D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$826M |
| 2 |
Microsoft
MSFT
|
+$549M |
| 3 |
Pinduoduo
PDD
|
+$305M |
| 4 |
Intel
INTC
|
+$274M |
| 5 |
Apple
AAPL
|
+$266M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$382M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$298M |
| 3 |
TWTR
Twitter, Inc.
TWTR
|
+$267M |
| 4 |
Procter & Gamble
PG
|
+$260M |
| 5 |
Meta Platforms (Facebook)
META
|
+$244M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.32% |
| 2 | Healthcare | 8.96% |
| 3 | Financials | 7.81% |
| 4 | Consumer Discretionary | 7.49% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3951
PUT
NRG Energy
NRG
$26.9B
| $293K | ﹤0.01% |
9,200
-11,400
| -55% | -$451K |
|
3952
ALX Oncology
ALXO
$268M
| $292K | ﹤0.01% |
25,923
+700
| +3% | +$7.86K |
|
|
BCPC
3953
Balchem Corp
BCPC
$5.33B
| $291K | ﹤0.01% |
2,386
| – | – |
|
3954
Coty
COTY
$2.45B
| $291K | ﹤0.01% |
33,992
+18,978
| +126% | +$139K |
|
|
RTL
3955
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $290K | ﹤0.01% |
+48,880
| New | +$311K |
|
3956
Primis Financial Corp
FRST
$398M
| $290K | ﹤0.01% |
24,438
-528
| -2% | -$6.49K |
|
3957
Century Casinos
CNTY
$32.6M
| $288K | ﹤0.01% |
40,992
+1,907
| +5% | +$14K |
|
3958
Red Violet
RDVT
$938M
| $288K | ﹤0.01% |
12,492
-1,850
| -13% | -$37.6K |
|
3959
Taboola.com
TBLA
$1.37B
| $288K | ﹤0.01% |
93,362
-227,664
| -71% | -$483K |
|
|
MTA
3960
Metalla Royalty & Streaming
MTA
$688M
| $286K | ﹤0.01% |
58,274
+41,490
| +247% | +$199K |
|
3961
Acacia Research
ACTG
$447M
| $286K | ﹤0.01% |
67,857
+13,946
| +26% | +$54.6K |
|
3962
Definitive Healthcare
DH
$74.6M
| $283K | ﹤0.01% |
+25,779
| New | +$331K |
|
3963
DoorDash
DASH
$85.2B
| $283K | ﹤0.01% |
+5,800
| New | +$301K |
|
|
PNNT
3964
Pennant Park Investment Corp
PNNT
$221M
| $283K | ﹤0.01% |
49,177
+28,274
| +135% | +$166K |
|
|
GOOD
3965
Gladstone Commercial Corp
GOOD
$627M
| $283K | ﹤0.01% |
+15,274
| New | +$272K |
|
|
DSKE
3966
DELISTED
Daseke, Inc. Common Stock
DSKE
| $283K | ﹤0.01% |
49,657
+605
| +1% | +$3.57K |
|
3967
Apple Hospitality REIT
APLE
$3.97B
| $281K | ﹤0.01% |
17,799
-123,646
| -87% | -$1.99M |
|
3968
Core Laboratories
CLB
$493M
| $281K | ﹤0.01% |
+13,839
| New | +$268K |
|
3969
Archer Aviation
ACHR
$3.68B
| $279K | ﹤0.01% |
149,373
+34,624
| +30% | +$85.4K |
|
|
DENN
3970
DELISTED
Denny's
DENN
| $279K | ﹤0.01% |
30,254
-164,366
| -84% | -$1.78M |
|
3971
Regenxbio
RGNX
$615M
| $278K | ﹤0.01% |
12,249
-4,200
| -26% | -$94.9K |
|
|
AUY
3972
PUT
DELISTED
Yamana Gold, Inc.
AUY
| $278K | ﹤0.01% |
50,000
| – | – |
|
3973
Riskified
RSKD
$720M
| $277K | ﹤0.01% |
+59,949
| New | +$279K |
|
3974
Unum
UNM
$14B
| $277K | ﹤0.01% |
+6,742
| New | +$282K |
|
|
CGC
3975
Canopy Growth
CGC
$377M
| $276K | ﹤0.01% |
11,946
+9,265
| +346% | +$286K |
|
Similar funds
D.E. Shaw & Co's Q4 2022 Portfolio in Review
As of Q4 2022, D.E. Shaw & Co held 5,609 positions worth $90.5B, up 8.1% from $83.7B the previous quarter. Its ten largest holdings account for 8.3% of the portfolio.
D.E. Shaw & Co's Q4 2022 filing shows 476 new, 1,793 increased, 1,541 reduced and 783 closed positions. Its largest new stake was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M. The largest sale was Berkshire Hathaway Class B, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2022 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M.
- D.E. Shaw & Co added most to Tesla in Q4 2022, an estimated $826M increase.
- D.E. Shaw & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Twitter, Inc. in Q4 2022, selling an estimated $267M.
- D.E. Shaw & Co's ten largest holdings make up 8.3% of its $90.5B portfolio in Q4 2022.
- D.E. Shaw & Co opened 476 new positions and closed 783 in Q4 2022.
- D.E. Shaw & Co's portfolio value rose 8.1% quarter-over-quarter to $90.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2022, filed 14 Feb 2023.