D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$354M |
| 2 |
Wells Fargo
WFC
|
+$274M |
| 3 |
IBM
IBM
|
+$266M |
| 4 |
Qualcomm
QCOM
|
+$257M |
| 5 |
Mondelez International
MDLZ
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$356M |
| 2 |
PayPal
PYPL
|
+$290M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$261M |
| 4 |
NVIDIA
NVDA
|
+$248M |
| 5 |
AABA
Altaba Inc
AABA
|
+$245M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.61% |
| 2 | Healthcare | 10.26% |
| 3 | Consumer Discretionary | 10.07% |
| 4 | Financials | 8.17% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ZNGA
276
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $58.1M | 0.09% |
15,376,260
+3,593,217
| +30% | +$13.2M |
|
277
Fortune Brands Innovations
FBIN
$6.12B
| $57.5M | 0.09% |
1,001,440
+8,053
| +0.8% | +$446K |
|
|
ESRX
278
DELISTED
Express Scripts Holding Company
ESRX
| $57.2M | 0.09% |
903,230
+210,115
| +30% | +$13.1M |
|
279
Boeing
BA
$165B
| $57.1M | 0.09% |
+224,596
| New | +$52.4M |
|
280
Equity Lifestyle Properties
ELS
$12.8B
| $56.9M | 0.09% |
1,338,120
-44,986
| -3% | -$1.96M |
|
281
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
| $56.9M | 0.09% |
1,481,997
+268,000
| +22% | +$10.4M |
|
282
Visteon
VC
$2.77B
| $56.7M | 0.09% |
457,804
+12,902
| +3% | +$1.46M |
|
283
Intel
INTC
$466B
| $56.5M | 0.09% |
1,483,079
-2,051,316
| -58% | -$72.9M |
|
|
HTZ
284
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $56.4M | 0.09% |
2,904,479
-344,762
| -11% | -$5.43M |
|
|
CTXS
285
DELISTED
Citrix Systems Inc
CTXS
| $56.4M | 0.09% |
734,035
-467,279
| -39% | -$36.3M |
|
|
286
PUT
IBM
IBM
$202B
| $56.1M | 0.09% |
404,279
+20,188
| +5% | +$2.81M |
|
|
EGN
287
DELISTED
Energen
EGN
| $55.8M | 0.09% |
1,019,832
-231,560
| -19% | -$11.8M |
|
|
288
CALL
IBM
IBM
$202B
| $55.7M | 0.09% |
401,873
+139,745
| +53% | +$19.5M |
|
|
AAN.A
289
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $55.7M | 0.09% |
1,277,485
+188,615
| +17% | +$8.23M |
|
|
BKHU
290
DELISTED
Black Hills Corporation
BKHU
| $55.7M | 0.09% |
741,977
| – | – |
|
291
CALL
Caterpillar
CAT
$409B
| $55.7M | 0.09% |
446,400
+28,300
| +7% | +$3.26M |
|
|
PTLA
292
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| $55.7M | 0.09% |
1,030,022
-144,908
| -12% | -$8.51M |
|
293
PUT
Halliburton
HAL
$27.9B
| $55.6M | 0.09% |
1,208,200
+108,300
| +10% | +$4.54M |
|
294
Universal Health Services
UHS
$9.43B
| $55.4M | 0.09% |
499,373
-351,292
| -41% | -$39.5M |
|
295
Pitney Bowes
PBI
$2.42B
| $55.3M | 0.08% |
3,945,544
-295,542
| -7% | -$4.06M |
|
296
Wynn Resorts
WYNN
$10.1B
| $55.2M | 0.08% |
370,647
+300,487
| +428% | +$41M |
|
297
Itaú Unibanco
ITUB
$91.3B
| $55.1M | 0.08% |
8,289,684
+5,569,745
| +205% | +$34M |
|
298
Nucor
NUE
$56.4B
| $54.5M | 0.08% |
972,312
-173,015
| -15% | -$9.78M |
|
|
HDS
299
DELISTED
HD Supply Holdings, Inc.
HDS
| $54.2M | 0.08% |
1,502,389
-675,813
| -31% | -$21.7M |
|
300
M&T Bank
MTB
$36.2B
| $53.7M | 0.08% |
333,685
+112,497
| +51% | +$17.7M |
|
Similar funds
D.E. Shaw & Co's Q3 2017 Portfolio in Review
As of Q3 2017, D.E. Shaw & Co held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
- D.E. Shaw & Co added most to Comcast in Q3 2017, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
- D.E. Shaw & Co fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
- D.E. Shaw & Co opened 469 new positions and closed 370 in Q3 2017.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $65.1B.
Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.