D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Knowles
KN
$3.13B
| $37.8M | 0.04% |
2,539,480
+304,626
| +14% | +$4.62M |
|
477
PayPal
PYPL
$48.9B
| $37.8M | 0.04% |
191,849
+88,188
| +85% | +$16.6M |
|
478
CALL
Home Depot
HD
$331B
| $37.7M | 0.04% |
135,800
-69,700
| -34% | -$18.9M |
|
479
Molson Coors Class B
TAP
$7.79B
| $37.6M | 0.04% |
1,121,318
+699,337
| +166% | +$25.2M |
|
480
Werner Enterprises
WERN
$2.24B
| $37.6M | 0.04% |
896,207
+491,486
| +121% | +$21.8M |
|
481
Gentex
GNTX
$4.97B
| $37.6M | 0.04% |
1,458,790
+419,674
| +40% | +$11.1M |
|
|
NEE.PRP
482
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
| $37.5M | 0.04% |
796,600
+465,000
| +140% | +$22.1M |
|
483
CALL
Intel
INTC
$455B
| $37.4M | 0.04% |
722,800
-349,000
| -33% | -$18.1M |
|
484
PUT
Caterpillar
CAT
$375B
| $37.4M | 0.04% |
250,800
+30,800
| +14% | +$4.33M |
|
|
DAY
485
DELISTED
Dayforce
DAY
| $37.4M | 0.04% |
451,951
+303,603
| +205% | +$23.7M |
|
486
Omega Healthcare
OHI
$15.1B
| $37.3M | 0.04% |
1,245,781
+136,932
| +12% | +$4.28M |
|
487
Louisiana-Pacific
LPX
$5.06B
| $37.1M | 0.04% |
1,257,161
+166,590
| +15% | +$5.12M |
|
488
US Foods
USFD
$22.2B
| $37M | 0.04% |
1,664,871
-476,889
| -22% | -$10.7M |
|
|
RDS.B
489
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $37M | 0.04% |
1,527,253
+30,737
| +2% | +$881K |
|
|
NATI
490
DELISTED
National Instruments Corp
NATI
| $37M | 0.04% |
1,035,395
+294,680
| +40% | +$10.7M |
|
|
SNBR
491
DELISTED
Sleep Number
SNBR
| $36.8M | 0.04% |
752,021
-268,821
| -26% | -$12.6M |
|
|
TUP
492
DELISTED
Tupperware Brands Corporation
TUP
| $36.7M | 0.04% |
1,822,833
-59,426
| -3% | -$903K |
|
493
CALL
Meta Platforms (Facebook)
META
$1.42T
| $36.7M | 0.04% |
140,000
-53,000
| -27% | -$13.7M |
|
494
Ingevity
NGVT
$2.54B
| $36.6M | 0.04% |
741,255
+5,598
| +0.8% | +$316K |
|
495
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $36.5M | 0.04% |
435,545
-46,806
| -10% | -$3.94M |
|
496
W.W. Grainger
GWW
$65.3B
| $36.4M | 0.04% |
102,053
+38,121
| +60% | +$13.1M |
|
497
CALL
Salesforce
CRM
$151B
| $36M | 0.04% |
143,100
-65,300
| -31% | -$14.3M |
|
498
CALL
IBM
IBM
$211B
| $35.7M | 0.04% |
307,001
+110,458
| +56% | +$13M |
|
499
Melco Resorts & Entertainment
MLCO
$2.22B
| $35.7M | 0.04% |
2,142,683
+18,389
| +0.9% | +$326K |
|
|
SGI
500
Somnigroup International
SGI
$13.7B
| $35.5M | 0.04% |
1,593,112
-150,596
| -9% | -$3.11M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.