D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.47% |
| 2 | Consumer Discretionary | 9.17% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 7.92% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
CALL
Ryder
R
$10.1B
| $794K | ﹤0.01% |
+8,900
| New | +$819K |
|
3177
SkinHealth Systems
SKIN
$94.2M
| $794K | ﹤0.01% |
+62,883
| New | +$727K |
|
3178
Cathay General Bancorp
CATY
$4.22B
| $794K | ﹤0.01% |
22,997
-48,745
| -68% | -$2M |
|
3179
Universal Corp
UVV
$1.38B
| $793K | ﹤0.01% |
+14,991
| New | +$787K |
|
|
CPE
3180
PUT
DELISTED
Callon Petroleum Company
CPE
| $793K | ﹤0.01% |
23,700
-18,000
| -43% | -$678K |
|
3181
Pixelworks
PXLW
$36.9M
| $792K | ﹤0.01% |
44,614
-5,593
| -11% | -$118K |
|
3182
Hackett Group
HCKT
$267M
| $790K | ﹤0.01% |
42,772
+599
| +1% | +$12.1K |
|
3183
CALL
Cameco
CCJ
$37B
| $790K | ﹤0.01% |
30,200
-284,800
| -90% | -$7.53M |
|
3184
Resources Connection
RGP
$135M
| $790K | ﹤0.01% |
+46,308
| New | +$813K |
|
3185
PUT
M&T Bank
MTB
$36.4B
| $789K | ﹤0.01% |
+6,600
| New | +$958K |
|
3186
CALL
TransAlta
TAC
$4.04B
| $787K | ﹤0.01% |
90,000
-200,000
| -69% | -$1.76M |
|
|
3187
PUT
TransAlta
TAC
$4.04B
| $787K | ﹤0.01% |
90,000
-100,000
| -53% | -$881K |
|
3188
Acrivon Therapeutics
ACRV
$64.6M
| $785K | ﹤0.01% |
+61,896
| New | +$1.04M |
|
3189
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$242M
| $784K | ﹤0.01% |
+674
| New | +$902K |
|
3190
El Pollo Loco
LOCO
$501M
| $783K | ﹤0.01% |
81,639
+20,130
| +33% | +$229K |
|
3191
Park Aerospace
PKE
$744M
| $782K | ﹤0.01% |
+58,137
| New | +$820K |
|
3192
CALL
Signet Jewelers
SIG
$3.85B
| $778K | ﹤0.01% |
10,000
| – | – |
|
3193
Butterfly Network
BFLY
$1.8B
| $777K | ﹤0.01% |
413,432
-620,874
| -60% | -$1.45M |
|
3194
Illumina
ILMN
$29.1B
| $777K | ﹤0.01% |
3,435
-4,553
| -57% | -$932K |
|
3195
Pacira BioSciences
PCRX
$1.06B
| $777K | ﹤0.01% |
+19,032
| New | +$757K |
|
3196
Ethan Allen Interiors
ETD
$607M
| $776K | ﹤0.01% |
28,273
+1,569
| +6% | +$44.6K |
|
3197
Arrowhead Research
ARWR
$11.9B
| $776K | ﹤0.01% |
+30,563
| New | +$961K |
|
3198
Simply Good Foods
SMPL
$979M
| $774K | ﹤0.01% |
19,469
+7,634
| +65% | +$282K |
|
|
KAMN
3199
DELISTED
Kaman Corp
KAMN
| $770K | ﹤0.01% |
33,693
-36,823
| -52% | -$876K |
|
3200
WesBanco
WSBC
$3.97B
| $770K | ﹤0.01% |
+25,077
| New | +$887K |
|
Similar funds
D.E. Shaw & Co's Q1 2023 Portfolio in Review
As of Q1 2023, D.E. Shaw & Co held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $9.17B in Q1 2023, closing 861 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- D.E. Shaw & Co's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- D.E. Shaw & Co added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- D.E. Shaw & Co's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- D.E. Shaw & Co fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- D.E. Shaw & Co opened 431 new positions and closed 861 in Q1 2023.
- D.E. Shaw & Co's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.