D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$570M |
| 2 |
Meta Platforms (Facebook)
META
|
+$469M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$342M |
| 4 |
Merck
MRK
|
+$322M |
| 5 |
MON
Monsanto Co
MON
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$434M |
| 2 |
Netflix
NFLX
|
+$301M |
| 3 |
Alibaba
BABA
|
+$245M |
| 4 |
Verizon
VZ
|
+$235M |
| 5 |
Tesla
TSLA
|
+$230M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.27% |
| 2 | Healthcare | 11.28% |
| 3 | Consumer Discretionary | 8.99% |
| 4 | Communication Services | 8.03% |
| 5 | Industrials | 7.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
PUT
Texas Instruments
TXN
$255B
| $825K | ﹤0.01% |
+7,900
| New | +$769K |
|
|
MR
2652
DELISTED
Montage Resources Corporation Common Stock
MR
| $824K | ﹤0.01% |
22,883
-3,309
| -13% | -$120K |
|
|
AXDX
2653
DELISTED
Accelerate Diagnostics
AXDX
| $823K | ﹤0.01% |
3,143
-41
| -1% | -$9.61K |
|
2654
Ennis
EBF
$546M
| $823K | ﹤0.01% |
39,646
-10,544
| -21% | -$211K |
|
2655
TriCo Bancshares
TCBK
$1.85B
| $821K | ﹤0.01% |
21,695
-5,276
| -20% | -$217K |
|
2656
Hawaiian Electric Industries
HE
$2.33B
| $820K | ﹤0.01% |
22,676
-26,324
| -54% | -$953K |
|
|
DFS
2657
DELISTED
Discover Financial Services
DFS
| $819K | ﹤0.01% |
10,644
-407,627
| -97% | -$28M |
|
2658
PUT
Fabrinet
FN
$17.1B
| $818K | ﹤0.01% |
+28,500
| New | +$943K |
|
|
JKS
2659
JinkoSolar
JKS
$775M
| $814K | ﹤0.01% |
+33,849
| New | +$851K |
|
2660
CareTrust REIT
CTRE
$10.2B
| $806K | ﹤0.01% |
48,063
+37,217
| +343% | +$688K |
|
2661
CALL
Intuit
INTU
$81.1B
| $805K | ﹤0.01% |
5,100
| – | – |
|
|
AKRX
2662
DELISTED
Akorn Inc
AKRX
| $798K | ﹤0.01% |
+24,761
| New | +$812K |
|
2663
Artisan Partners
APAM
$2.79B
| $796K | ﹤0.01% |
20,141
-22,401
| -53% | -$831K |
|
2664
CALL
Coty
COTY
$2.33B
| $796K | ﹤0.01% |
40,000
| – | – |
|
2665
Dillards
DDS
$8.87B
| $796K | ﹤0.01% |
13,250
+9,300
| +235% | +$515K |
|
|
SGI
2666
PUT
Somnigroup International
SGI
$15.1B
| $796K | ﹤0.01% |
50,800
| – | – |
|
|
P
2667
PUT
Everpure Inc
P
$24.8B
| $793K | ﹤0.01% |
50,000
| – | – |
|
|
SPA
2668
DELISTED
Sparton
SPA
| $793K | ﹤0.01% |
34,395
-2,435
| -7% | -$56.5K |
|
|
GBNK
2669
DELISTED
Guaranty Bancorp
GBNK
| $792K | ﹤0.01% |
28,658
+3,519
| +14% | +$100K |
|
|
STRP
2670
DELISTED
Straight Path Communications Inc.
STRP
| $790K | ﹤0.01% |
4,346
-1,907
| -30% | -$346K |
|
2671
Renasant Corp
RNST
$4.01B
| $788K | ﹤0.01% |
19,265
-3,427
| -15% | -$143K |
|
2672
Build-A-Bear
BBW
$423M
| $787K | ﹤0.01% |
85,491
+30,901
| +57% | +$263K |
|
2673
CALL
Best Buy
BBY
$18B
| $787K | ﹤0.01% |
11,500
| – | – |
|
2674
PUT
Brink's
BCO
$5.02B
| $787K | ﹤0.01% |
10,000
-1,200
| -11% | -$97.2K |
|
2675
Federal Realty Investment Trust
FRT
$10.9B
| $787K | ﹤0.01% |
5,926
-3,584
| -38% | -$462K |
|
Similar funds
D.E. Shaw & Co's Q4 2017 Portfolio in Review
As of Q4 2017, D.E. Shaw & Co held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Apple, an estimated $434M trimmed.
- D.E. Shaw & Co's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
- D.E. Shaw & Co added most to GE Aerospace in Q4 2017, an estimated $570M increase.
- D.E. Shaw & Co's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
- D.E. Shaw & Co fully exited Tesla in Q4 2017, selling an estimated $230M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
- D.E. Shaw & Co opened 507 new positions and closed 394 in Q4 2017.
- D.E. Shaw & Co's portfolio value rose 12% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.