D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$549M |
| 2 |
CVS Health
CVS
|
+$537M |
| 3 |
Meta Platforms (Facebook)
META
|
+$515M |
| 4 |
McDonald's
MCD
|
+$386M |
| 5 |
Home Depot
HD
|
+$308M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Booking.com
BKNG
|
+$475M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$442M |
| 3 |
AGN
Allergan plc
AGN
|
+$435M |
| 4 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$369M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$330M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.4% |
| 2 | Consumer Discretionary | 10.14% |
| 3 | Technology | 10.06% |
| 4 | Financials | 9.8% |
| 5 | Industrials | 7.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3351
PUT
FMC
FMC
$1.42B
| – | – |
-23,060
| Closed | -$807K |
|
3352
PUT
Fossil Group
FOSL
$239M
| – | – |
-10,000
| Closed | -$444K |
|
3353
Forrester Research
FORR
$172M
| – | – |
-9,561
| Closed | -$321K |
|
3354
First Industrial Realty Trust
FR
$8.88B
| – | – |
-9,860
| Closed | -$224K |
|
3355
Fortinet
FTNT
$112B
| – | – |
-213,160
| Closed | -$1.31M |
|
3356
Glacier Bancorp
GBCI
$6.55B
| – | – |
-28,716
| Closed | -$730K |
|
3357
The Greenbrier Companies
GBX
$1.61B
| – | – |
-21,242
| Closed | -$611K |
|
3358
Greif
GEF
$4.47B
| – | – |
-79,165
| Closed | -$2.59M |
|
3359
Gladstone Capital
GLAD
$425M
| – | – |
-16,768
| Closed | -$250K |
|
3360
Corning
GLW
$126B
| – | – |
-3,353,556
| Closed | -$70.1M |
|
3361
CALL
GameStop
GME
$9.5B
| – | – |
-87,600
| Closed | -$695K |
|
3362
Genie Energy
GNE
$378M
| – | – |
-12,522
| Closed | -$95K |
|
3363
Genworth Financial
GNW
$3.8B
| – | – |
-22,635
| Closed | -$62K |
|
3364
Gogo Inc
GOGO
$515M
| – | – |
-244,904
| Closed | -$2.7M |
|
3365
PUT
Group 1 Automotive
GPI
$3.94B
| – | – |
-20,000
| Closed | -$1.17M |
|
3366
Gorman-Rupp
GRC
$2.16B
| – | – |
-9,468
| Closed | -$246K |
|
3367
PUT
Groupon
GRPN
$980M
| – | – |
-530
| Closed | -$42K |
|
3368
CALL
GSK
GSK
$103B
| – | – |
-24,720
| Closed | -$1.25M |
|
|
3369
GSK
GSK
$103B
| – | – |
-370,460
| Closed | -$18.8M |
|
|
3370
PUT
GSK
GSK
$103B
| – | – |
-75,280
| Closed | -$3.82M |
|
|
GTLS
3371
DELISTED
Chart Industries
GTLS
| – | – |
-34,102
| Closed | -$741K |
|
3372
PUT
W.W. Grainger
GWW
$65.3B
| – | – |
-18,800
| Closed | -$4.39M |
|
3373
Gyre Therapeutics
GYRE
$662M
| – | – |
-356
| Closed | -$67K |
|
3374
Howard Hughes
HHH
$3.93B
| – | – |
-2,203
| Closed | -$226K |
|
3375
HNI Corp
HNI
$3B
| – | – |
-32,781
| Closed | -$1.28M |
|
Similar funds
D.E. Shaw & Co's Q2 2016 Portfolio in Review
As of Q2 2016, D.E. Shaw & Co held 3,766 positions worth $54.2B, down 2.7% from $55.7B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
D.E. Shaw & Co withdrew a net $2.46B in Q2 2016, closing 445 positions and reducing 1,324 holdings. Its most notable exit was TIME WARNER CABLE INC NEW COM STK, an estimated $369M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Liberty Media Corporation Series C Liberty SiriusXM Common Stock worth $198M.
- D.E. Shaw & Co's largest Q2 2016 buy was Liberty Media Corporation Series C Liberty SiriusXM Common Stock: 8,430,023 shares worth $198M.
- D.E. Shaw & Co added most to Amazon in Q2 2016, an estimated $549M increase.
- D.E. Shaw & Co's biggest Q2 2016 reduction was Booking.com, cutting an estimated $475M.
- D.E. Shaw & Co fully exited TIME WARNER CABLE INC NEW COM STK in Q2 2016, selling an estimated $369M.
- D.E. Shaw & Co's ten largest holdings make up 9.2% of its $54.2B portfolio in Q2 2016.
- D.E. Shaw & Co opened 402 new positions and closed 445 in Q2 2016.
- D.E. Shaw & Co's portfolio value fell 2.7% quarter-over-quarter to $54.2B.
Based on D.E. Shaw & Co's 13F filing for Q2 2016, filed 15 Aug 2016.