D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
PUT
Ambarella
AMBA
$2.89B
| $658K | ﹤0.01% |
17,000
+7,000
| +70% | +$271K |
|
|
CYBR
2902
CALL
DELISTED
CyberArk
CYBR
| $655K | ﹤0.01% |
8,200
| – | – |
|
2903
CALL
Sinclair Inc
SBGI
$992M
| $655K | ﹤0.01% |
+23,100
| New | +$657K |
|
2904
CALL
Unisys
UIS
$244M
| $655K | ﹤0.01% |
+32,100
| New | +$528K |
|
|
IMMU
2905
DELISTED
Immunomedics Inc
IMMU
| $655K | ﹤0.01% |
31,464
+11,890
| +61% | +$282K |
|
|
MZTI
2906
The Marzetti Company
MZTI
$2.95B
| $654K | ﹤0.01% |
4,382
+1,474
| +51% | +$220K |
|
2907
VSE Corp
VSEC
$5.54B
| $654K | ﹤0.01% |
19,736
+3,421
| +21% | +$140K |
|
2908
CALL
Howmet Aerospace
HWM
$114B
| $651K | ﹤0.01% |
38,598
+14,996
| +64% | +$239K |
|
2909
PUT
Ternium
TX
$9.26B
| $651K | ﹤0.01% |
+21,500
| New | +$681K |
|
|
FTSI
2910
DELISTED
FTS International, Inc. Common Stock
FTSI
| $648K | ﹤0.01% |
+2,749
| New | +$655K |
|
2911
CALL
Accenture
ACN
$95.6B
| $647K | ﹤0.01% |
3,800
| – | – |
|
|
GOV
2912
DELISTED
Government Properties Income Trust
GOV
| $643K | ﹤0.01% |
56,962
-1,193
| -2% | -$18.5K |
|
2913
PUT
Xerox
XRX
$358M
| $642K | ﹤0.01% |
+23,800
| New | +$629K |
|
2914
CALL
Visteon
VC
$2.77B
| $641K | ﹤0.01% |
+6,900
| New | +$798K |
|
2915
CALL
Zoetis
ZTS
$32.4B
| $641K | ﹤0.01% |
7,000
| – | – |
|
2916
Eagle Bancorp
EGBN
$860M
| $639K | ﹤0.01% |
+12,632
| New | +$701K |
|
2917
CALL
MSCI
MSCI
$41.6B
| $639K | ﹤0.01% |
3,600
+2,200
| +157% | +$382K |
|
2918
Trex
TREX
$4.52B
| $638K | ﹤0.01% |
+16,556
| New | +$637K |
|
2919
PUT
WD-40
WDFC
$3.13B
| $637K | ﹤0.01% |
3,700
-800
| -18% | -$134K |
|
2920
Camden Property Trust
CPT
$11.2B
| $636K | ﹤0.01% |
6,792
-13,789
| -67% | -$1.28M |
|
|
GPMT
2921
Granite Point Mortgage Trust
GPMT
$64.2M
| $636K | ﹤0.01% |
33,013
+13,306
| +68% | +$251K |
|
|
PES
2922
DELISTED
Pioneer Energy Services Corp.
PES
| $634K | ﹤0.01% |
214,838
-280,703
| -57% | -$1.08M |
|
|
TLGT
2923
DELISTED
Teligent, Inc
TLGT
| $633K | ﹤0.01% |
16,032
-6,336
| -28% | -$254K |
|
2924
OGE Energy
OGE
$10.2B
| $632K | ﹤0.01% |
17,389
-129,871
| -88% | -$4.72M |
|
|
WIN
2925
DELISTED
Windstream Holdings Inc
WIN
| $627K | ﹤0.01% |
127,899
-174,454
| -58% | -$788K |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.