D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$549M |
| 2 |
CVS Health
CVS
|
+$537M |
| 3 |
Meta Platforms (Facebook)
META
|
+$515M |
| 4 |
McDonald's
MCD
|
+$386M |
| 5 |
Home Depot
HD
|
+$308M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Booking.com
BKNG
|
+$475M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$442M |
| 3 |
AGN
Allergan plc
AGN
|
+$435M |
| 4 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$369M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$330M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.4% |
| 2 | Consumer Discretionary | 10.14% |
| 3 | Technology | 10.06% |
| 4 | Financials | 9.8% |
| 5 | Industrials | 7.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TWTR
351
PUT
DELISTED
Twitter, Inc.
TWTR
| $35.9M | 0.07% |
2,123,400
-555,300
| -21% | -$8.67M |
|
352
Carnival Corporation Ltd
CCL
$36.1B
| $35.8M | 0.07% |
810,503
+680,707
| +524% | +$33.4M |
|
|
CAB
353
DELISTED
Cabela's Inc
CAB
| $35.8M | 0.07% |
715,028
+350,356
| +96% | +$17.4M |
|
354
Hartford Financial Services
HIG
$38.5B
| $35.6M | 0.07% |
802,881
+512,503
| +176% | +$22.9M |
|
355
PUT
Kinder Morgan
KMI
$73.1B
| $35.6M | 0.07% |
1,902,900
+252,300
| +15% | +$4.5M |
|
|
SYT
356
DELISTED
Syngenta Ag
SYT
| $35.3M | 0.07% |
459,229
+359,265
| +359% | +$29.1M |
|
|
357
CALL
Home Depot
HD
$332B
| $35.2M | 0.06% |
275,600
-54,500
| -17% | -$7.21M |
|
|
B
358
Barrick Mining
B
$62.2B
| $35M | 0.06% |
1,641,147
+889,969
| +118% | +$15.8M |
|
|
AWH
359
DELISTED
Allied World Assurance Co Hld Lt
AWH
| $34.9M | 0.06% |
993,592
-10,708
| -1% | -$385K |
|
360
PUT
Micron Technology
MU
$1.04T
| $34.7M | 0.06% |
2,519,100
+36,900
| +1% | +$419K |
|
|
CELG
361
PUT
DELISTED
Celgene Corp
CELG
| $34.6M | 0.06% |
351,100
-170,500
| -33% | -$17.6M |
|
362
PUT
Deere & Co
DE
$170B
| $34.6M | 0.06% |
427,100
+235,400
| +123% | +$19.3M |
|
363
CALL
Coca-Cola
KO
$354B
| $34.5M | 0.06% |
760,400
+83,400
| +12% | +$3.77M |
|
364
Liberty Latin America Class C
LILAK
$1.5B
| $34.3M | 0.06% |
1,233,879
+887,730
| +256% | +$29.5M |
|
|
RAX
365
DELISTED
Rackspace Hosting Inc
RAX
| $34.3M | 0.06% |
1,644,385
+793,715
| +93% | +$18.5M |
|
366
CALL
Halliburton
HAL
$27.9B
| $34.2M | 0.06% |
754,700
+466,500
| +162% | +$19.2M |
|
367
General Motors
GM
$74.7B
| $34.1M | 0.06% |
1,205,763
-1,509,975
| -56% | -$45.8M |
|
368
SBA Communications
SBAC
$18.4B
| $34M | 0.06% |
+314,811
| New | +$31.9M |
|
|
HBI
369
DELISTED
Hanesbrands
HBI
| $33.8M | 0.06% |
1,343,446
+301,944
| +29% | +$8.23M |
|
370
Boston Properties
BXP
$11B
| $33.7M | 0.06% |
255,817
+174,192
| +213% | +$22.4M |
|
|
AGN
371
CALL
DELISTED
Allergan plc
AGN
| $33.6M | 0.06% |
145,200
+42,000
| +41% | +$9.68M |
|
372
CALL
United Parcel Service
UPS
$97.6B
| $33.3M | 0.06% |
309,000
+22,600
| +8% | +$2.35M |
|
373
Nucor
NUE
$56.4B
| $33.3M | 0.06% |
673,459
+282,494
| +72% | +$13.8M |
|
374
IBM
IBM
$202B
| $33.3M | 0.06% |
229,269
-305,686
| -57% | -$43.8M |
|
375
Carlisle Companies
CSL
$13.6B
| $33.2M | 0.06% |
313,800
+106,934
| +52% | +$10.9M |
|
Similar funds
D.E. Shaw & Co's Q2 2016 Portfolio in Review
As of Q2 2016, D.E. Shaw & Co held 3,766 positions worth $54.2B, down 2.7% from $55.7B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
D.E. Shaw & Co withdrew a net $2.46B in Q2 2016, closing 445 positions and reducing 1,324 holdings. Its most notable exit was TIME WARNER CABLE INC NEW COM STK, an estimated $369M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Liberty Media Corporation Series C Liberty SiriusXM Common Stock worth $198M.
- D.E. Shaw & Co's largest Q2 2016 buy was Liberty Media Corporation Series C Liberty SiriusXM Common Stock: 8,430,023 shares worth $198M.
- D.E. Shaw & Co added most to Amazon in Q2 2016, an estimated $549M increase.
- D.E. Shaw & Co's biggest Q2 2016 reduction was Booking.com, cutting an estimated $475M.
- D.E. Shaw & Co fully exited TIME WARNER CABLE INC NEW COM STK in Q2 2016, selling an estimated $369M.
- D.E. Shaw & Co's ten largest holdings make up 9.2% of its $54.2B portfolio in Q2 2016.
- D.E. Shaw & Co opened 402 new positions and closed 445 in Q2 2016.
- D.E. Shaw & Co's portfolio value fell 2.7% quarter-over-quarter to $54.2B.
Based on D.E. Shaw & Co's 13F filing for Q2 2016, filed 15 Aug 2016.