D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.41% |
| 2 | Technology | 6.9% |
| 3 | Consumer Discretionary | 6.89% |
| 4 | Communication Services | 6.41% |
| 5 | Healthcare | 6.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4476
Ducommun
DCO
$2.68B
| – | – |
-34,499
| Closed | -$937K |
|
4477
Deere & Co
DE
$170B
| – | – |
-2,500
| Closed | -$212K |
|
4478
Douglas Emmett
DEI
$2.06B
| – | – |
-26,029
| Closed | -$611K |
|
4479
CALL
Diodes
DIOD
$4B
| – | – |
-33,300
| Closed | -$816K |
|
|
4480
Diodes
DIOD
$4B
| – | – |
-10,864
| Closed | -$266K |
|
4481
CALL
Delek US
DK
$3.87B
| – | – |
-20,000
| Closed | -$422K |
|
4482
Dolby
DLB
$4.72B
| – | – |
-7,634
| Closed | -$263K |
|
4483
Deluxe
DLX
$1.19B
| – | – |
-21,746
| Closed | -$1.04M |
|
4484
CALL
Dorman Products
DORM
$4.01B
| – | – |
-38,700
| Closed | -$1.92M |
|
4485
Diamondrock Hospitality Co
DRH
$2.63B
| – | – |
-204,229
| Closed | -$2.18M |
|
4486
Darden Restaurants
DRI
$22.5B
| – | – |
-27,030
| Closed | -$1.25M |
|
4487
PUT
Ecolab
ECL
$75.6B
| – | – |
-80,000
| Closed | -$7.9M |
|
4488
iShares MSCI Emerging Markets ETF
EEM
$28B
| – | – |
-505,557
| Closed | -$20.6M |
|
4489
eGain
EGAN
$176M
| – | – |
-15,384
| Closed | -$185K |
|
4490
Employers Holdings
EIG
$908M
| – | – |
-18,126
| Closed | -$539K |
|
4491
CALL
Edison International
EIX
$30.7B
| – | – |
-20,000
| Closed | -$921K |
|
4492
CALL
Emcor
EME
$33.1B
| – | – |
-20,000
| Closed | -$783K |
|
4493
CALL
Enovis
ENOV
$1.56B
| – | – |
-30,503
| Closed | -$2.97M |
|
4494
PUT
Edgewell Personal Care
EPC
$1.27B
| – | – |
-60,705
| Closed | -$4.1M |
|
4495
CALL
EQT Corp
EQT
$33.2B
| – | – |
-146,225
| Closed | -$7.06M |
|
4496
CALL
Entergy
ETR
$54.1B
| – | – |
-40,000
| Closed | -$1.26M |
|
|
4497
Entergy
ETR
$54.1B
| – | – |
-39,712
| Closed | -$1.25M |
|
|
4498
PUT
Entergy
ETR
$54.1B
| – | – |
-80,000
| Closed | -$2.53M |
|
4499
Evertec
EVTC
$1.83B
| – | – |
-122,230
| Closed | -$2.71M |
|
4500
CALL
Edwards Lifesciences
EW
$47.6B
| – | – |
-37,200
| Closed | -$432K |
|
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D.E. Shaw & Co's Q4 2013 Portfolio in Review
As of Q4 2013, D.E. Shaw & Co held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
D.E. Shaw & Co deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.8% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- D.E. Shaw & Co's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- D.E. Shaw & Co added most to Bank of America in Q4 2013, an estimated $327M increase.
- D.E. Shaw & Co's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- D.E. Shaw & Co fully exited DELL INC in Q4 2013, selling an estimated $558M.
- D.E. Shaw & Co's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- D.E. Shaw & Co opened 721 new positions and closed 549 in Q4 2013.
- D.E. Shaw & Co's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.