D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$892M |
| 2 |
Wells Fargo
WFC
|
+$462M |
| 3 |
Procter & Gamble
PG
|
+$350M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Meta Platforms (Facebook)
META
|
+$315M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$382M |
| 2 |
Adobe
ADBE
|
+$318M |
| 3 |
ExxonMobil
XOM
|
+$285M |
| 4 |
Citigroup
C
|
+$242M |
| 5 |
Starbucks
SBUX
|
+$231M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.75% |
| 2 | Consumer Discretionary | 11.25% |
| 3 | Healthcare | 10% |
| 4 | Financials | 7.51% |
| 5 | Communication Services | 5.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
Park Aerospace
PKE
$745M
| $626K | ﹤0.01% |
56,143
+27,365
| +95% | +$340K |
|
3102
CALL
Nice
NICE
$5.29B
| $624K | ﹤0.01% |
3,300
| – | – |
|
3103
VirnetX Holding Corp
VHC
$52.3M
| $624K | ﹤0.01% |
4,801
+1,298
| +37% | +$159K |
|
3104
CALL
Edgewell Personal Care
EPC
$1.27B
| $623K | ﹤0.01% |
20,000
-30,000
| -60% | -$840K |
|
3105
Azenta
AZTA
$1.26B
| $622K | ﹤0.01% |
14,067
-209,382
| -94% | -$8.01M |
|
|
GAP
3106
The Gap Inc
GAP
$6.84B
| $622K | ﹤0.01% |
49,249
-36,274
| -42% | -$327K |
|
|
PDCE
3107
PUT
DELISTED
PDC Energy, Inc.
PDCE
| $622K | ﹤0.01% |
50,000
-10,400
| -17% | -$124K |
|
|
RDS.B
3108
PUT
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $621K | ﹤0.01% |
+20,400
| New | +$667K |
|
3109
PUT
AAR Corp
AIR
$5.15B
| $620K | ﹤0.01% |
+30,000
| New | +$581K |
|
3110
Harmonic Inc
HLIT
$1.21B
| $620K | ﹤0.01% |
130,578
-147,811
| -53% | -$826K |
|
3111
Evertec
EVTC
$1.83B
| $618K | ﹤0.01% |
21,987
+7,145
| +48% | +$189K |
|
|
TUP
3112
PUT
DELISTED
Tupperware Brands Corporation
TUP
| $618K | ﹤0.01% |
130,200
| – | – |
|
3113
Arq
ARQ
$86.9M
| $617K | ﹤0.01% |
127,307
+11,116
| +10% | +$64.1K |
|
|
MITT
3114
TPG Mortgage Investment Trust
MITT
$230M
| $615K | ﹤0.01% |
64,256
-38,379
| -37% | -$367K |
|
|
ECHO
3115
EchoStar
ECHO
$25.5B
| $615K | ﹤0.01% |
22,006
-657
| -3% | -$20K |
|
|
PACW
3116
CALL
DELISTED
PacWest Bancorp
PACW
| $615K | ﹤0.01% |
+31,200
| New | +$578K |
|
3117
CALL
Bank of Hawaii
BOH
$3.33B
| $614K | ﹤0.01% |
10,000
| – | – |
|
|
BFYT
3118
CALL
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
| $614K | ﹤0.01% |
30,000
| – | – |
|
|
BLD
3119
DELISTED
TopBuild
BLD
| $613K | ﹤0.01% |
5,391
-7,247
| -57% | -$724K |
|
|
HBI
3120
PUT
DELISTED
Hanesbrands
HBI
| $613K | ﹤0.01% |
54,300
| – | – |
|
3121
CALL
NOV
NOV
$7.45B
| $613K | ﹤0.01% |
+50,000
| New | +$615K |
|
3122
Travelers Companies
TRV
$80.8B
| $610K | ﹤0.01% |
5,346
-126,289
| -96% | -$13.3M |
|
3123
CALL
CenterPoint Energy
CNP
$29.1B
| $609K | ﹤0.01% |
+32,600
| New | +$562K |
|
3124
PUT
Snap-on
SNA
$20.9B
| $609K | ﹤0.01% |
4,400
| – | – |
|
3125
PUT
Enbridge
ENB
$124B
| $608K | ﹤0.01% |
20,000
| – | – |
|
Similar funds
D.E. Shaw & Co's Q2 2020 Portfolio in Review
As of Q2 2020, D.E. Shaw & Co held 4,417 positions worth $83.9B, up 31% from $64.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co's Q2 2020 filing shows 520 new, 1,365 increased, 1,580 reduced and 467 closed positions. Its largest new stake was iShares MBS ETF: 588,000 shares worth $65.1M. The largest sale was Shopify, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q2 2020 buy was iShares MBS ETF: 588,000 shares worth $65.1M.
- D.E. Shaw & Co added most to Amazon in Q2 2020, an estimated $892M increase.
- D.E. Shaw & Co's biggest Q2 2020 reduction was Shopify, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Mellanox Technologies, Ltd. in Q2 2020, selling an estimated $153M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $83.9B portfolio in Q2 2020.
- D.E. Shaw & Co opened 520 new positions and closed 467 in Q2 2020.
- D.E. Shaw & Co's portfolio value rose 31% quarter-over-quarter to $83.9B.
Based on D.E. Shaw & Co's 13F filing for Q2 2020, filed 14 Aug 2020.