D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.31% |
| 2 | Consumer Discretionary | 8.11% |
| 3 | Energy | 8.03% |
| 4 | Healthcare | 6.93% |
| 5 | Communication Services | 6.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GNC
301
DELISTED
GNC Holdings, Inc.
GNC
| $60M | 0.08% |
1,278,175
+832,021
| +186% | +$34.9M |
|
|
NLSN
302
DELISTED
Nielsen Holdings plc
NLSN
| $59.9M | 0.08% |
1,339,419
+835,375
| +166% | +$35.8M |
|
303
Intercontinental Exchange
ICE
$82.4B
| $59.6M | 0.08% |
+1,359,250
| New | +$58.2M |
|
|
SNDK
304
PUT
DELISTED
SANDISK CORP
SNDK
| $59.6M | 0.08% |
607,800
+9,900
| +2% | +$947K |
|
305
CALL
Citigroup
C
$222B
| $59.5M | 0.08% |
1,099,500
-938,000
| -46% | -$49.8M |
|
306
PUT
Morgan Stanley
MS
$337B
| $59.4M | 0.08% |
1,531,400
-152,100
| -9% | -$5.41M |
|
307
AerCap
AER
$23.9B
| $59M | 0.08% |
1,519,785
-248,681
| -14% | -$10.3M |
|
|
SHPG
308
DELISTED
Shire pic
SHPG
| $59M | 0.08% |
277,400
+83,816
| +43% | +$17.8M |
|
309
Public Storage
PSA
$60.2B
| $58.6M | 0.08% |
316,932
+307,027
| +3,100% | +$55.6M |
|
310
US Bancorp
USB
$99.6B
| $58.4M | 0.08% |
1,300,000
-372,049
| -22% | -$16M |
|
311
Danaher
DHR
$135B
| $58.4M | 0.08% |
1,013,111
+736,928
| +267% | +$40M |
|
312
PUT
General Dynamics
GD
$105B
| $58.2M | 0.07% |
422,900
+47,300
| +13% | +$6.44M |
|
|
KRFT
313
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $58.1M | 0.07% |
927,205
-291,537
| -24% | -$17.1M |
|
314
PG&E
PCG
$47.8B
| $58M | 0.07% |
1,089,374
+765,647
| +237% | +$37.9M |
|
315
Agilent Technologies
A
$39.1B
| $57.7M | 0.07% |
1,409,228
-421,931
| -23% | -$17M |
|
316
Jefferies Financial Group
JEF
$12.9B
| $56.6M | 0.07% |
2,818,434
+638,084
| +29% | +$13.2M |
|
317
PUT
ConocoPhillips
COP
$147B
| $56.5M | 0.07% |
817,400
-95,800
| -10% | -$6.69M |
|
318
Eli Lilly
LLY
$1.07T
| $56.4M | 0.07% |
817,291
-950,730
| -54% | -$64.2M |
|
319
PUT
PepsiCo
PEP
$186B
| $56.3M | 0.07% |
595,200
+105,000
| +21% | +$10.1M |
|
320
Host Hotels & Resorts
HST
$16.8B
| $56M | 0.07% |
2,356,404
+1,063,946
| +82% | +$24.2M |
|
|
WWAV
321
DELISTED
The WhiteWave Foods Company
WWAV
| $56M | 0.07% |
1,600,000
| – | – |
|
|
DISH
322
DELISTED
DISH Network Corp.
DISH
| $55.7M | 0.07% |
763,942
-407,526
| -35% | -$27.4M |
|
323
CALL
Bank of America
BAC
$435B
| $55.6M | 0.07% |
3,107,900
-1,202,700
| -28% | -$20.6M |
|
|
324
PUT
DuPont de Nemours
DD
$18.6B
| $55.3M | 0.07% |
478,714
-46,044
| -9% | -$5.61M |
|
325
Progressive
PGR
$124B
| $55.1M | 0.07% |
2,041,416
+1,449,515
| +245% | +$38.2M |
|
Similar funds
D.E. Shaw & Co's Q4 2014 Portfolio in Review
As of Q4 2014, D.E. Shaw & Co held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.9% a quarter earlier, followed by Consumer Discretionary and Energy.
- D.E. Shaw & Co's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- D.E. Shaw & Co added most to IBM in Q4 2014, an estimated $339M increase.
- D.E. Shaw & Co's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- D.E. Shaw & Co fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- D.E. Shaw & Co opened 517 new positions and closed 614 in Q4 2014.
- D.E. Shaw & Co's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.