D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
CALL
Best Buy
BBY
$18B
| $265K | ﹤0.01% |
5,000
-21,900
| -81% | -$1.43M |
|
3377
Kadant
KAI
$3.69B
| $265K | ﹤0.01% |
3,247
+285
| +10% | +$26.7K |
|
3378
CALL
HubSpot
HUBS
$10.5B
| $264K | ﹤0.01% |
2,100
-24,500
| -92% | -$3.21M |
|
3379
PennyMac Financial
PFSI
$4.38B
| $264K | ﹤0.01% |
12,408
-31,863
| -72% | -$652K |
|
|
DMC
3380
Del Monte Corp
DMC
$1.35B
| $263K | ﹤0.01% |
+9,310
| New | +$292K |
|
|
LN
3381
DELISTED
LINE Corporation
LN
| $263K | ﹤0.01% |
7,715
-364
| -5% | -$12K |
|
3382
CALL
Coty
COTY
$2.33B
| $262K | ﹤0.01% |
40,000
| – | – |
|
3383
Hamilton Beach Brands
HBB
$302M
| $262K | ﹤0.01% |
11,163
-2,527
| -18% | -$54.4K |
|
3384
ANI Pharmaceuticals
ANIP
$1.77B
| $261K | ﹤0.01% |
5,794
+700
| +14% | +$36.7K |
|
3385
MacroGenics
MGNX
$235M
| $261K | ﹤0.01% |
20,549
+5,921
| +40% | +$99.3K |
|
3386
Rigel Pharmaceuticals
RIGL
$680M
| $261K | ﹤0.01% |
11,331
-12,048
| -52% | -$340K |
|
|
BBBY
3387
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
| $260K | ﹤0.01% |
23,000
-1,200
| -5% | -$15.7K |
|
|
KREF
3388
KKR Real Estate Finance Trust
KREF
$472M
| $259K | ﹤0.01% |
13,547
-5,962
| -31% | -$117K |
|
3389
PUT
Rambus
RMBS
$10.4B
| $258K | ﹤0.01% |
+33,600
| New | +$292K |
|
3390
STMicroelectronics
STM
$46B
| $258K | ﹤0.01% |
+18,574
| New | +$278K |
|
|
GOOS
3391
Canada Goose Holdings
GOOS
$868M
| $257K | ﹤0.01% |
5,880
-119,623
| -95% | -$6.66M |
|
3392
Rayonier Advanced Materials
RYAM
$565M
| $256K | ﹤0.01% |
24,017
-2,027
| -8% | -$27.6K |
|
3393
CALL
Teck Resources
TECK
$29.5B
| $256K | ﹤0.01% |
+11,900
| New | +$258K |
|
3394
Limoneira
LMNR
$237M
| $255K | ﹤0.01% |
+13,052
| New | +$308K |
|
|
DMC
3395
CALL
Del Monte Corp
DMC
$1.35B
| $254K | ﹤0.01% |
+9,000
| New | +$282K |
|
3396
CALL
Generac Holdings
GNRC
$11.9B
| $253K | ﹤0.01% |
5,100
| – | – |
|
3397
Nomad Foods
NOMD
$1.64B
| $253K | ﹤0.01% |
15,110
-103,405
| -87% | -$1.97M |
|
3398
NACCO Industries
NC
$353M
| $252K | ﹤0.01% |
7,431
| – | – |
|
3399
NVE Corp
NVEC
$569M
| $252K | ﹤0.01% |
2,877
-2,638
| -48% | -$239K |
|
|
TOUR
3400
Tuniu
TOUR
$55.4M
| $252K | ﹤0.01% |
+5,177
| New | +$314K |
|
Similar funds
D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.