D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$365M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$307M |
| 3 |
Adobe
ADBE
|
+$250M |
| 4 |
NVIDIA
NVDA
|
+$242M |
| 5 |
Salesforce
CRM
|
+$240M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$520M |
| 2 |
ExxonMobil
XOM
|
+$372M |
| 3 |
Bank of America
BAC
|
+$271M |
| 4 |
Netflix
NFLX
|
+$172M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.14% |
| 2 | Financials | 9.37% |
| 3 | Healthcare | 7.49% |
| 4 | Consumer Discretionary | 6.79% |
| 5 | Communication Services | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3501
PUT
Yum China
YUMC
$15.7B
| $923K | ﹤0.01% |
19,500
| – | – |
|
3502
Silicom
SILC
$201M
| $922K | ﹤0.01% |
26,095
-501
| -2% | -$19.3K |
|
3503
Supernus Pharmaceuticals
SUPN
$2.7B
| $921K | ﹤0.01% |
27,200
+11,100
| +69% | +$361K |
|
3504
Establishment Labs
ESTA
$2.71B
| $920K | ﹤0.01% |
+16,841
| New | +$1.01M |
|
3505
Enova International
ENVA
$6.09B
| $919K | ﹤0.01% |
31,400
-14,509
| -32% | -$487K |
|
3506
PUT
ArcBest
ARCB
$3.15B
| $916K | ﹤0.01% |
12,600
| – | – |
|
|
EPIX
3507
DELISTED
ESSA Pharma
EPIX
| $910K | ﹤0.01% |
499,833
+159,207
| +47% | +$420K |
|
3508
Independent Bank Corp
IBCP
$796M
| $908K | ﹤0.01% |
47,560
-14,177
| -23% | -$287K |
|
3509
Kforce
KFRC
$1.05B
| $908K | ﹤0.01% |
15,482
-15,103
| -49% | -$900K |
|
3510
OFG Bancorp
OFG
$2.21B
| $908K | ﹤0.01% |
36,113
+6,289
| +21% | +$171K |
|
|
RUTH
3511
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $906K | ﹤0.01% |
+53,737
| New | +$951K |
|
3512
Mistras Group
MG
$477M
| $902K | ﹤0.01% |
202,132
-20,552
| -9% | -$116K |
|
3513
Royal Bank of Canada
RY
$287B
| $902K | ﹤0.01% |
10,020
-332,374
| -97% | -$31.9M |
|
3514
TechTarget
TTGT
$327M
| $900K | ﹤0.01% |
+15,208
| New | +$978K |
|
3515
PUT
Dollar Tree
DLTR
$24.8B
| $898K | ﹤0.01% |
+6,600
| New | +$1.03M |
|
3516
DT Midstream
DTM
$13.9B
| $898K | ﹤0.01% |
17,297
-18,236
| -51% | -$984K |
|
3517
Comfort Systems
FIX
$53.5B
| $894K | ﹤0.01% |
9,188
+5,560
| +153% | +$545K |
|
3518
Gevo
GEVO
$353M
| $894K | ﹤0.01% |
+392,097
| New | +$1.09M |
|
3519
PUT
MarineMax
HZO
$748M
| $894K | ﹤0.01% |
+30,000
| New | +$1.12M |
|
3520
Jackson Financial
JXN
$8.4B
| $894K | ﹤0.01% |
32,231
-269,873
| -89% | -$7.97M |
|
|
FLG
3521
Flagstar Bank National Association
FLG
$5.87B
| $894K | ﹤0.01% |
+34,946
| New | +$1.03M |
|
3522
PUT
Tractor Supply
TSCO
$16.3B
| $892K | ﹤0.01% |
+24,000
| New | +$934K |
|
|
SCWX
3523
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
| $892K | ﹤0.01% |
110,762
+38,796
| +54% | +$385K |
|
3524
Champion Homes
SKY
$4.41B
| $890K | ﹤0.01% |
16,834
-87
| -0.5% | -$5.07K |
|
3525
Standard BioTools
LAB
$342M
| $888K | ﹤0.01% |
807,150
-81,886
| -9% | -$124K |
|
Similar funds
D.E. Shaw & Co's Q3 2022 Portfolio in Review
As of Q3 2022, D.E. Shaw & Co held 5,820 positions worth $83.7B, down 1.8% from $85.3B the previous quarter. Its ten largest holdings account for 8.7% of the portfolio.
D.E. Shaw & Co withdrew a net $3.66B in Q3 2022, closing 679 positions and reducing 1,597 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $171M position sold in full.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Prologis worth $66.1M.
- D.E. Shaw & Co's largest Q3 2022 buy was Prologis: 650,725 shares worth $66.1M.
- D.E. Shaw & Co added most to Visa in Q3 2022, an estimated $365M increase.
- D.E. Shaw & Co's biggest Q3 2022 reduction was PayPal, cutting an estimated $520M.
- D.E. Shaw & Co fully exited iShares MSCI Emerging Markets ETF in Q3 2022, selling an estimated $171M.
- D.E. Shaw & Co's ten largest holdings make up 8.7% of its $83.7B portfolio in Q3 2022.
- D.E. Shaw & Co opened 545 new positions and closed 679 in Q3 2022.
- D.E. Shaw & Co's portfolio value fell 1.8% quarter-over-quarter to $83.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.