D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3851
Franco-Nevada
FNV
$41.4B
| $321K | ﹤0.01% |
7,000
-1,246
| -15% | -$59.8K |
|
3852
CALL
IDEX
IEX
$16.6B
| $321K | ﹤0.01% |
4,400
-18,100
| -80% | -$1.32M |
|
3853
CALL
Nasdaq
NDAQ
$52.5B
| $321K | ﹤0.01% |
26,100
-33,900
| -57% | -$438K |
|
3854
Landstar System
LSTR
$6.5B
| $319K | ﹤0.01% |
+5,395
| New | +$315K |
|
3855
National Fuel Gas
NFG
$7.67B
| $319K | ﹤0.01% |
4,557
-2,100
| -32% | -$154K |
|
|
ATML
3856
DELISTED
ATMEL CORP
ATML
| $319K | ﹤0.01% |
38,151
-173,521
| -82% | -$1.42M |
|
|
RNWK
3857
DELISTED
RealNetworks Inc
RNWK
| $318K | ﹤0.01% |
41,958
-21,804
| -34% | -$164K |
|
|
BALT
3858
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
| $317K | ﹤0.01% |
+50,302
| New | +$319K |
|
3859
Compañía de Cervecerías Unidas
CCU
$2.2B
| $315K | ﹤0.01% |
14,055
-16,042
| -53% | -$354K |
|
|
RFMD
3860
CALL
DELISTED
RF MICRO DEVICES INC
RFMD
| $315K | ﹤0.01% |
+40,000
| New | +$246K |
|
3861
ePlus
PLUS
$2.33B
| $314K | ﹤0.01% |
+22,532
| New | +$317K |
|
|
LKM
3862
DELISTED
Link Motion Inc.
LKM
| $314K | ﹤0.01% |
17,815
-28,383
| -61% | -$502K |
|
3863
PUT
Hexcel
HXL
$8.28B
| $313K | ﹤0.01% |
7,200
| – | – |
|
3864
SFL Corp
SFL
$1.59B
| $313K | ﹤0.01% |
17,429
-81,854
| -82% | -$1.42M |
|
3865
CALL
Broadridge
BR
$17.7B
| $312K | ﹤0.01% |
8,400
-8,900
| -51% | -$334K |
|
3866
FNB Corp
FNB
$6.71B
| $312K | ﹤0.01% |
+23,300
| New | +$291K |
|
3867
PUT
Groupon
GRPN
$1.05B
| $312K | ﹤0.01% |
+1,985
| New | +$385K |
|
|
CORE
3868
DELISTED
Core Mark Holding Co., Inc.
CORE
| $310K | ﹤0.01% |
17,060
-38,000
| -69% | -$719K |
|
|
CALD
3869
DELISTED
Callidus Software, Inc.
CALD
| $309K | ﹤0.01% |
24,693
-93,115
| -79% | -$1.22M |
|
3870
PUT
Insulet
PODD
$11.4B
| $308K | ﹤0.01% |
6,500
-20,000
| -75% | -$885K |
|
3871
PUT
Companhia Siderúrgica Nacional
SID
$1.49B
| $305K | ﹤0.01% |
70,000
+50,000
| +250% | +$239K |
|
|
RTEC
3872
DELISTED
Rudolph Technologies Inc
RTEC
| $305K | ﹤0.01% |
26,720
+7,782
| +41% | +$88.6K |
|
|
ELLI
3873
DELISTED
Ellie Mae Inc
ELLI
| $305K | ﹤0.01% |
+10,583
| New | +$296K |
|
3874
CALL
SiriusPoint
SPNT
$3.01B
| $304K | ﹤0.01% |
19,200
| – | – |
|
|
BKS
3875
DELISTED
Barnes & Noble
BKS
| $303K | ﹤0.01% |
22,104
-20,868
| -49% | -$239K |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.