D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$826M |
| 2 |
Microsoft
MSFT
|
+$549M |
| 3 |
Pinduoduo
PDD
|
+$305M |
| 4 |
Intel
INTC
|
+$274M |
| 5 |
Apple
AAPL
|
+$266M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$382M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$298M |
| 3 |
TWTR
Twitter, Inc.
TWTR
|
+$267M |
| 4 |
Procter & Gamble
PG
|
+$260M |
| 5 |
Meta Platforms (Facebook)
META
|
+$244M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.32% |
| 2 | Healthcare | 8.96% |
| 3 | Financials | 7.81% |
| 4 | Consumer Discretionary | 7.49% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Eli Lilly
LLY
$1.07T
| $69.7M | 0.08% |
190,569
+75,387
| +65% | +$26.7M |
|
277
Fair Isaac
FICO
$28.7B
| $69.4M | 0.08% |
115,873
-15,848
| -12% | -$8.34M |
|
278
AutoNation
AN
$6.97B
| $69.3M | 0.08% |
645,398
+12,213
| +2% | +$1.35M |
|
|
NVO
279
Novo Nordisk
NVO
$216B
| $69.1M | 0.08% |
1,020,596
+1,001,804
| +5,331% | +$58.7M |
|
280
CoStar Group
CSGP
$11.3B
| $69M | 0.08% |
892,567
+609,233
| +215% | +$47.6M |
|
281
CALL
Union Pacific
UNP
$183B
| $69M | 0.08% |
333,100
+200,900
| +152% | +$41.2M |
|
282
Mattel
MAT
$4.17B
| $68.3M | 0.08% |
3,829,862
+2,537,277
| +196% | +$46M |
|
283
CALL
Advanced Micro Devices
AMD
$851B
| $68.1M | 0.08% |
1,051,900
-639,700
| -38% | -$42.2M |
|
284
PUT
Newmont
NEM
$98.2B
| $67.5M | 0.07% |
1,431,100
+90,500
| +7% | +$4.04M |
|
|
285
Union Pacific
UNP
$183B
| $67.5M | 0.07% |
325,994
+15,657
| +5% | +$3.21M |
|
|
DOCU
286
PUT
DocuSign
DOCU
$9.63B
| $67.5M | 0.07% |
1,217,900
+664,600
| +120% | +$32.4M |
|
287
PUT
Roku
ROKU
$21.1B
| $67.4M | 0.07% |
1,656,600
-35,300
| -2% | -$1.84M |
|
288
Acadia Pharmaceuticals
ACAD
$4.25B
| $67.2M | 0.07% |
4,219,399
-492,781
| -10% | -$7.7M |
|
289
SLB Ltd
SLB
$77.8B
| $66.9M | 0.07% |
1,250,978
-430,594
| -26% | -$21.4M |
|
290
MGM Resorts International
MGM
$11.7B
| $66.7M | 0.07% |
1,990,287
-192,920
| -9% | -$6.68M |
|
291
American International
AIG
$41.9B
| $66.7M | 0.07% |
1,054,131
-148,007
| -12% | -$8.61M |
|
292
PUT
Alcoa
AA
$11.7B
| $66.5M | 0.07% |
1,463,300
+497,000
| +51% | +$21.6M |
|
293
Comstock Resources
CRK
$3.97B
| $66.5M | 0.07% |
4,847,764
+51,891
| +1% | +$886K |
|
294
CALL
Royal Bank of Canada
RY
$291B
| $66.2M | 0.07% |
704,900
+450,000
| +177% | +$42.5M |
|
295
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
| $66.2M | 0.07% |
875,030
-237,630
| -21% | -$17.9M |
|
|
ANSS
296
DELISTED
Ansys
ANSS
| $66.1M | 0.07% |
273,685
-3,349
| -1% | -$780K |
|
297
CALL
Morgan Stanley
MS
$337B
| $66M | 0.07% |
776,400
+154,200
| +25% | +$13.1M |
|
298
CALL
Suncor Energy
SU
$77.7B
| $66M | 0.07% |
2,081,200
+296,200
| +17% | +$9.74M |
|
299
L3Harris
LHX
$55.9B
| $66M | 0.07% |
316,788
+207,147
| +189% | +$46.7M |
|
300
Truist Financial
TFC
$63.2B
| $65.9M | 0.07% |
1,530,415
+321,453
| +27% | +$14.1M |
|
Similar funds
D.E. Shaw & Co's Q4 2022 Portfolio in Review
As of Q4 2022, D.E. Shaw & Co held 5,609 positions worth $90.5B, up 8.1% from $83.7B the previous quarter. Its ten largest holdings account for 8.3% of the portfolio.
D.E. Shaw & Co's Q4 2022 filing shows 476 new, 1,793 increased, 1,541 reduced and 783 closed positions. Its largest new stake was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M. The largest sale was Berkshire Hathaway Class B, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2022 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M.
- D.E. Shaw & Co added most to Tesla in Q4 2022, an estimated $826M increase.
- D.E. Shaw & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Twitter, Inc. in Q4 2022, selling an estimated $267M.
- D.E. Shaw & Co's ten largest holdings make up 8.3% of its $90.5B portfolio in Q4 2022.
- D.E. Shaw & Co opened 476 new positions and closed 783 in Q4 2022.
- D.E. Shaw & Co's portfolio value rose 8.1% quarter-over-quarter to $90.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2022, filed 14 Feb 2023.