D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Healthcare | 10.14% |
| 3 | Financials | 8.94% |
| 4 | Consumer Discretionary | 8.18% |
| 5 | Industrials | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $42.2M | 0.07% |
+313,000
| New | +$40M |
|
352
CALL
Union Pacific
UNP
$183B
| $42M | 0.07% |
404,900
+85,100
| +27% | +$8.37M |
|
353
Sempra
SRE
$60.8B
| $41.9M | 0.07% |
833,478
-55,734
| -6% | -$2.84M |
|
354
Ulta Beauty
ULTA
$20.4B
| $41.9M | 0.07% |
164,497
-115,426
| -41% | -$28.8M |
|
355
Alcoa
AA
$11.7B
| $41.9M | 0.07% |
1,492,234
+529,684
| +55% | +$14.4M |
|
356
F5
FFIV
$22.1B
| $41.3M | 0.07% |
285,049
+146,213
| +105% | +$19.8M |
|
|
P
357
DELISTED
Pandora Media Inc
P
| $41.2M | 0.07% |
3,155,952
+2,189,349
| +226% | +$27.1M |
|
358
CALL
Nike
NKE
$61.9B
| $41.1M | 0.07% |
809,200
+311,400
| +63% | +$16M |
|
359
CME Group
CME
$92.2B
| $41M | 0.07% |
355,128
-556,138
| -61% | -$61.9M |
|
360
Cardinal Health
CAH
$53.4B
| $40.9M | 0.07% |
568,381
-726,803
| -56% | -$52.5M |
|
|
CELG
361
PUT
DELISTED
Celgene Corp
CELG
| $40.9M | 0.07% |
353,400
-74,600
| -17% | -$8.31M |
|
362
Chubb
CB
$140B
| $40.6M | 0.07% |
307,519
+69,090
| +29% | +$8.81M |
|
363
Conagra Brands
CAG
$7.07B
| $40.6M | 0.07% |
1,026,364
-1,682,210
| -62% | -$62.9M |
|
|
APC
364
CALL
DELISTED
Anadarko Petroleum
APC
| $40.5M | 0.07% |
581,000
+78,300
| +16% | +$5.09M |
|
365
PUT
Lockheed Martin
LMT
$134B
| $40.4M | 0.07% |
161,800
+50,400
| +45% | +$12.6M |
|
366
Omega Healthcare
OHI
$15.4B
| $40.2M | 0.07% |
1,287,403
+1,278,097
| +13,734% | +$39.4M |
|
|
AKS
367
DELISTED
AK Steel Holding Corp
AKS
| $40.2M | 0.07% |
3,935,132
+3,335,355
| +556% | +$25.4M |
|
|
CELG
368
CALL
DELISTED
Celgene Corp
CELG
| $39.9M | 0.07% |
344,700
+99,300
| +40% | +$11.1M |
|
369
Viatris
VTRS
$20.1B
| $39.9M | 0.07% |
1,044,917
+84,804
| +9% | +$3.15M |
|
|
YHOO
370
CALL
DELISTED
Yahoo Inc
YHOO
| $39.8M | 0.07% |
1,030,500
-90,000
| -8% | -$3.69M |
|
371
PUT
Kinder Morgan
KMI
$73.1B
| $39.4M | 0.07% |
1,902,200
-78,000
| -4% | -$1.65M |
|
372
Procter & Gamble
PG
$343B
| $39.4M | 0.07% |
468,449
-256,231
| -35% | -$21.8M |
|
373
Nucor
NUE
$56.4B
| $39.3M | 0.07% |
660,434
+170,120
| +35% | +$9.51M |
|
374
CALL
Salesforce
CRM
$134B
| $39.2M | 0.07% |
572,800
+327,700
| +134% | +$23.8M |
|
375
InterDigital
IDCC
$6.68B
| $39.2M | 0.07% |
428,750
-91,883
| -18% | -$7.37M |
|
Similar funds
D.E. Shaw & Co's Q4 2016 Portfolio in Review
As of Q4 2016, D.E. Shaw & Co held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- D.E. Shaw & Co added most to Netflix in Q4 2016, an estimated $408M increase.
- D.E. Shaw & Co's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- D.E. Shaw & Co opened 462 new positions and closed 397 in Q4 2016.
- D.E. Shaw & Co's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.