOG
$3.9T
| $38.1M | 0.04% |
570,000
-899,100
| -61% | -$58M |
|
503
Extra Space Storage
EXR
$31.2B
| $37.6M | 0.04% |
355,611
+11,076
| +3% | +$1.21M |
|
|
FOLD
504
DELISTED
Amicus Therapeutics
FOLD
| $37.3M | 0.04% |
3,826,041
+1,034,197
| +37% | +$9.47M |
|
|
MDRX
505
DELISTED
Veradigm Inc. Common Stock
MDRX
| $37.2M | 0.04% |
3,790,365
+155,329
| +4% | +$1.64M |
|
506
Nu Skin
NUS
$247M
| $36.8M | 0.04% |
899,124
-273,075
| -23% | -$11.1M |
|
507
PUT
Trade Desk
TTD
$8.13B
| $36.8M | 0.04% |
1,418,000
+200,000
| +16% | +$4.5M |
|
508
Halozyme
HALO
$9.72B
| $36.8M | 0.04% |
2,075,223
+1,526,558
| +278% | +$26.4M |
|
509
CALL
Fair Isaac
FICO
$28.7B
| $36.8M | 0.04% |
98,100
+19,300
| +24% | +$6.49M |
|
510
Madison Square Garden
MSGS
$9.54B
| $36.7M | 0.04% |
175,054
-16,329
| -9% | -$3.2M |
|
511
PUT
Palo Alto Networks
PANW
$264B
| $36.7M | 0.04% |
952,200
-64,800
| -6% | -$2.45M |
|
|
VAR
512
DELISTED
Varian Medical Systems, Inc.
VAR
| $36.6M | 0.04% |
257,758
-329,008
| -56% | -$42M |
|
513
PUT
Centene
CNC
$31.3B
| $36.4M | 0.04% |
579,200
-230,000
| -28% | -$12.5M |
|
514
Brunswick
BC
$5.19B
| $36.2M | 0.04% |
603,382
+12,679
| +2% | +$733K |
|
515
PUT
Intuitive Surgical
ISRG
$121B
| $36.1M | 0.04% |
183,300
-104,400
| -36% | -$19.5M |
|
|
SCHW
516
Charles Schwab
SCHW
$177B
| $36.1M | 0.04% |
759,013
+733,883
| +2,920% | +$32.3M |
|
517
CALL
W.W. Grainger
GWW
$65.3B
| $36.1M | 0.04% |
106,600
+1,800
| +2% | +$571K |
|
518
CALL
Broadcom
AVGO
$1.82T
| $36M | 0.04% |
1,140,000
+452,000
| +66% | +$13.7M |
|
519
CALL
Valero Energy
VLO
$89.8B
| $35.8M | 0.04% |
382,000
+131,600
| +53% | +$12.4M |
|
|
TIF
520
PUT
DELISTED
Tiffany & Co.
TIF
| $35.8M | 0.04% |
267,600
-6,500
| -2% | -$768K |
|
521
Navient
NAVI
$774M
| $35.8M | 0.04% |
2,614,045
+334,764
| +15% | +$4.51M |
|
522
CALL
Cisco
CSCO
$450B
| $35.5M | 0.04% |
740,700
+94,600
| +15% | +$4.4M |
|
|
GRMN
523
Garmin
GRMN
$46.9B
| $35.5M | 0.04% |
363,360
-413,927
| -53% | -$38.6M |
|
524
Molina Healthcare
MOH
$10.3B
| $35.4M | 0.04% |
261,004
+6,562
| +3% | +$827K |
|
|
HIBB
525
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $35.4M | 0.04% |
1,260,930
+274,726
| +28% | +$6.97M |
|
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D.E. Shaw & Co's Q4 2019 Portfolio in Review
As of Q4 2019, D.E. Shaw & Co held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
- D.E. Shaw & Co added most to Emerson Electric in Q4 2019, an estimated $546M increase.
- D.E. Shaw & Co's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
- D.E. Shaw & Co fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
- D.E. Shaw & Co opened 572 new positions and closed 412 in Q4 2019.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $87.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.