D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$826M |
| 2 |
Microsoft
MSFT
|
+$549M |
| 3 |
Pinduoduo
PDD
|
+$305M |
| 4 |
Intel
INTC
|
+$274M |
| 5 |
Apple
AAPL
|
+$266M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$382M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$298M |
| 3 |
TWTR
Twitter, Inc.
TWTR
|
+$267M |
| 4 |
Procter & Gamble
PG
|
+$260M |
| 5 |
Meta Platforms (Facebook)
META
|
+$244M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.32% |
| 2 | Healthcare | 8.96% |
| 3 | Financials | 7.81% |
| 4 | Consumer Discretionary | 7.49% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3651
Lesaka Technologies
LSAK
$392M
| $555K | ﹤0.01% |
122,075
-68,064
| -36% | -$268K |
|
3652
Precision BioSciences
DTIL
$185M
| $555K | ﹤0.01% |
15,554
-1,742
| -10% | -$68.8K |
|
|
RUTH
3653
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $555K | ﹤0.01% |
35,826
-17,911
| -33% | -$315K |
|
3654
Arcus Biosciences
RCUS
$3.4B
| $554K | ﹤0.01% |
+26,804
| New | +$738K |
|
|
CINC
3655
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
| $554K | ﹤0.01% |
45,094
-132,681
| -75% | -$3.16M |
|
3656
Duluth Holdings
DLTH
$163M
| $554K | ﹤0.01% |
89,628
+1,661
| +2% | +$12.4K |
|
3657
CALL
Harley-Davidson
HOG
$2.66B
| $553K | ﹤0.01% |
13,300
| – | – |
|
3658
PUT
Virgin Galactic
SPCE
$320M
| $552K | ﹤0.01% |
7,935
-13,000
| -62% | -$1.21M |
|
3659
CALL
Cimpress
CMPR
$2.43B
| $552K | ﹤0.01% |
20,000
| – | – |
|
3660
Regional Management Corp
RM
$392M
| $552K | ﹤0.01% |
19,655
-4,666
| -19% | -$137K |
|
3661
Live Nation Entertainment
LYV
$42.1B
| $551K | ﹤0.01% |
7,907
+2,356
| +42% | +$175K |
|
3662
Arcutis Biotherapeutics
ARQT
$3.55B
| $550K | ﹤0.01% |
37,176
-37,200
| -50% | -$650K |
|
3663
KeyCorp
KEY
$24.3B
| $549K | ﹤0.01% |
31,535
-1,095,844
| -97% | -$19.3M |
|
3664
PUT
Freshpet
FRPT
$3.01B
| $549K | ﹤0.01% |
10,400
-79,600
| -88% | -$4.74M |
|
3665
Merchants Bancorp
MBIN
$2.24B
| $549K | ﹤0.01% |
22,565
-9,647
| -30% | -$235K |
|
|
PRMW
3666
DELISTED
Primo Water Corporation
PRMW
| $547K | ﹤0.01% |
35,188
-233,216
| -87% | -$3.39M |
|
|
ROSS
3667
DELISTED
Ross Acquisition Corp II
ROSS
| $546K | ﹤0.01% |
54,000
| – | – |
|
3668
Kforce
KFRC
$1.04B
| $546K | ﹤0.01% |
9,954
-5,528
| -36% | -$319K |
|
|
CSR
3669
PUT
Centerspace
CSR
$941M
| $546K | ﹤0.01% |
9,300
+5,800
| +166% | +$375K |
|
|
SAVE
3670
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
| $545K | ﹤0.01% |
28,000
| – | – |
|
3671
PUT
Infosys
INFY
$50B
| $540K | ﹤0.01% |
30,000
| – | – |
|
3672
Reservoir Media Inc Warrant
RSVRW
| $540K | ﹤0.01% |
481,924
+1,517
| +0.3% | +$1.72K |
|
3673
MGE Energy Inc
MGEE
$3.09B
| $538K | ﹤0.01% |
7,637
-16,091
| -68% | -$1.11M |
|
3674
CALL
SandRidge Energy
SD
$485M
| $536K | ﹤0.01% |
31,500
+7,400
| +31% | +$138K |
|
3675
PUT
Herbalife
HLF
$1.3B
| $536K | ﹤0.01% |
36,000
+6,000
| +20% | +$104K |
|
Similar funds
D.E. Shaw & Co's Q4 2022 Portfolio in Review
As of Q4 2022, D.E. Shaw & Co held 5,609 positions worth $90.5B, up 8.1% from $83.7B the previous quarter. Its ten largest holdings account for 8.3% of the portfolio.
D.E. Shaw & Co's Q4 2022 filing shows 476 new, 1,793 increased, 1,541 reduced and 783 closed positions. Its largest new stake was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M. The largest sale was Berkshire Hathaway Class B, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2022 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M.
- D.E. Shaw & Co added most to Tesla in Q4 2022, an estimated $826M increase.
- D.E. Shaw & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Twitter, Inc. in Q4 2022, selling an estimated $267M.
- D.E. Shaw & Co's ten largest holdings make up 8.3% of its $90.5B portfolio in Q4 2022.
- D.E. Shaw & Co opened 476 new positions and closed 783 in Q4 2022.
- D.E. Shaw & Co's portfolio value rose 8.1% quarter-over-quarter to $90.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2022, filed 14 Feb 2023.