D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$570M |
| 2 |
Meta Platforms (Facebook)
META
|
+$469M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$342M |
| 4 |
Merck
MRK
|
+$322M |
| 5 |
MON
Monsanto Co
MON
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$434M |
| 2 |
Netflix
NFLX
|
+$301M |
| 3 |
Alibaba
BABA
|
+$245M |
| 4 |
Verizon
VZ
|
+$235M |
| 5 |
Tesla
TSLA
|
+$230M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.27% |
| 2 | Healthcare | 11.28% |
| 3 | Consumer Discretionary | 8.99% |
| 4 | Communication Services | 8.03% |
| 5 | Industrials | 7.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
Compass Minerals
CMP
$1.24B
| $1.06M | ﹤0.01% |
14,660
+6,875
| +88% | +$463K |
|
|
ACHN
2502
DELISTED
Achillion Pharmaceuticals
ACHN
| $1.06M | ﹤0.01% |
367,197
+346,870
| +1,706% | +$1.26M |
|
2503
PUT
State Street
STT
$50.9B
| $1.05M | ﹤0.01% |
10,800
| – | – |
|
2504
Domino's
DPZ
$11B
| $1.05M | ﹤0.01% |
5,573
-5,265
| -49% | -$975K |
|
|
KSU
2505
PUT
DELISTED
Kansas City Southern
KSU
| $1.05M | ﹤0.01% |
10,000
| – | – |
|
2506
EXL Service
EXLS
$4.23B
| $1.05M | ﹤0.01% |
87,045
-137,370
| -61% | -$1.68M |
|
|
MRT
2507
DELISTED
MedEquities Realty Trust, Inc.
MRT
| $1.05M | ﹤0.01% |
93,585
-39,266
| -30% | -$445K |
|
2508
Powell Industries
POWL
$8.46B
| $1.05M | ﹤0.01% |
109,524
+2,661
| +2% | +$25.4K |
|
2509
PUT
Dollar General
DG
$25.9B
| $1.04M | ﹤0.01% |
11,200
| – | – |
|
2510
Tyson Foods
TSN
$20.2B
| $1.04M | ﹤0.01% |
+12,854
| New | +$984K |
|
2511
Rockwell Medical
RMTI
$26.2M
| $1.04M | ﹤0.01% |
1,626
-717
| -31% | -$505K |
|
2512
United Fire Group
UFCS
$1.32B
| $1.04M | ﹤0.01% |
22,805
-14,030
| -38% | -$656K |
|
|
USG
2513
DELISTED
Usg
USG
| $1.03M | ﹤0.01% |
26,762
-92,750
| -78% | -$3.26M |
|
|
ECHO
2514
DELISTED
Echo Global Logistics, Inc.
ECHO
| $1.03M | ﹤0.01% |
36,811
-46,918
| -56% | -$1.13M |
|
|
IBKC
2515
PUT
DELISTED
IBERIABANK Corp
IBKC
| $1.03M | ﹤0.01% |
+13,300
| New | +$1.02M |
|
|
DATA
2516
CALL
DELISTED
Tableau Software, Inc.
DATA
| $1.03M | ﹤0.01% |
14,900
+10,000
| +204% | +$735K |
|
2517
Workiva
WK
$2.94B
| $1.03M | ﹤0.01% |
48,086
+16,608
| +53% | +$365K |
|
|
PVG
2518
DELISTED
PRETIUM RESOURCES INC.
PVG
| $1.03M | ﹤0.01% |
89,990
+58,827
| +189% | +$640K |
|
2519
CALL
Allstate
ALL
$66.9B
| $1.03M | ﹤0.01% |
9,800
+7,300
| +292% | +$719K |
|
2520
Caesars Entertainment
CZR
$6.1B
| $1.02M | ﹤0.01% |
30,742
-42,054
| -58% | -$1.22M |
|
2521
PUT
Harley-Davidson
HOG
$2.68B
| $1.02M | ﹤0.01% |
20,000
| – | – |
|
|
FTR
2522
PUT
DELISTED
Frontier Communications Corp.
FTR
| $1.01M | ﹤0.01% |
149,800
| – | – |
|
|
TRST
2523
Trustco Bank Corp NY
TRST
$977M
| $1.01M | ﹤0.01% |
21,952
+1,379
| +7% | +$63K |
|
2524
Brown & Brown
BRO
$22.9B
| $1.01M | ﹤0.01% |
39,158
+15,570
| +66% | +$391K |
|
|
RDC
2525
CALL
DELISTED
Rowan Companies Plc
RDC
| $1M | ﹤0.01% |
64,100
| – | – |
|
Similar funds
D.E. Shaw & Co's Q4 2017 Portfolio in Review
As of Q4 2017, D.E. Shaw & Co held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Apple, an estimated $434M trimmed.
- D.E. Shaw & Co's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
- D.E. Shaw & Co added most to GE Aerospace in Q4 2017, an estimated $570M increase.
- D.E. Shaw & Co's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
- D.E. Shaw & Co fully exited Tesla in Q4 2017, selling an estimated $230M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
- D.E. Shaw & Co opened 507 new positions and closed 394 in Q4 2017.
- D.E. Shaw & Co's portfolio value rose 12% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.