D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$322M |
| 2 |
AABA
Altaba Inc
AABA
|
+$288M |
| 3 |
TJX Companies
TJX
|
+$254M |
| 4 |
PayPal
PYPL
|
+$210M |
| 5 |
Liberty Media Series C
FWONK
|
+$206M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
McDonald's
MCD
|
+$374M |
| 2 |
Citigroup
C
|
+$301M |
| 3 |
Netflix
NFLX
|
+$221M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$215M |
| 5 |
Oracle
ORCL
|
+$201M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.75% |
| 2 | Healthcare | 11.67% |
| 3 | Consumer Discretionary | 9.57% |
| 4 | Financials | 9.15% |
| 5 | Industrials | 7.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RHT
251
DELISTED
Red Hat Inc
RHT
| $58.8M | 0.1% |
614,282
+309,278
| +101% | +$27.6M |
|
252
CALL
Johnson & Johnson
JNJ
$635B
| $58.8M | 0.1% |
444,200
-7,600
| -2% | -$970K |
|
253
PUT
Regeneron Pharmaceuticals
REGN
$68.8B
| $58.7M | 0.1% |
119,600
+6,000
| +5% | +$2.63M |
|
|
DFS
254
DELISTED
Discover Financial Services
DFS
| $58.5M | 0.1% |
941,170
+850,155
| +934% | +$52.7M |
|
255
Alnylam Pharmaceuticals
ALNY
$36.3B
| $58.5M | 0.1% |
733,650
+238,256
| +48% | +$15.2M |
|
256
Chubb
CB
$140B
| $58.5M | 0.1% |
402,118
+73,656
| +22% | +$10.4M |
|
257
Microsoft
MSFT
$2.84T
| $58M | 0.1% |
840,905
-1,654,284
| -66% | -$114M |
|
258
Booking.com
BKNG
$138B
| $58M | 0.1% |
774,675
-2,269,225
| -75% | -$166M |
|
259
Molson Coors Class B
TAP
$7.68B
| $57M | 0.09% |
660,401
+623,617
| +1,695% | +$57.8M |
|
260
PUT
Micron Technology
MU
$1.04T
| $57M | 0.09% |
1,907,600
+665,000
| +54% | +$19.5M |
|
261
Flex
FLEX
$43.4B
| $56.7M | 0.09% |
4,616,360
-184,751
| -4% | -$2.29M |
|
262
CALL
Amazon
AMZN
$2.5T
| $56.5M | 0.09% |
1,168,000
-946,000
| -45% | -$45.1M |
|
263
PUT
IBM
IBM
$202B
| $56.5M | 0.09% |
384,091
+216,836
| +130% | +$32.7M |
|
|
MON
264
CALL
DELISTED
Monsanto Co
MON
| $56.2M | 0.09% |
474,900
+178,600
| +60% | +$20.8M |
|
265
Ashland
ASH
$3.04B
| $56M | 0.09% |
850,143
+16,528
| +2% | +$1.05M |
|
266
Fastenal
FAST
$54B
| $56M | 0.09% |
5,146,072
+2,801,492
| +119% | +$31.4M |
|
267
Allstate
ALL
$66.9B
| $56M | 0.09% |
632,943
-569,882
| -47% | -$48.3M |
|
268
Fortune Brands Innovations
FBIN
$6.12B
| $55.4M | 0.09% |
993,387
-27,746
| -3% | -$1.5M |
|
|
NLSN
269
DELISTED
Nielsen Holdings plc
NLSN
| $55.2M | 0.09% |
1,426,937
-1,354,114
| -49% | -$53.8M |
|
270
Medtronic
MDT
$107B
| $54.9M | 0.09% |
618,276
-1,490,779
| -71% | -$126M |
|
271
PUT
SLB Ltd
SLB
$77.8B
| $54.9M | 0.09% |
833,400
+623,400
| +297% | +$44.7M |
|
|
BKHU
272
DELISTED
Black Hills Corporation
BKHU
| $54.8M | 0.09% |
741,977
+50,000
| +7% | +$3.75M |
|
|
GXP
273
DELISTED
Great Plains Energy Incorporated
GXP
| $54.6M | 0.09% |
1,863,829
+857,950
| +85% | +$25M |
|
274
CALL
Cisco
CSCO
$450B
| $54.4M | 0.09% |
1,737,700
-182,200
| -9% | -$5.94M |
|
|
LVLT
275
DELISTED
Level 3 Communications Inc
LVLT
| $54.3M | 0.09% |
915,002
-1,787,300
| -66% | -$108M |
|
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D.E. Shaw & Co's Q2 2017 Portfolio in Review
As of Q2 2017, D.E. Shaw & Co held 3,739 positions worth $60.5B, up 6.3% from $56.9B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2017 filing shows 483 new, 1,217 increased, 1,312 reduced and 407 closed positions. Its largest new stake was Altaba Inc: 5,284,075 shares worth $288M. The largest sale was McDonald's, an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2017 buy was Altaba Inc: 5,284,075 shares worth $288M.
- D.E. Shaw & Co added most to Verizon in Q2 2017, an estimated $322M increase.
- D.E. Shaw & Co's biggest Q2 2017 reduction was McDonald's, cutting an estimated $374M.
- D.E. Shaw & Co fully exited Yahoo Inc in Q2 2017, selling an estimated $215M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $60.5B portfolio in Q2 2017.
- D.E. Shaw & Co opened 483 new positions and closed 407 in Q2 2017.
- D.E. Shaw & Co's portfolio value rose 6.3% quarter-over-quarter to $60.5B.
Based on D.E. Shaw & Co's 13F filing for Q2 2017, filed 14 Aug 2017.