D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.41% |
| 2 | Technology | 6.9% |
| 3 | Consumer Discretionary | 6.89% |
| 4 | Communication Services | 6.41% |
| 5 | Healthcare | 6.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
CALL
Freeport-McMoran
FCX
$90B
| $43.6M | 0.06% |
1,155,800
+23,500
| +2% | +$833K |
|
|
DD
352
CALL
DELISTED
Du Pont De Nemours E I
DD
| $43.6M | 0.06% |
706,774
+4,107
| +0.6% | +$237K |
|
353
Cleveland-Cliffs
CLF
$6.81B
| $43.4M | 0.06% |
1,655,959
+1,261,692
| +320% | +$31.1M |
|
354
Stanley Black & Decker
SWK
$14.2B
| $43.3M | 0.06% |
536,999
+470,641
| +709% | +$38.5M |
|
355
PUT
Valero Energy
VLO
$89.8B
| $43.2M | 0.06% |
856,200
+567,600
| +197% | +$23.9M |
|
356
CALL
Automatic Data Processing
ADP
$100B
| $43M | 0.06% |
606,631
+73,807
| +14% | +$4.96M |
|
357
PUT
Newmont
NEM
$98.2B
| $42.9M | 0.06% |
1,863,700
-1,350,400
| -42% | -$34.7M |
|
358
AvalonBay Communities
AVB
$27.1B
| $42.8M | 0.06% |
362,247
+1,524
| +0.4% | +$188K |
|
|
WBC
359
DELISTED
WABCO HOLDINGS INC.
WBC
| $42.7M | 0.06% |
457,521
-509,995
| -53% | -$44.7M |
|
360
CALL
Regeneron Pharmaceuticals
REGN
$68.8B
| $42.4M | 0.06% |
154,000
+4,300
| +3% | +$1.24M |
|
|
361
CALL
Newmont
NEM
$98.2B
| $42.3M | 0.06% |
1,835,400
+464,100
| +34% | +$11.9M |
|
|
CVC
362
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
| $42.2M | 0.06% |
2,355,285
+386,638
| +20% | +$6.25M |
|
|
SNDK
363
PUT
DELISTED
SANDISK CORP
SNDK
| $42.1M | 0.06% |
596,900
+342,900
| +135% | +$23.1M |
|
|
WPX
364
DELISTED
WPX Energy, Inc.
WPX
| $42.1M | 0.06% |
2,065,113
-198,195
| -9% | -$3.96M |
|
|
BWLD
365
PUT
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $42M | 0.06% |
285,500
+114,700
| +67% | +$15.8M |
|
|
VMW
366
PUT
DELISTED
VMware, Inc
VMW
| $41.8M | 0.06% |
465,500
+83,500
| +22% | +$6.9M |
|
367
PUT
Northrop Grumman
NOC
$77B
| $41.8M | 0.06% |
364,300
+48,700
| +15% | +$5.21M |
|
|
WWAV
368
DELISTED
The WhiteWave Foods Company
WWAV
| $41.3M | 0.06% |
1,802,331
+1,586,600
| +735% | +$33M |
|
369
Qualcomm
QCOM
$176B
| $41.2M | 0.06% |
555,505
-333,571
| -38% | -$23.5M |
|
|
TW
370
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
| $40.9M | 0.06% |
320,302
-177,185
| -36% | -$20.6M |
|
371
Regency Centers
REG
$15B
| $40.8M | 0.06% |
881,631
-231,415
| -21% | -$11.3M |
|
372
PUT
Verizon
VZ
$194B
| $40.4M | 0.06% |
822,400
+192,700
| +31% | +$9.48M |
|
|
373
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $40.3M | 0.05% |
218,173
-1,423,158
| -87% | -$252M |
|
374
PUT
Fluor
FLR
$7.29B
| $40.3M | 0.05% |
501,500
+127,100
| +34% | +$9.71M |
|
375
Archer Daniels Midland
ADM
$41.4B
| $40M | 0.05% |
921,005
+843,006
| +1,081% | +$34.1M |
|
Similar funds
D.E. Shaw & Co's Q4 2013 Portfolio in Review
As of Q4 2013, D.E. Shaw & Co held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
D.E. Shaw & Co deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.8% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- D.E. Shaw & Co's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- D.E. Shaw & Co added most to Bank of America in Q4 2013, an estimated $327M increase.
- D.E. Shaw & Co's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- D.E. Shaw & Co fully exited DELL INC in Q4 2013, selling an estimated $558M.
- D.E. Shaw & Co's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- D.E. Shaw & Co opened 721 new positions and closed 549 in Q4 2013.
- D.E. Shaw & Co's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.