D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Snap
SNAP
|
+$362M |
| 2 |
Lockheed Martin
LMT
|
+$361M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$354M |
| 4 |
Fidelity National Information Services
FIS
|
+$354M |
| 5 |
Boston Scientific
BSX
|
+$337M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$559M |
| 2 |
Advanced Micro Devices
AMD
|
+$558M |
| 3 |
Boeing
BA
|
+$530M |
| 4 |
Lowe's Companies
LOW
|
+$525M |
| 5 |
Alibaba
BABA
|
+$420M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.37% |
| 2 | Consumer Discretionary | 10.41% |
| 3 | Healthcare | 8.95% |
| 4 | Communication Services | 6.76% |
| 5 | Financials | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
PUT
Darden Restaurants
DRI
$23.4B
| $1.68M | ﹤0.01% |
14,100
| – | – |
|
|
EVRI
2552
DELISTED
Everi Holdings
EVRI
| $1.68M | ﹤0.01% |
121,513
+33,336
| +38% | +$362K |
|
2553
Interparfums
IPAR
$3.99B
| $1.68M | ﹤0.01% |
27,725
-22,834
| -45% | -$1.15M |
|
|
AAN
2554
DELISTED
The Aaron's Company Inc
AAN
| $1.67M | ﹤0.01% |
+88,008
| New | +$1.62M |
|
2555
Universal Electronics
UEIC
$57.6M
| $1.67M | ﹤0.01% |
31,774
-10,880
| -26% | -$502K |
|
2556
Standard Motor Products
SMP
$867M
| $1.66M | ﹤0.01% |
40,973
-18,862
| -32% | -$886K |
|
|
SPFR.U
2557
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
| $1.66M | ﹤0.01% |
+150,000
| New | +$1.62M |
|
|
BLUE
2558
CALL
DELISTED
bluebird bio
BLUE
| $1.65M | ﹤0.01% |
2,949
| – | – |
|
|
AVLR
2559
CALL
DELISTED
Avalara, Inc.
AVLR
| $1.65M | ﹤0.01% |
+10,000
| New | +$1.6M |
|
2560
PUT
Aon
AON
$78.4B
| $1.65M | ﹤0.01% |
+7,800
| New | +$1.59M |
|
2561
PUT
Harley-Davidson
HOG
$2.61B
| $1.65M | ﹤0.01% |
44,900
| – | – |
|
2562
First Busey Corp
BUSE
$2.52B
| $1.65M | ﹤0.01% |
76,383
+23,259
| +44% | +$456K |
|
|
ACKIU
2563
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
| $1.65M | ﹤0.01% |
+160,000
| New | +$1.63M |
|
|
OSH
2564
DELISTED
Oak Street Health, Inc.
OSH
| $1.65M | ﹤0.01% |
+26,891
| New | +$1.41M |
|
2565
Innospec
IOSP
$2.11B
| $1.64M | ﹤0.01% |
18,103
-14,609
| -45% | -$1.13M |
|
2566
Franklin Covey
FC
$245M
| $1.64M | ﹤0.01% |
73,709
-777
| -1% | -$16.2K |
|
|
FISV
2567
CALL
Fiserv Inc
FISV
$27.9B
| $1.64M | ﹤0.01% |
+14,400
| New | +$1.55M |
|
|
UBA
2568
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $1.64M | ﹤0.01% |
116,046
-100,027
| -46% | -$1.19M |
|
|
JWN
2569
CALL
DELISTED
Nordstrom
JWN
| $1.64M | ﹤0.01% |
52,400
-69,500
| -57% | -$1.45M |
|
|
FMBI
2570
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $1.64M | ﹤0.01% |
102,731
-69,965
| -41% | -$962K |
|
|
OSG
2571
DELISTED
Overseas Shipholding Group Inc.
OSG
| $1.63M | ﹤0.01% |
761,123
+38,375
| +5% | +$80K |
|
2572
Geron
GERN
$949M
| $1.63M | ﹤0.01% |
1,022,557
+678,468
| +197% | +$1.24M |
|
|
MFA
2573
MFA Financial
MFA
$927M
| $1.63M | ﹤0.01% |
104,458
+91,531
| +708% | +$1.23M |
|
2574
CALL
Crown Castle
CCI
$32.4B
| $1.62M | ﹤0.01% |
10,200
-10,000
| -50% | -$1.62M |
|
2575
Cato Corp
CATO
$64.1M
| $1.62M | ﹤0.01% |
169,187
+107,573
| +175% | +$849K |
|
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D.E. Shaw & Co's Q4 2020 Portfolio in Review
As of Q4 2020, D.E. Shaw & Co held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Snowflake worth $147M.
- D.E. Shaw & Co's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
- D.E. Shaw & Co added most to Snap in Q4 2020, an estimated $362M increase.
- D.E. Shaw & Co's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
- D.E. Shaw & Co fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
- D.E. Shaw & Co opened 563 new positions and closed 477 in Q4 2020.
- D.E. Shaw & Co's portfolio value rose 14% quarter-over-quarter to $112B.
Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.