D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$410M |
| 2 |
Chevron
CVX
|
+$400M |
| 3 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$381M |
| 4 |
Williams Companies
WMB
|
+$300M |
| 5 |
SLB Ltd
SLB
|
+$267M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$479M |
| 2 |
Meta Platforms (Facebook)
META
|
+$358M |
| 3 |
Biogen
BIIB
|
+$306M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$298M |
| 5 |
Bausch Health
BHC
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.41% |
| 2 | Technology | 9.4% |
| 3 | Healthcare | 8.95% |
| 4 | Consumer Discretionary | 8.78% |
| 5 | Industrials | 7.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
PUT
Under Armour
UAA
$3B
| $28M | 0.04% |
675,158
-80,568
| -11% | -$3.24M |
|
502
PUT
Home Depot
HD
$332B
| $27.9M | 0.04% |
250,800
-54,300
| -18% | -$6.08M |
|
503
The Mosaic Company
MOS
$7.09B
| $27.9M | 0.04% |
594,705
+385,051
| +184% | +$17.5M |
|
|
AL
504
DELISTED
Air Lease Corp
AL
| $27.8M | 0.04% |
820,915
+455,801
| +125% | +$17.3M |
|
505
Fossil Group
FOSL
$239M
| $27.8M | 0.04% |
400,767
-248,645
| -38% | -$19.3M |
|
|
OWW
506
DELISTED
ORBITZ WORLDWIDE, INC
OWW
| $27.7M | 0.04% |
2,424,521
+1,331,873
| +122% | +$15.4M |
|
507
PUT
Blackrock
BLK
$164B
| $27.7M | 0.04% |
80,000
| – | – |
|
508
Avis
CAR
$5.63B
| $27.5M | 0.04% |
624,811
-132,438
| -17% | -$6.99M |
|
509
PUT
Whirlpool
WHR
$2.42B
| $27.4M | 0.04% |
158,600
+10,000
| +7% | +$1.88M |
|
510
PUT
Markel Group
MKL
$25B
| $27.2M | 0.04% |
34,000
+4,000
| +13% | +$3.11M |
|
511
CALL
Walmart Inc
WMT
$871B
| $27.2M | 0.04% |
1,150,800
-414,300
| -26% | -$10.6M |
|
|
BRCD
512
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $27.1M | 0.04% |
2,278,546
+787,009
| +53% | +$9.55M |
|
513
Amdocs
DOX
$5.53B
| $27M | 0.04% |
495,036
-144,084
| -23% | -$7.92M |
|
514
Progressive
PGR
$124B
| $26.9M | 0.04% |
966,278
-387,928
| -29% | -$10.6M |
|
515
CALL
Caterpillar
CAT
$409B
| $26.9M | 0.04% |
316,900
+186,900
| +144% | +$16.1M |
|
|
CB
516
DELISTED
CHUBB CORPORATION
CB
| $26.7M | 0.04% |
280,601
+220,997
| +371% | +$21.8M |
|
|
MASI
517
DELISTED
Masimo
MASI
| $26.6M | 0.04% |
686,952
+105,938
| +18% | +$3.8M |
|
518
Arch Capital
ACGL
$36.1B
| $26.6M | 0.04% |
1,189,998
-186,105
| -14% | -$3.95M |
|
519
PUT
UnitedHealth
UNH
$382B
| $26.5M | 0.04% |
217,100
+10,000
| +5% | +$1.18M |
|
520
Snap-on
SNA
$20.9B
| $26.4M | 0.04% |
165,930
-48,620
| -23% | -$7.5M |
|
521
NextEra Energy
NEE
$187B
| $26.4M | 0.04% |
1,075,260
-1,309,644
| -55% | -$33.3M |
|
522
PUT
Ralph Lauren
RL
$22.2B
| $26.2M | 0.04% |
198,200
+68,500
| +53% | +$9.26M |
|
523
CALL
Wells Fargo
WFC
$261B
| $26.2M | 0.04% |
466,100
+17,200
| +4% | +$959K |
|
|
CHK
524
PUT
DELISTED
Chesapeake Energy Corporation
CHK
| $26.2M | 0.04% |
11,729
+5,746
| +96% | +$16.2M |
|
|
TIF
525
DELISTED
Tiffany & Co.
TIF
| $26.2M | 0.04% |
285,167
+228,967
| +407% | +$20.5M |
|
Similar funds
D.E. Shaw & Co's Q2 2015 Portfolio in Review
As of Q2 2015, D.E. Shaw & Co held 4,083 positions worth $67.1B, up 2.8% from $65.3B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q2 2015 filing shows 504 new, 1,541 increased, 1,228 reduced and 364 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $479M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.
- D.E. Shaw & Co's largest Q2 2015 buy was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M.
- D.E. Shaw & Co added most to Gilead Sciences in Q2 2015, an estimated $410M increase.
- D.E. Shaw & Co's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $479M.
- D.E. Shaw & Co fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q2 2015, selling an estimated $164M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $67.1B portfolio in Q2 2015.
- D.E. Shaw & Co opened 504 new positions and closed 364 in Q2 2015.
- D.E. Shaw & Co's portfolio value rose 2.8% quarter-over-quarter to $67.1B.
Based on D.E. Shaw & Co's 13F filing for Q2 2015, filed 14 Aug 2015.