D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.17% |
| 2 | Healthcare | 10.73% |
| 3 | Financials | 9.55% |
| 4 | Consumer Discretionary | 9.16% |
| 5 | Industrials | 8.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
PUT
Advanced Micro Devices
AMD
$851B
| $37.5M | 0.07% |
2,580,200
+1,989,000
| +336% | +$25.2M |
|
352
Conduent
CNDT
$230M
| $37.4M | 0.07% |
+2,231,269
| New | +$34M |
|
|
CSRA
353
DELISTED
CSRA Inc.
CSRA
| $37.3M | 0.07% |
1,272,619
-371,678
| -23% | -$11.4M |
|
|
DATA
354
DELISTED
Tableau Software, Inc.
DATA
| $37M | 0.07% |
745,917
+734,351
| +6,349% | +$36.3M |
|
355
Cleveland-Cliffs
CLF
$6.81B
| $36.9M | 0.06% |
4,494,540
-1,955,820
| -30% | -$18.6M |
|
356
Nasdaq
NDAQ
$51.5B
| $36.7M | 0.06% |
1,585,668
+722,913
| +84% | +$16.8M |
|
357
CALL
Procter & Gamble
PG
$343B
| $36.6M | 0.06% |
407,900
-192,200
| -32% | -$17M |
|
358
Dolby
DLB
$4.72B
| $36.4M | 0.06% |
693,780
+5,767
| +0.8% | +$285K |
|
359
Axalta
AXTA
$7.01B
| $36M | 0.06% |
1,118,990
-508,805
| -31% | -$15.1M |
|
360
PUT
Micron Technology
MU
$1.04T
| $35.9M | 0.06% |
1,242,600
-1,575,800
| -56% | -$38.5M |
|
361
Howmet Aerospace
HWM
$116B
| $35.8M | 0.06% |
1,772,111
+1,321,558
| +293% | +$26M |
|
362
Wendy's
WEN
$1.33B
| $35.8M | 0.06% |
2,628,660
-1,330,191
| -34% | -$18.1M |
|
363
Liberty Latin America Class C
LILAK
$1.5B
| $35.7M | 0.06% |
1,807,932
+145,495
| +9% | +$2.86M |
|
|
AAN.A
364
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $35.6M | 0.06% |
1,198,643
-462,305
| -28% | -$13.7M |
|
365
JPMorgan Chase
JPM
$939B
| $35.6M | 0.06% |
404,939
+98,489
| +32% | +$8.69M |
|
366
Hartford Financial Services
HIG
$38.5B
| $35.5M | 0.06% |
738,731
+467,063
| +172% | +$22.6M |
|
367
Pfizer
PFE
$140B
| $35.4M | 0.06% |
1,092,014
-4,979,659
| -82% | -$157M |
|
368
Constellium
CSTM
$3.96B
| $35.3M | 0.06% |
5,426,709
-680,734
| -11% | -$4.86M |
|
369
Fortinet
FTNT
$112B
| $35.2M | 0.06% |
4,591,430
-484,020
| -10% | -$3.42M |
|
|
370
CALL
Micron Technology
MU
$1.04T
| $35.1M | 0.06% |
1,214,200
-151,100
| -11% | -$3.69M |
|
371
MSCI
MSCI
$40B
| $34.9M | 0.06% |
359,141
+149,560
| +71% | +$13.6M |
|
|
372
Micron Technology
MU
$1.04T
| $34.8M | 0.06% |
1,203,552
-4,074,507
| -77% | -$99.5M |
|
373
Goodyear
GT
$2.07B
| $34.7M | 0.06% |
963,696
+303,300
| +46% | +$10.3M |
|
374
Teradyne
TER
$54.8B
| $34.6M | 0.06% |
1,113,907
-115,124
| -9% | -$3.29M |
|
375
Cadence Design Systems
CDNS
$90B
| $34.4M | 0.06% |
1,094,685
+421,709
| +63% | +$12.3M |
|
Similar funds
D.E. Shaw & Co's Q1 2017 Portfolio in Review
As of Q1 2017, D.E. Shaw & Co held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
D.E. Shaw & Co withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, D.E. Shaw & Co opened a new position in C&J Energy Services, Inc. worth $131M.
- D.E. Shaw & Co's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- D.E. Shaw & Co added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- D.E. Shaw & Co's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- D.E. Shaw & Co fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- D.E. Shaw & Co's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- D.E. Shaw & Co opened 437 new positions and closed 599 in Q1 2017.
- D.E. Shaw & Co's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.