D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGN
251
CALL
DELISTED
Allergan plc
AGN
| $63M | 0.09% |
201,536
+30,400
| +18% | +$9.05M |
|
252
Madison Square Garden
MSGS
$9.54B
| $62.9M | 0.09% |
545,367
-1,483,574
| -73% | -$179M |
|
253
Danaher
DHR
$135B
| $62.8M | 0.09% |
1,006,743
+546,854
| +119% | +$34.2M |
|
254
Thermo Fisher Scientific
TMO
$211B
| $62.6M | 0.09% |
441,222
-319,059
| -42% | -$42.6M |
|
255
Adobe
ADBE
$89.5B
| $62.5M | 0.09% |
664,989
-1,439,913
| -68% | -$129M |
|
256
Simon Property Group
SPG
$74.5B
| $61.7M | 0.09% |
317,373
-239,933
| -43% | -$46.5M |
|
257
Perrigo
PRGO
$1.4B
| $61.7M | 0.09% |
426,273
-1,057,194
| -71% | -$163M |
|
|
IPG
258
DELISTED
Interpublic Group of Companies
IPG
| $61.5M | 0.09% |
2,640,584
-632,364
| -19% | -$14.2M |
|
|
CDK
259
DELISTED
CDK Global, Inc.
CDK
| $61.5M | 0.09% |
1,294,688
-176,498
| -12% | -$8.56M |
|
260
CALL
United Parcel Service
UPS
$97.6B
| $61.3M | 0.09% |
637,400
-68,900
| -10% | -$7.04M |
|
261
Warner Bros
WBD
$64.6B
| $61.2M | 0.09% |
2,293,698
-1,206,392
| -34% | -$34.8M |
|
262
Vanguard Real Estate ETF
VNQ
$39.9B
| $60.6M | 0.09% |
760,570
+321,887
| +73% | +$25.5M |
|
263
Salesforce
CRM
$134B
| $60.3M | 0.09% |
768,633
+52,621
| +7% | +$4.11M |
|
264
Micron Technology
MU
$1.04T
| $60.1M | 0.09% |
4,244,847
-8,169,520
| -66% | -$131M |
|
265
Southwest Airlines
LUV
$22.1B
| $60M | 0.09% |
1,394,476
+15,811
| +1% | +$700K |
|
266
KLA
KLAC
$275B
| $59.9M | 0.09% |
8,634,940
+7,123,200
| +471% | +$45.6M |
|
|
DISH
267
DELISTED
DISH Network Corp.
DISH
| $59.6M | 0.09% |
1,041,485
-273,586
| -21% | -$16.8M |
|
268
CALL
Comcast
CMCSA
$79.1B
| $59.4M | 0.09% |
2,104,200
+354,200
| +20% | +$10.7M |
|
|
IHS
269
DELISTED
IHS INC CL-A COM STK
IHS
| $59M | 0.09% |
498,418
+37,386
| +8% | +$4.45M |
|
270
PUT
IBM
IBM
$202B
| $58.8M | 0.09% |
446,642
+5,021
| +1% | +$675K |
|
|
P
271
DELISTED
Pandora Media Inc
P
| $58.7M | 0.09% |
4,378,408
+335,581
| +8% | +$5M |
|
|
STRZA
272
DELISTED
Starz - Series A
STRZA
| $58.6M | 0.09% |
1,748,699
+29
| +0% | +$1.03K |
|
|
SWN
273
DELISTED
Southwestern Energy Company
SWN
| $58.3M | 0.09% |
8,204,043
+3,664,802
| +81% | +$35.9M |
|
|
274
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
| $58.1M | 0.09% |
+1,494,000
| New | +$55.3M |
|
|
BERY
275
DELISTED
Berry Global Group, Inc.
BERY
| $58.1M | 0.09% |
1,748,969
-699,955
| -29% | -$22.2M |
|
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D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.