D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Twilio
TWLO
$29.1B
| $83.4M | 0.1% |
966,317
-39,730
| -4% | -$2.9M |
|
252
PTC Therapeutics
PTCT
$6.37B
| $82.6M | 0.1% |
1,756,889
-630,431
| -26% | -$26.1M |
|
253
Teck Resources
TECK
$29.5B
| $82M | 0.1% |
3,401,473
+453,148
| +15% | +$10.9M |
|
254
Regeneron Pharmaceuticals
REGN
$68.8B
| $81.5M | 0.1% |
201,677
-122,963
| -38% | -$46.8M |
|
|
BERY
255
DELISTED
Berry Global Group, Inc.
BERY
| $81.4M | 0.1% |
1,832,699
+86,036
| +5% | +$3.78M |
|
256
PUT
SLB Ltd
SLB
$77.8B
| $81M | 0.1% |
1,329,800
+588,800
| +79% | +$37.9M |
|
257
CVS Health
CVS
$137B
| $81M | 0.1% |
1,028,454
+496,450
| +93% | +$35.5M |
|
258
Burlington
BURL
$22B
| $79.5M | 0.1% |
488,005
-147,899
| -23% | -$23.6M |
|
|
AGN
259
DELISTED
Allergan plc
AGN
| $79.4M | 0.1% |
416,946
+282,456
| +210% | +$51.9M |
|
|
XYZ
260
CALL
Block Inc
XYZ
$45.9B
| $79.1M | 0.1% |
799,200
+284,200
| +55% | +$21.9M |
|
261
PUT
Bank of America
BAC
$435B
| $78.8M | 0.09% |
2,673,900
-2,999,800
| -53% | -$91.4M |
|
262
PUT
Gilead Sciences
GILD
$161B
| $78.3M | 0.09% |
1,013,900
-519,800
| -34% | -$39.3M |
|
263
Moody's
MCO
$81.7B
| $77.9M | 0.09% |
466,205
+59,967
| +15% | +$10.5M |
|
|
CTLT
264
DELISTED
CATALENT, INC.
CTLT
| $77.6M | 0.09% |
1,703,904
+827,217
| +94% | +$34.9M |
|
265
Healthpeak Properties
DOC
$15.4B
| $77.1M | 0.09% |
2,928,925
-711,251
| -20% | -$18.7M |
|
266
LKQ Corp
LKQ
$6.58B
| $76.7M | 0.09% |
2,422,033
-481,596
| -17% | -$16M |
|
267
Southwest Airlines
LUV
$22.1B
| $76.5M | 0.09% |
1,224,221
-202,543
| -14% | -$11.8M |
|
|
268
Johnson & Johnson
JNJ
$635B
| $76.3M | 0.09% |
552,123
-1,838,726
| -77% | -$244M |
|
|
X
269
PUT
DELISTED
US Steel
X
| $75.8M | 0.09% |
2,485,800
+357,100
| +17% | +$11.5M |
|
270
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
| $75.2M | 0.09% |
1,246,000
-100,000
| -7% | -$6.05M |
|
271
Best Buy
BBY
$18B
| $75.1M | 0.09% |
945,774
+12,547
| +1% | +$972K |
|
|
ENDP
272
DELISTED
Endo International plc
ENDP
| $74.5M | 0.09% |
4,424,035
+105,139
| +2% | +$1.49M |
|
273
PUT
Ford
F
$57.3B
| $73.8M | 0.09% |
7,980,000
+3,001,600
| +60% | +$30M |
|
274
Bruker
BRKR
$9.2B
| $73.4M | 0.09% |
2,195,050
+159,844
| +8% | +$5.26M |
|
275
CALL
United Airlines
UAL
$38.4B
| $73.2M | 0.09% |
822,400
+694,200
| +541% | +$57.3M |
|
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D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.