D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JNPR
326
DELISTED
Juniper Networks
JNPR
| $60.9M | 0.06% |
2,834,853
-634,823
| -18% | -$15.1M |
|
327
Invitation Homes
INVH
$17.7B
| $60.7M | 0.06% |
2,169,788
+769,397
| +55% | +$21.9M |
|
328
AGNC Investment
AGNC
$12.4B
| $60.7M | 0.06% |
4,364,165
-530,364
| -11% | -$7.3M |
|
329
CALL
Datadog
DDOG
$95.4B
| $60.5M | 0.06% |
592,200
+242,200
| +69% | +$21.1M |
|
330
Graphic Packaging
GPK
$3.17B
| $60.5M | 0.06% |
4,290,668
+755,200
| +21% | +$10.7M |
|
|
BBBY
331
DELISTED
Bed Bath & Beyond Inc
BBBY
| $60.3M | 0.06% |
+4,025,336
| New | +$46.5M |
|
332
PUT
NIO
NIO
$12.2B
| $60M | 0.06% |
2,826,100
+1,479,500
| +110% | +$22.8M |
|
333
PUT
Charter Communications
CHTR
$17.3B
| $59.9M | 0.06% |
96,000
+22,200
| +30% | +$13.1M |
|
|
ATVI
334
DELISTED
Activision Blizzard
ATVI
| $58.8M | 0.06% |
726,096
+528,370
| +267% | +$42.9M |
|
335
NiSource
NI
$21.3B
| $58.6M | 0.06% |
2,662,048
-519,208
| -16% | -$12.1M |
|
336
Thomson Reuters
TRI
$42.8B
| $58.4M | 0.06% |
695,127
-32,260
| -4% | -$2.51M |
|
337
Edwards Lifesciences
EW
$49.6B
| $57.7M | 0.06% |
723,243
-248,142
| -26% | -$19.4M |
|
|
INFO
338
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $57.1M | 0.06% |
727,214
+126,099
| +21% | +$10M |
|
339
NXP Semiconductors
NXPI
$57.8B
| $56.7M | 0.06% |
454,600
-623,429
| -58% | -$76.1M |
|
340
American Water Works
AWK
$26.7B
| $56.6M | 0.06% |
390,962
+125,522
| +47% | +$17.8M |
|
341
Roper Technologies
ROP
$38.8B
| $56.6M | 0.06% |
143,348
+84,784
| +145% | +$35.3M |
|
342
Oracle
ORCL
$374B
| $56.5M | 0.06% |
946,680
-1,872,969
| -66% | -$106M |
|
343
Elevance Health
ELV
$81.5B
| $56.1M | 0.06% |
208,989
+52,451
| +34% | +$14.1M |
|
344
Northrop Grumman
NOC
$77.1B
| $56.1M | 0.06% |
177,862
+59,033
| +50% | +$19.2M |
|
345
AbbVie
ABBV
$443B
| $55.9M | 0.06% |
638,497
-833,134
| -57% | -$78.4M |
|
346
Dropbox
DBX
$7.6B
| $55.8M | 0.06% |
2,897,613
-1,317,285
| -31% | -$27.4M |
|
347
Bread Financial
BFH
$4.37B
| $55.6M | 0.06% |
1,659,213
-256,584
| -13% | -$9.12M |
|
348
Genpact
G
$5.96B
| $55.4M | 0.06% |
1,422,233
-553,779
| -28% | -$21.8M |
|
349
Adobe
ADBE
$99.5B
| $54.5M | 0.06% |
111,078
-184,103
| -62% | -$85.6M |
|
350
Pultegroup
PHM
$24.1B
| $54.3M | 0.06% |
1,172,296
+558,301
| +91% | +$23.9M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.