D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.11% |
| 2 | Technology | 10.75% |
| 3 | Financials | 9.5% |
| 4 | Consumer Discretionary | 9.17% |
| 5 | Industrials | 7.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
PUT
Howard Hughes
HHH
$3.97B
| $607K | ﹤0.01% |
5,560
-20,980
| -79% | -$2.33M |
|
|
CCC
2652
DELISTED
Calgon Carbon Corp
CCC
| $605K | ﹤0.01% |
39,904
+11,811
| +42% | +$168K |
|
2653
California Water Service
CWT
$3.03B
| $604K | ﹤0.01% |
18,808
-9,652
| -34% | -$312K |
|
2654
CALL
Kohl's
KSS
$2.08B
| $604K | ﹤0.01% |
13,800
| – | – |
|
2655
Tejon Ranch
TRC
$476M
| $604K | ﹤0.01% |
25,568
-2,785
| -10% | -$66.9K |
|
|
AOI
2656
DELISTED
Alliance One International
AOI
| $602K | ﹤0.01% |
31,497
-25,306
| -45% | -$484K |
|
2657
Brown-Forman Class B
BF.B
$12.4B
| $601K | ﹤0.01% |
19,786
-795,795
| -98% | -$24.7M |
|
|
OLP
2658
One Liberty Properties
OLP
$550M
| $600K | ﹤0.01% |
24,845
+2,258
| +10% | +$55.5K |
|
|
RAD
2659
DELISTED
Rite Aid Corporation
RAD
| $600K | ﹤0.01% |
3,903
-47,658
| -92% | -$7.11M |
|
|
HZN
2660
PUT
DELISTED
Horizon Global Corporation
HZN
| $598K | ﹤0.01% |
+30,000
| New | +$463K |
|
2661
American States Water
AWR
$3.37B
| $597K | ﹤0.01% |
14,910
+8,437
| +130% | +$349K |
|
2662
Performance Food Group
PFGC
$17.9B
| $596K | ﹤0.01% |
24,019
-53,913
| -69% | -$1.41M |
|
|
GOLD
2663
DELISTED
Randgold Resources Ltd
GOLD
| $596K | ﹤0.01% |
5,955
-19,171
| -76% | -$2.08M |
|
2664
Coty
COTY
$2.33B
| $595K | ﹤0.01% |
+25,314
| New | +$669K |
|
|
CLR
2665
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $595K | ﹤0.01% |
+11,444
| New | +$532K |
|
|
SVC
2666
CALL
Service Properties Trust
SVC
$1.09B
| $594K | ﹤0.01% |
+4,000
| New | +$610K |
|
|
ALDR
2667
DELISTED
Alder Biopharmaceuticals
ALDR
| $593K | ﹤0.01% |
+18,109
| New | +$551K |
|
|
WG
2668
DELISTED
Willbros Group
WG
| $593K | ﹤0.01% |
315,205
-83,816
| -21% | -$172K |
|
2669
CALL
Bunge Global
BG
$22.8B
| $592K | ﹤0.01% |
10,000
| – | – |
|
|
2670
PUT
Bunge Global
BG
$22.8B
| $592K | ﹤0.01% |
10,000
| – | – |
|
2671
Host Hotels & Resorts
HST
$17B
| $591K | ﹤0.01% |
37,895
-1,790,863
| -98% | -$30.7M |
|
|
INSY
2672
DELISTED
Insys Therapeutics, Inc.
INSY
| $591K | ﹤0.01% |
50,147
-119,930
| -71% | -$1.82M |
|
|
FBRC
2673
DELISTED
FBR & Co. Common Stock
FBRC
| $590K | ﹤0.01% |
44,533
-2,270
| -5% | -$32.6K |
|
|
ODP
2674
DELISTED
ODP
ODP
| $589K | ﹤0.01% |
16,469
-26,776
| -62% | -$949K |
|
2675
KT
KT
$8.93B
| $588K | ﹤0.01% |
36,635
-62,891
| -63% | -$970K |
|
Similar funds
D.E. Shaw & Co's Q3 2016 Portfolio in Review
As of Q3 2016, D.E. Shaw & Co held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2016 filing shows 448 new, 1,212 increased, 1,374 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
- D.E. Shaw & Co's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- D.E. Shaw & Co added most to Apple in Q3 2016, an estimated $453M increase.
- D.E. Shaw & Co's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- D.E. Shaw & Co fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- D.E. Shaw & Co opened 448 new positions and closed 429 in Q3 2016.
- D.E. Shaw & Co's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.