D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Healthcare | 10.14% |
| 3 | Financials | 8.94% |
| 4 | Consumer Discretionary | 8.18% |
| 5 | Industrials | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
Essex Property Trust
ESS
$18.9B
| $417K | ﹤0.01% |
1,793
-8,195
| -82% | -$1.77M |
|
2927
International Bancshares
IBOC
$4.77B
| $417K | ﹤0.01% |
10,220
+2,926
| +40% | +$104K |
|
2928
United Fire Group
UFCS
$1.32B
| $416K | ﹤0.01% |
8,466
-3,911
| -32% | -$174K |
|
2929
PUT
Marriott Vacations Worldwide
VAC
$3.24B
| $416K | ﹤0.01% |
+4,900
| New | +$369K |
|
|
MVC
2930
DELISTED
MVC Capital, Inc.
MVC
| $416K | ﹤0.01% |
48,469
-87,256
| -64% | -$745K |
|
|
CRC
2931
DELISTED
California Resources Corporation
CRC
| $415K | ﹤0.01% |
+19,471
| New | +$285K |
|
|
INFI
2932
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $414K | ﹤0.01% |
306,529
+62,762
| +26% | +$82K |
|
2933
CALL
Red Robin
RRGB
$134M
| $412K | ﹤0.01% |
7,300
| – | – |
|
2934
Grupo Aval
AVAL
$5.67B
| $411K | ﹤0.01% |
51,731
-4,108
| -7% | -$32.8K |
|
2935
Barnes & Noble Education
BNED
$412M
| $411K | ﹤0.01% |
358
-880
| -71% | -$929K |
|
2936
Idacorp
IDA
$8.23B
| $410K | ﹤0.01% |
5,086
-12,188
| -71% | -$939K |
|
2937
Xcel Energy
XEL
$51B
| $410K | ﹤0.01% |
+10,084
| New | +$403K |
|
|
TREC
2938
DELISTED
Trecora Resources
TREC
| $410K | ﹤0.01% |
29,588
-4,591
| -13% | -$54.6K |
|
|
ADAP
2939
DELISTED
Adaptimmune Therapeutics
ADAP
| $407K | ﹤0.01% |
100,523
+18,216
| +22% | +$87.4K |
|
2940
PUT
Tyson Foods
TSN
$20.2B
| $407K | ﹤0.01% |
6,600
| – | – |
|
|
SPNE
2941
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
| $407K | ﹤0.01% |
51,476
+6,672
| +15% | +$56.3K |
|
|
SP
2942
DELISTED
SP Plus Corporation
SP
| $406K | ﹤0.01% |
+14,430
| New | +$382K |
|
2943
Baidu
BIDU
$35.8B
| $405K | ﹤0.01% |
2,462
+1,240
| +101% | +$211K |
|
2944
1st Source
SRCE
$2.07B
| $405K | ﹤0.01% |
+9,068
| New | +$350K |
|
|
TBNK
2945
DELISTED
Territorial Bancorp Inc.
TBNK
| $405K | ﹤0.01% |
12,322
+3,748
| +44% | +$115K |
|
|
ENH
2946
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $403K | ﹤0.01% |
4,366
-114,979
| -96% | -$10.5M |
|
2947
Lineage Cell Therapeutics
LCTX
$257M
| $402K | ﹤0.01% |
127,185
+33,790
| +36% | +$104K |
|
2948
Descartes Systems
DSGX
$5.84B
| $401K | ﹤0.01% |
18,800
+5,900
| +46% | +$125K |
|
2949
CALL
NOV
NOV
$7.45B
| $401K | ﹤0.01% |
10,700
-32,600
| -75% | -$1.19M |
|
2950
Destination XL Group
DXLG
$34.7M
| $400K | ﹤0.01% |
94,144
+7,995
| +9% | +$34.1K |
|
Similar funds
D.E. Shaw & Co's Q4 2016 Portfolio in Review
As of Q4 2016, D.E. Shaw & Co held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- D.E. Shaw & Co added most to Netflix in Q4 2016, an estimated $408M increase.
- D.E. Shaw & Co's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- D.E. Shaw & Co opened 462 new positions and closed 397 in Q4 2016.
- D.E. Shaw & Co's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.