D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$365M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$307M |
| 3 |
Adobe
ADBE
|
+$250M |
| 4 |
NVIDIA
NVDA
|
+$242M |
| 5 |
Salesforce
CRM
|
+$240M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$520M |
| 2 |
ExxonMobil
XOM
|
+$372M |
| 3 |
Bank of America
BAC
|
+$271M |
| 4 |
Netflix
NFLX
|
+$172M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.14% |
| 2 | Financials | 9.37% |
| 3 | Healthcare | 7.49% |
| 4 | Consumer Discretionary | 6.79% |
| 5 | Communication Services | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ACBA
2926
DELISTED
Ace Global Business Acquisition Ltd
ACBA
| $1.86M | ﹤0.01% |
178,625
| – | – |
|
2927
Lightspeed Commerce
LSPD
$1.44B
| $1.86M | ﹤0.01% |
105,907
+27,468
| +35% | +$548K |
|
2928
AppFolio
APPF
$6.62B
| $1.86M | ﹤0.01% |
17,726
-3,836
| -18% | -$391K |
|
|
BELFB
2929
Bel Fuse Inc Class B
BELFB
$3.45B
| $1.85M | ﹤0.01% |
73,265
+14,872
| +25% | +$349K |
|
2930
Titan International
TWI
$492M
| $1.85M | ﹤0.01% |
152,358
-29,290
| -16% | -$420K |
|
2931
PUT
Assured Guaranty
AGO
$3.73B
| $1.85M | ﹤0.01% |
38,100
| – | – |
|
2932
Century Aluminum
CENX
$4.22B
| $1.85M | ﹤0.01% |
+349,606
| New | +$2.66M |
|
2933
CALL
Rapid7
RPD
$628M
| $1.84M | ﹤0.01% |
43,000
| – | – |
|
2934
ePlus
PLUS
$2.43B
| $1.84M | ﹤0.01% |
44,402
-29,124
| -40% | -$1.43M |
|
2935
Pricesmart
PSMT
$5.94B
| $1.84M | ﹤0.01% |
32,020
+7,572
| +31% | +$490K |
|
|
VRN
2936
PUT
DELISTED
Veren
VRN
| $1.84M | ﹤0.01% |
300,000
-350,000
| -54% | -$2.5M |
|
2937
Capitol Federal Financial
CFFN
$1.09B
| $1.83M | ﹤0.01% |
221,133
-47,151
| -18% | -$438K |
|
|
DENN
2938
DELISTED
Denny's
DENN
| $1.83M | ﹤0.01% |
194,620
+105,334
| +118% | +$1.01M |
|
|
PPLI
2939
PUT
People Inc
PPLI
$3.12B
| $1.83M | ﹤0.01% |
+40,227
| New | +$2.26M |
|
2940
Sportsman's Warehouse
SPWH
$44.9M
| $1.83M | ﹤0.01% |
220,196
+55,135
| +33% | +$522K |
|
2941
PUT
Spectrum Brands
SPB
$2.03B
| $1.83M | ﹤0.01% |
+46,800
| New | +$3.02M |
|
2942
Zurn Elkay Water Solutions
ZWS
$8.55B
| $1.83M | ﹤0.01% |
74,578
+49,669
| +199% | +$1.42M |
|
2943
Hope Bancorp
HOPE
$1.8B
| $1.82M | ﹤0.01% |
144,381
+39,140
| +37% | +$566K |
|
2944
CALL
Futu Holdings
FUTU
$14.3B
| $1.82M | ﹤0.01% |
48,900
-132,100
| -73% | -$5.76M |
|
|
NGM
2945
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $1.82M | ﹤0.01% |
139,257
-21,608
| -13% | -$327K |
|
2946
Navient
NAVI
$819M
| $1.82M | ﹤0.01% |
123,736
-5,342
| -4% | -$81.5K |
|
2947
PUT
Citizens Financial Group
CFG
$30.1B
| $1.81M | ﹤0.01% |
52,800
+44,000
| +500% | +$1.63M |
|
2948
CALL
Jefferies Financial Group
JEF
$12.7B
| $1.81M | ﹤0.01% |
+64,329
| New | +$1.95M |
|
|
VSTO
2949
PUT
DELISTED
Vista Outdoor Inc.
VSTO
| $1.8M | ﹤0.01% |
74,200
+30,000
| +68% | +$854K |
|
2950
Illinois Tool Works
ITW
$84.1B
| $1.8M | ﹤0.01% |
+9,988
| New | +$1.97M |
|
Similar funds
D.E. Shaw & Co's Q3 2022 Portfolio in Review
As of Q3 2022, D.E. Shaw & Co held 5,820 positions worth $83.7B, down 1.8% from $85.3B the previous quarter. Its ten largest holdings account for 8.7% of the portfolio.
D.E. Shaw & Co withdrew a net $3.66B in Q3 2022, closing 679 positions and reducing 1,597 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $171M position sold in full.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Prologis worth $66.1M.
- D.E. Shaw & Co's largest Q3 2022 buy was Prologis: 650,725 shares worth $66.1M.
- D.E. Shaw & Co added most to Visa in Q3 2022, an estimated $365M increase.
- D.E. Shaw & Co's biggest Q3 2022 reduction was PayPal, cutting an estimated $520M.
- D.E. Shaw & Co fully exited iShares MSCI Emerging Markets ETF in Q3 2022, selling an estimated $171M.
- D.E. Shaw & Co's ten largest holdings make up 8.7% of its $83.7B portfolio in Q3 2022.
- D.E. Shaw & Co opened 545 new positions and closed 679 in Q3 2022.
- D.E. Shaw & Co's portfolio value fell 1.8% quarter-over-quarter to $83.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.