D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$354M |
| 2 |
Wells Fargo
WFC
|
+$274M |
| 3 |
IBM
IBM
|
+$266M |
| 4 |
Qualcomm
QCOM
|
+$257M |
| 5 |
Mondelez International
MDLZ
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$356M |
| 2 |
PayPal
PYPL
|
+$290M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$261M |
| 4 |
NVIDIA
NVDA
|
+$248M |
| 5 |
AABA
Altaba Inc
AABA
|
+$245M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.61% |
| 2 | Healthcare | 10.26% |
| 3 | Consumer Discretionary | 10.07% |
| 4 | Financials | 8.17% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Signet Jewelers
SIG
$3.55B
| $42.6M | 0.07% |
640,005
+551,919
| +627% | +$34M |
|
352
The Mosaic Company
MOS
$7.09B
| $42.5M | 0.07% |
1,967,521
+562,237
| +40% | +$12.2M |
|
353
VF Corp
VFC
$6.68B
| $42M | 0.06% |
701,959
+591,504
| +536% | +$34.1M |
|
|
FL
354
DELISTED
Foot Locker
FL
| $41.8M | 0.06% |
1,185,481
-231,371
| -16% | -$9.73M |
|
355
TE Connectivity
TEL
$58.8B
| $41.7M | 0.06% |
501,745
-303,347
| -38% | -$24.4M |
|
356
Steel Dynamics
STLD
$35.6B
| $41.7M | 0.06% |
1,208,392
-555,796
| -32% | -$19.5M |
|
|
POT
357
DELISTED
Potash Corp Of Saskatchewan
POT
| $41.5M | 0.06% |
2,152,526
+90,825
| +4% | +$1.62M |
|
358
PUT
Mettler-Toledo International
MTD
$26.8B
| $41.4M | 0.06% |
66,100
+15,000
| +29% | +$9.01M |
|
359
Ares Capital
ARCC
$13.5B
| $41.4M | 0.06% |
2,525,224
+324,158
| +15% | +$5.25M |
|
360
CALL
Biogen
BIIB
$29.9B
| $41.3M | 0.06% |
131,800
+31,700
| +32% | +$9.39M |
|
361
CVS Health
CVS
$137B
| $41.2M | 0.06% |
507,219
+268,095
| +112% | +$21.2M |
|
|
SWNC
362
DELISTED
Southwestern Energy Company
SWNC
| $41.2M | 0.06% |
2,945,000
+300,000
| +11% | +$4.11M |
|
363
Oracle
ORCL
$331B
| $41.1M | 0.06% |
849,104
+226,184
| +36% | +$11.3M |
|
364
Parker-Hannifin
PH
$125B
| $40.9M | 0.06% |
233,744
+199,487
| +582% | +$32.8M |
|
365
Entergy
ETR
$54.1B
| $40.4M | 0.06% |
1,057,088
+823,852
| +353% | +$31.9M |
|
366
Arista Networks
ANET
$219B
| $40.3M | 0.06% |
3,404,640
+1,446,016
| +74% | +$15.1M |
|
367
CALL
AT&T
T
$165B
| $40.3M | 0.06% |
1,362,793
+785,661
| +136% | +$22.3M |
|
368
CALL
JD.com
JD
$40.8B
| $40.2M | 0.06% |
1,052,800
+369,800
| +54% | +$15.8M |
|
369
Regeneron Pharmaceuticals
REGN
$68.8B
| $40.1M | 0.06% |
89,685
+29,937
| +50% | +$14.2M |
|
|
SPPI
370
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $40.1M | 0.06% |
2,849,168
+370,381
| +15% | +$3.35M |
|
371
Howmet Aerospace
HWM
$116B
| $40M | 0.06% |
2,097,043
+1,114,209
| +113% | +$21.3M |
|
372
JB Hunt Transport Services
JBHT
$27.1B
| $40M | 0.06% |
359,752
-414,719
| -54% | -$40.1M |
|
373
Cintas
CTAS
$82.4B
| $39.9M | 0.06% |
1,107,352
+932,916
| +535% | +$31.1M |
|
374
PUT
Target
TGT
$62.1B
| $39.6M | 0.06% |
670,300
+65,700
| +11% | +$3.68M |
|
375
Sally Beauty Holdings
SBH
$1.4B
| $39.5M | 0.06% |
2,018,755
+807,411
| +67% | +$15.9M |
|
Similar funds
D.E. Shaw & Co's Q3 2017 Portfolio in Review
As of Q3 2017, D.E. Shaw & Co held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
- D.E. Shaw & Co added most to Comcast in Q3 2017, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
- D.E. Shaw & Co fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
- D.E. Shaw & Co opened 469 new positions and closed 370 in Q3 2017.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $65.1B.
Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.