D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.11% |
| 2 | Technology | 10.75% |
| 3 | Financials | 9.5% |
| 4 | Consumer Discretionary | 9.17% |
| 5 | Industrials | 7.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
CALL
NVIDIA
NVDA
$5.01T
| $26.2M | 0.05% |
15,272,000
+6,072,000
| +66% | +$8.97M |
|
477
Steel Dynamics
STLD
$35.6B
| $26.1M | 0.05% |
1,042,871
+211,565
| +25% | +$5.4M |
|
|
IPG
478
DELISTED
Interpublic Group of Companies
IPG
| $26M | 0.05% |
1,163,380
-254,789
| -18% | -$5.86M |
|
479
PUT
United Airlines
UAL
$38.4B
| $25.9M | 0.05% |
494,000
+293,500
| +146% | +$14.1M |
|
480
PUT
Visa
V
$677B
| $25.8M | 0.05% |
311,700
+41,600
| +15% | +$3.33M |
|
481
CALL
MetLife
MET
$61B
| $25.7M | 0.05% |
649,189
+329,868
| +103% | +$12.4M |
|
482
Old Republic International
ORI
$10.3B
| $25.7M | 0.05% |
1,458,630
+609,505
| +72% | +$11.6M |
|
483
Valero Energy
VLO
$89.8B
| $25.7M | 0.05% |
484,900
+398,637
| +462% | +$21.3M |
|
|
CELG
484
CALL
DELISTED
Celgene Corp
CELG
| $25.7M | 0.05% |
245,400
-17,600
| -7% | -$1.9M |
|
485
CALL
Mastercard
MA
$477B
| $25.6M | 0.05% |
251,500
+33,500
| +15% | +$3.21M |
|
486
LiveRamp
RAMP
$2.29B
| $25.4M | 0.04% |
953,269
+40,749
| +4% | +$1.01M |
|
487
PUT
Wynn Resorts
WYNN
$10.1B
| $25.4M | 0.04% |
260,600
+87,500
| +51% | +$8.54M |
|
488
Western Digital
WDC
$179B
| $25.3M | 0.04% |
573,061
+468,697
| +449% | +$17.7M |
|
489
CALL
FedEx
FDX
$74.5B
| $25.2M | 0.04% |
144,500
-38,600
| -21% | -$6.32M |
|
490
PUT
Macy's
M
$6.15B
| $25.2M | 0.04% |
680,600
+109,100
| +19% | +$3.95M |
|
491
Oceaneering
OII
$5.25B
| $25.1M | 0.04% |
913,242
+339,291
| +59% | +$9.39M |
|
492
Teradyne
TER
$54.8B
| $25.1M | 0.04% |
1,163,587
-113,128
| -9% | -$2.33M |
|
493
Advance Auto Parts
AAP
$3.37B
| $25M | 0.04% |
167,744
-28,927
| -15% | -$4.62M |
|
494
CALL
Biogen
BIIB
$29.9B
| $24.9M | 0.04% |
79,700
+39,200
| +97% | +$11.6M |
|
|
TWTR
495
CALL
DELISTED
Twitter, Inc.
TWTR
| $24.7M | 0.04% |
1,073,100
+715,300
| +200% | +$13.5M |
|
496
Liberty Latin America Class C
LILAK
$1.5B
| $24.7M | 0.04% |
1,029,633
-204,246
| -17% | -$5.46M |
|
497
JPMorgan Chase
JPM
$939B
| $24.7M | 0.04% |
370,946
+296,658
| +399% | +$19.3M |
|
498
Equinix
EQIX
$107B
| $24.5M | 0.04% |
68,100
+66,622
| +4,508% | +$24.7M |
|
|
BID
499
DELISTED
Sotheby's
BID
| $24.5M | 0.04% |
644,173
-166,514
| -21% | -$5.89M |
|
500
Abbott
ABT
$180B
| $24.3M | 0.04% |
574,910
-1,021,699
| -64% | -$43.8M |
|
Similar funds
D.E. Shaw & Co's Q3 2016 Portfolio in Review
As of Q3 2016, D.E. Shaw & Co held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2016 filing shows 448 new, 1,212 increased, 1,374 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
- D.E. Shaw & Co's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- D.E. Shaw & Co added most to Apple in Q3 2016, an estimated $453M increase.
- D.E. Shaw & Co's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- D.E. Shaw & Co fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- D.E. Shaw & Co opened 448 new positions and closed 429 in Q3 2016.
- D.E. Shaw & Co's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.