D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$708M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$614M |
| 3 |
Merck
MRK
|
+$521M |
| 4 |
Bank of America
BAC
|
+$492M |
| 5 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$285M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$646M |
| 2 |
Tesla
TSLA
|
+$607M |
| 3 |
Microsoft
MSFT
|
+$491M |
| 4 |
Accenture
ACN
|
+$482M |
| 5 |
Broadcom
AVGO
|
+$438M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.84% |
| 2 | Consumer Discretionary | 9.28% |
| 3 | Healthcare | 6.84% |
| 4 | Financials | 6.63% |
| 5 | Industrials | 5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
CALL
LGI Homes
LGIH
$1.35B
| $1.19M | ﹤0.01% |
10,000
+5,000
| +100% | +$527K |
|
3002
PetMed Express
PETS
$42.3M
| $1.18M | ﹤0.01% |
321,482
+71,422
| +29% | +$253K |
|
3003
CALL
Vornado Realty Trust
VNO
$7.65B
| $1.18M | ﹤0.01% |
30,000
-7,200
| -19% | -$232K |
|
3004
Grocery Outlet
GO
$904M
| $1.18M | ﹤0.01% |
67,180
+820
| +1% | +$15.5K |
|
3005
iShare MSCI Eurozone ETF
EZU
$9.38B
| $1.18M | ﹤0.01% |
+22,561
| New | +$1.13M |
|
|
FITB
3006
PUT
Fifth Third Bancorp
FITB
$51.3B
| $1.18M | ﹤0.01% |
27,500
| – | – |
|
3007
PUT
IES Holdings
IESC
$9.89B
| $1.18M | ﹤0.01% |
+5,900
| New | +$957K |
|
3008
Smith & Nephew
SNN
$13.7B
| $1.18M | ﹤0.01% |
+37,807
| New | +$1.12M |
|
3009
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
| $1.17M | ﹤0.01% |
18,562
+14,459
| +352% | +$873K |
|
3010
CALL
Skywest
SKYW
$4.35B
| $1.17M | ﹤0.01% |
13,800
-17,000
| -55% | -$1.33M |
|
3011
CALL
Medifast
MED
$107M
| $1.17M | ﹤0.01% |
61,200
+40,000
| +189% | +$771K |
|
|
GAP
3012
PUT
The Gap Inc
GAP
$7.3B
| $1.17M | ﹤0.01% |
53,100
+34,000
| +178% | +$755K |
|
3013
CALL
Cenovus Energy
CVE
$54.2B
| $1.17M | ﹤0.01% |
70,000
-550,000
| -89% | -$10.2M |
|
|
3014
PUT
Cenovus Energy
CVE
$54.2B
| $1.17M | ﹤0.01% |
70,000
-300,000
| -81% | -$5.56M |
|
|
IBTX
3015
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.17M | ﹤0.01% |
20,266
-82,926
| -80% | -$4.53M |
|
3016
ARS Pharmaceuticals
SPRY
$579M
| $1.17M | ﹤0.01% |
80,548
+12,315
| +18% | +$146K |
|
3017
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.61B
| $1.16M | ﹤0.01% |
20,882
+7,699
| +58% | +$410K |
|
3018
CEMIG Preferred Shares
CIG
$6.06B
| $1.16M | ﹤0.01% |
564,541
-102,134
| -15% | -$204K |
|
|
ABLLW
3019
DELISTED
Abacus Life Warrant
ABLLW
| $1.16M | ﹤0.01% |
700,330
-229,560
| -25% | -$271K |
|
3020
CALL
Clean Harbors
CLH
$17.2B
| $1.16M | ﹤0.01% |
+4,800
| New | +$1.13M |
|
3021
Helios Technologies
HLIO
$2.47B
| $1.16M | ﹤0.01% |
24,286
-17,878
| -42% | -$786K |
|
3022
CALL
Cirrus Logic
CRUS
$6.76B
| $1.16M | ﹤0.01% |
+9,300
| New | +$1.23M |
|
3023
CALL
Trupanion
TRUP
$1.13B
| $1.15M | ﹤0.01% |
27,500
-40,000
| -59% | -$1.56M |
|
3024
CRA International
CRAI
$1.23B
| $1.15M | ﹤0.01% |
6,584
| – | – |
|
3025
Home BancShares
HOMB
$6.3B
| $1.15M | ﹤0.01% |
42,605
-105,720
| -71% | -$2.81M |
|
Similar funds
D.E. Shaw & Co's Q3 2024 Portfolio in Review
As of Q3 2024, D.E. Shaw & Co held 5,052 positions worth $116B, up 8.9% from $107B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2024 filing shows 599 new, 1,568 increased, 1,742 reduced and 558 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 1,429,800 shares worth $115M. The largest sale was Adobe, an estimated $646M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2024 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 1,429,800 shares worth $115M.
- D.E. Shaw & Co added most to NVIDIA in Q3 2024, an estimated $708M increase.
- D.E. Shaw & Co's biggest Q3 2024 reduction was Adobe, cutting an estimated $646M.
- D.E. Shaw & Co fully exited WestRock Company in Q3 2024, selling an estimated $148M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $116B portfolio in Q3 2024.
- D.E. Shaw & Co opened 599 new positions and closed 558 in Q3 2024.
- D.E. Shaw & Co's portfolio value rose 8.9% quarter-over-quarter to $116B.
Based on D.E. Shaw & Co's 13F filing for Q3 2024, filed 14 Nov 2024.