D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$826M |
| 2 |
Microsoft
MSFT
|
+$549M |
| 3 |
Pinduoduo
PDD
|
+$305M |
| 4 |
Intel
INTC
|
+$274M |
| 5 |
Apple
AAPL
|
+$266M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$382M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$298M |
| 3 |
TWTR
Twitter, Inc.
TWTR
|
+$267M |
| 4 |
Procter & Gamble
PG
|
+$260M |
| 5 |
Meta Platforms (Facebook)
META
|
+$244M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.32% |
| 2 | Healthcare | 8.96% |
| 3 | Financials | 7.81% |
| 4 | Consumer Discretionary | 7.49% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3601
CALL
Upwork
UPWK
$1.21B
| $607K | ﹤0.01% |
58,100
| – | – |
|
3602
ESCO Technologies
ESE
$8.18B
| $605K | ﹤0.01% |
6,909
| – | – |
|
3603
PUT
Iron Mountain
IRM
$37.4B
| $603K | ﹤0.01% |
12,100
| – | – |
|
|
PLL
3604
PUT
DELISTED
Piedmont Lithium
PLL
| $603K | ﹤0.01% |
13,700
-56,300
| -80% | -$3.12M |
|
3605
Avnet
AVT
$7.07B
| $603K | ﹤0.01% |
+14,498
| New | +$603K |
|
3606
Trinity Industries
TRN
$3.03B
| $602K | ﹤0.01% |
+20,363
| New | +$567K |
|
3607
CALL
U-Haul Holding Co
UHAL
$14.3B
| $602K | ﹤0.01% |
+10,000
| New | +$575K |
|
|
AD
3608
Array Digital Infrastructure
AD
$3.03B
| $602K | ﹤0.01% |
28,867
+5,041
| +21% | +$120K |
|
|
JKS
3609
PUT
JinkoSolar
JKS
$782M
| $601K | ﹤0.01% |
14,700
-106,100
| -88% | -$5.11M |
|
3610
Sensus Healthcare
SRTS
$48.4M
| $601K | ﹤0.01% |
80,972
+55,822
| +222% | +$504K |
|
3611
CALL
Teledyne Technologies
TDY
$30.1B
| $600K | ﹤0.01% |
+1,500
| New | +$584K |
|
3612
Vivid Seats
SEAT
$88.7M
| $597K | ﹤0.01% |
4,089
+2,934
| +254% | +$456K |
|
3613
EVgo
EVGO
$230M
| $596K | ﹤0.01% |
133,438
-378,247
| -74% | -$2.44M |
|
3614
US Foods
USFD
$22.3B
| $593K | ﹤0.01% |
17,426
+3,041
| +21% | +$97.3K |
|
3615
Alpha and Omega Semiconductor
AOSL
$863M
| $592K | ﹤0.01% |
20,728
-17,523
| -46% | -$567K |
|
3616
PUT
Baker Hughes
BKR
$58B
| $591K | ﹤0.01% |
20,000
| – | – |
|
|
UCTT
3617
Ultra Clean Holdings
UCTT
$3.47B
| $589K | ﹤0.01% |
17,781
-42,278
| -70% | -$1.35M |
|
|
ZYXI
3618
DELISTED
Zynex
ZYXI
| $589K | ﹤0.01% |
42,363
+24,307
| +135% | +$294K |
|
3619
Dave & Buster's
PLAY
$361M
| $588K | ﹤0.01% |
16,590
-125,201
| -88% | -$4.53M |
|
3620
eGain
EGAN
$190M
| $587K | ﹤0.01% |
65,048
+3,084
| +5% | +$25.4K |
|
3621
CALL
Caesars Entertainment
CZR
$6.1B
| $587K | ﹤0.01% |
14,100
-300
| -2% | -$13.4K |
|
|
IVC
3622
DELISTED
Invacare Corporation
IVC
| $586K | ﹤0.01% |
1,394,763
| – | – |
|
3623
CALL
B&G Foods
BGS
$297M
| $580K | ﹤0.01% |
+52,000
| New | +$723K |
|
3624
Ooma
OOMA
$608M
| $578K | ﹤0.01% |
42,460
-20,140
| -32% | -$298K |
|
3625
Banco de Chile
BCH
$20.4B
| $577K | ﹤0.01% |
+27,695
| New | +$519K |
|
Similar funds
D.E. Shaw & Co's Q4 2022 Portfolio in Review
As of Q4 2022, D.E. Shaw & Co held 5,609 positions worth $90.5B, up 8.1% from $83.7B the previous quarter. Its ten largest holdings account for 8.3% of the portfolio.
D.E. Shaw & Co's Q4 2022 filing shows 476 new, 1,793 increased, 1,541 reduced and 783 closed positions. Its largest new stake was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M. The largest sale was Berkshire Hathaway Class B, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2022 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M.
- D.E. Shaw & Co added most to Tesla in Q4 2022, an estimated $826M increase.
- D.E. Shaw & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Twitter, Inc. in Q4 2022, selling an estimated $267M.
- D.E. Shaw & Co's ten largest holdings make up 8.3% of its $90.5B portfolio in Q4 2022.
- D.E. Shaw & Co opened 476 new positions and closed 783 in Q4 2022.
- D.E. Shaw & Co's portfolio value rose 8.1% quarter-over-quarter to $90.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2022, filed 14 Feb 2023.