D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
NACCO Industries
NC
$353M
| $243K | ﹤0.01% |
7,431
| – | – |
|
3402
Protolabs
PRLB
$1.86B
| $243K | ﹤0.01% |
+1,500
| New | +$212K |
|
3403
PUT
Telefônica Brasil
VIV
$22.4B
| $243K | ﹤0.01% |
25,000
| – | – |
|
3404
CALL
AerCap
AER
$23.9B
| $242K | ﹤0.01% |
4,200
-2,500
| -37% | -$141K |
|
3405
Community Trust Bancorp
CTBI
$1.38B
| $242K | ﹤0.01% |
5,216
-2,910
| -36% | -$143K |
|
3406
PUT
AutoNation
AN
$6.97B
| $241K | ﹤0.01% |
+5,800
| New | +$268K |
|
3407
Mativ Holdings
MATV
$448M
| $241K | ﹤0.01% |
6,296
-686
| -10% | -$28.4K |
|
|
FNHC
3408
DELISTED
FedNat Holding Company Common Stock
FNHC
| $241K | ﹤0.01% |
+9,459
| New | +$231K |
|
3409
York Water
YORW
$505M
| $240K | ﹤0.01% |
7,899
-2,529
| -24% | -$78K |
|
|
HSTO
3410
DELISTED
Histogen Inc. Common Stock
HSTO
| $240K | ﹤0.01% |
207
-126
| -38% | -$116K |
|
3411
CALL
Snap-on
SNA
$20.9B
| $239K | ﹤0.01% |
1,300
-2,300
| -64% | -$401K |
|
|
CMD
3412
CALL
DELISTED
Cantel Medical Corporation
CMD
| $239K | ﹤0.01% |
2,600
-11,200
| -81% | -$1.07M |
|
3413
Corning
GLW
$126B
| $238K | ﹤0.01% |
+6,735
| New | +$219K |
|
3414
CALL
Baker Hughes
BKR
$56.8B
| $237K | ﹤0.01% |
7,000
| – | – |
|
3415
First Interstate BancSystem
FIBK
$3.7B
| $237K | ﹤0.01% |
5,290
-6,165
| -54% | -$275K |
|
3416
CALL
Invesco
IVZ
$13.3B
| $236K | ﹤0.01% |
+10,300
| New | +$257K |
|
|
CADE
3417
DELISTED
Cadence Bank
CADE
| $235K | ﹤0.01% |
7,200
-37,642
| -84% | -$1.28M |
|
3418
Main Street Capital
MAIN
$4.97B
| $235K | ﹤0.01% |
6,100
-27,315
| -82% | -$1.08M |
|
|
SVU
3419
CALL
DELISTED
SUPERVALU Inc.
SVU
| $235K | ﹤0.01% |
+7,300
| New | +$213K |
|
|
MRT
3420
DELISTED
MedEquities Realty Trust, Inc.
MRT
| $234K | ﹤0.01% |
24,052
-64,609
| -73% | -$685K |
|
3421
Agilysys
AGYS
$2.78B
| $233K | ﹤0.01% |
14,277
-30,038
| -68% | -$482K |
|
3422
Fulton Financial
FULT
$4.7B
| $233K | ﹤0.01% |
13,968
-99,454
| -88% | -$1.74M |
|
|
SA
3423
Seabridge Gold
SA
$2.8B
| $233K | ﹤0.01% |
18,016
-5,236
| -23% | -$60.4K |
|
3424
National Healthcare
NHC
$3.53B
| $232K | ﹤0.01% |
3,083
-1,426
| -32% | -$105K |
|
3425
Nokia
NOK
$50.8B
| $232K | ﹤0.01% |
41,637
-15,133
| -27% | -$84K |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.