D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Gray Television
GTN
$407M
| $269K | ﹤0.01% |
16,513
-42,106
| -72% | -$659K |
|
3402
Essex Property Trust
ESS
$18.9B
| $268K | ﹤0.01% |
1,118
-3,311
| -75% | -$760K |
|
3403
Federal Realty Investment Trust
FRT
$10.9B
| $268K | ﹤0.01% |
1,835
-36,718
| -95% | -$5.31M |
|
3404
Simmons First National
SFNC
$3.35B
| $268K | ﹤0.01% |
+10,434
| New | +$275K |
|
3405
Deluxe
DLX
$1.19B
| $267K | ﹤0.01% |
+4,900
| New | +$283K |
|
|
PACD
3406
DELISTED
Pacific Drilling S A
PACD
| $267K | ﹤0.01% |
31,772
-25,096
| -44% | -$332K |
|
3407
CALL
Sprouts Farmers Market
SFM
$7.04B
| $266K | ﹤0.01% |
10,000
| – | – |
|
|
VSI
3408
DELISTED
Vitamin Shoppe Inc.
VSI
| $266K | ﹤0.01% |
8,139
-4,870
| -37% | -$154K |
|
3409
NiSource
NI
$22.4B
| $263K | ﹤0.01% |
+13,471
| New | +$259K |
|
|
DNR
3410
CALL
DELISTED
Denbury Resources, Inc.
DNR
| $263K | ﹤0.01% |
130,000
| – | – |
|
3411
Celestica
CLS
$35.1B
| $262K | ﹤0.01% |
23,707
-24,080
| -50% | -$277K |
|
3412
FirstCash
FCFS
$8.55B
| $262K | ﹤0.01% |
7,002
-23,235
| -77% | -$906K |
|
|
BITA
3413
DELISTED
Bitauto Holdings Limited
BITA
| $262K | ﹤0.01% |
+9,255
| New | +$272K |
|
|
WILN
3414
DELISTED
Wi-LAN Inc.
WILN
| $262K | ﹤0.01% |
196,100
+83,800
| +75% | +$120K |
|
3415
Martin Marietta Materials
MLM
$33.6B
| $261K | ﹤0.01% |
+1,912
| New | +$290K |
|
3416
Otter Tail
OTTR
$3.88B
| $261K | ﹤0.01% |
9,793
-2,579
| -21% | -$69.2K |
|
3417
PUT
Rithm Capital
RITM
$5.09B
| $260K | ﹤0.01% |
+21,400
| New | +$264K |
|
3418
PUT
Zillow
ZG
$7.02B
| $260K | ﹤0.01% |
10,000
-6,700
| -40% | -$191K |
|
|
DXYN
3419
DELISTED
Dixie Group Inc
DXYN
| $260K | ﹤0.01% |
49,755
+28,474
| +134% | +$193K |
|
3420
Palisade Bio
PALI
$339M
| – | – |
0
| – | – |
|
|
WIBC
3421
DELISTED
WILSHIRE BANCORP INC
WIBC
| $259K | ﹤0.01% |
22,403
-53,716
| -71% | -$611K |
|
3422
AMERISAFE
AMSF
$569M
| $257K | ﹤0.01% |
5,046
-9,952
| -66% | -$522K |
|
3423
Lexicon Pharmaceuticals
LXRX
$1.02B
| $257K | ﹤0.01% |
19,309
-2,891
| -13% | -$35.5K |
|
3424
Teledyne Technologies
TDY
$30.4B
| $257K | ﹤0.01% |
+2,899
| New | +$257K |
|
|
P
3425
PUT
DELISTED
Pandora Media Inc
P
| $257K | ﹤0.01% |
19,200
+400
| +2% | +$5.96K |
|
Similar funds
D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.