D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Inspired Entertainment
INSE
$189M
| $893K | ﹤0.01% |
74,641
-54,844
| -42% | -$702K |
|
3002
Helios Technologies
HLIO
$2.59B
| $892K | ﹤0.01% |
16,086
-5,078
| -24% | -$302K |
|
|
INST
3003
DELISTED
Instructure Holdings, Inc.
INST
| $891K | ﹤0.01% |
35,075
-3,220
| -8% | -$83.4K |
|
3004
Comfort Systems
FIX
$60.9B
| $891K | ﹤0.01% |
5,228
-5,307
| -50% | -$931K |
|
3005
CALL
Melco Resorts & Entertainment
MLCO
$2.18B
| $890K | ﹤0.01% |
90,000
-16,500
| -15% | -$191K |
|
|
PLL
3006
CALL
DELISTED
Piedmont Lithium
PLL
| $889K | ﹤0.01% |
22,400
-8,700
| -28% | -$423K |
|
3007
Sight Sciences
SGHT
$279M
| $885K | ﹤0.01% |
262,693
+37,127
| +16% | +$244K |
|
3008
PUT
YPF
YPF
$20B
| $880K | ﹤0.01% |
71,800
-302,000
| -81% | -$4.26M |
|
3009
Scilex Holding
SCLX
$49.4M
| $878K | ﹤0.01% |
17,915
| – | – |
|
3010
eHealth
EHTH
$43.2M
| $877K | ﹤0.01% |
118,486
-109,566
| -48% | -$861K |
|
|
SWI
3011
DELISTED
SolarWinds Corporation Common Stock
SWI
| $876K | ﹤0.01% |
92,834
-25,260
| -21% | -$265K |
|
|
AVDX
3012
DELISTED
AvidXchange
AVDX
| $876K | ﹤0.01% |
92,430
-798,662
| -90% | -$8.37M |
|
3013
Papa John's
PZZA
$997M
| $874K | ﹤0.01% |
+12,816
| New | +$991K |
|
3014
Park Hotels & Resorts
PK
$3.03B
| $874K | ﹤0.01% |
70,905
-145,432
| -67% | -$1.88M |
|
|
RENE
3015
DELISTED
Cartesian Growth Corp II
RENE
| $864K | ﹤0.01% |
80,000
| – | – |
|
3016
Madrigal Pharmaceuticals
MDGL
$12.7B
| $864K | ﹤0.01% |
5,914
+316
| +6% | +$59.5K |
|
3017
Avista
AVA
$3.43B
| $861K | ﹤0.01% |
26,600
+19,900
| +297% | +$711K |
|
|
YALA
3018
Yalla Group
YALA
$809M
| $859K | ﹤0.01% |
164,025
+64,447
| +65% | +$328K |
|
|
NEWR
3019
CALL
DELISTED
New Relic, Inc.
NEWR
| $856K | ﹤0.01% |
10,000
| – | – |
|
3020
Lexicon Pharmaceuticals
LXRX
$991M
| $855K | ﹤0.01% |
784,122
-429,604
| -35% | -$754K |
|
3021
Independent Bank
INDB
$4.03B
| $851K | ﹤0.01% |
17,333
-6,491
| -27% | -$345K |
|
3022
Pliant Therapeutics
PLRX
$66.9M
| $850K | ﹤0.01% |
48,999
-369,664
| -88% | -$6.41M |
|
|
INFA
3023
DELISTED
Informatica
INFA
| $843K | ﹤0.01% |
40,012
+23,426
| +141% | +$467K |
|
3024
Halozyme
HALO
$9.66B
| $842K | ﹤0.01% |
22,049
+10,849
| +97% | +$444K |
|
|
RENT
3025
Rent the Runway
RENT
$107M
| $839K | ﹤0.01% |
61,662
-28,113
| -31% | -$801K |
|
Similar funds
D.E. Shaw & Co's Q3 2023 Portfolio in Review
As of Q3 2023, D.E. Shaw & Co held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $2.99B in Q3 2023, closing 473 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- D.E. Shaw & Co's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- D.E. Shaw & Co added most to Amazon in Q3 2023, an estimated $516M increase.
- D.E. Shaw & Co's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- D.E. Shaw & Co fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- D.E. Shaw & Co opened 482 new positions and closed 473 in Q3 2023.
- D.E. Shaw & Co's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.