D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$402M |
| 2 |
Citigroup
C
|
+$323M |
| 3 |
FRX
FOREST LABORATORIES INC
FRX
|
+$296M |
| 4 |
Marathon Petroleum
MPC
|
+$287M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$460M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$349M |
| 3 |
Netflix
NFLX
|
+$331M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$209M |
| 5 |
Visa
V
|
+$193M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 8.28% |
| 2 | Technology | 7.86% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Communication Services | 7.32% |
| 5 | Healthcare | 7.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SZMK
2376
DELISTED
SIZMEK INC COM STK (DE)
SZMK
| $1.78M | ﹤0.01% |
186,433
-59,131
| -24% | -$579K |
|
2377
CALL
American Vanguard Corp
AVD
$68.7M
| $1.77M | ﹤0.01% |
+134,100
| New | +$2.19M |
|
2378
CALL
Iron Mountain
IRM
$35.9B
| $1.77M | ﹤0.01% |
+54,100
| New | +$1.47M |
|
2379
New Mountain Finance
NMFC
$654M
| $1.77M | ﹤0.01% |
119,197
+92,447
| +346% | +$1.33M |
|
|
OCLR
2380
DELISTED
Oclaro Inc.
OCLR
| $1.77M | ﹤0.01% |
805,306
+282,050
| +54% | +$705K |
|
2381
CALL
Trex
TREX
$4.4B
| $1.76M | ﹤0.01% |
244,800
| – | – |
|
2382
PUT
Cameco
CCJ
$36.8B
| $1.76M | ﹤0.01% |
89,800
| – | – |
|
|
OVTI
2383
CALL
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
| $1.76M | ﹤0.01% |
+80,000
| New | +$1.63M |
|
2384
Hilltop Holdings
HTH
$2.26B
| $1.75M | ﹤0.01% |
82,531
-113,131
| -58% | -$2.48M |
|
2385
CALL
Assured Guaranty
AGO
$3.73B
| $1.75M | ﹤0.01% |
71,600
-53,300
| -43% | -$1.32M |
|
2386
CALL
MasTec
MTZ
$22.7B
| $1.75M | ﹤0.01% |
56,900
+13,900
| +32% | +$524K |
|
2387
PUT
Brinker International
EAT
$8.82B
| $1.75M | ﹤0.01% |
36,000
| – | – |
|
|
SWY
2388
CALL
DELISTED
SAFEWAY INC
SWY
| $1.75M | ﹤0.01% |
51,000
-92,535
| -64% | -$3.16M |
|
2389
CALL
Signet Jewelers
SIG
$3.84B
| $1.75M | ﹤0.01% |
+15,800
| New | +$1.64M |
|
2390
Resources Connection
RGP
$140M
| $1.75M | ﹤0.01% |
133,193
+14,670
| +12% | +$190K |
|
|
AFOP
2391
PUT
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
| $1.74M | ﹤0.01% |
+96,300
| New | +$1.82M |
|
|
TSL
2392
DELISTED
Trina Solar Limited
TSL
| $1.74M | ﹤0.01% |
135,733
+91,728
| +208% | +$1.12M |
|
|
CAS
2393
DELISTED
A M Castle & Co
CAS
| $1.74M | ﹤0.01% |
157,735
+125,199
| +385% | +$1.58M |
|
2394
Andersons Inc
ANDE
$2.39B
| $1.74M | ﹤0.01% |
33,735
-22,238
| -40% | -$1.22M |
|
|
DYN
2395
CALL
DELISTED
Dynegy, Inc.
DYN
| $1.74M | ﹤0.01% |
+50,000
| New | +$1.54M |
|
2396
PUT
Sysco
SYY
$40.8B
| $1.73M | ﹤0.01% |
46,300
| – | – |
|
2397
CALL
Zimmer Biomet
ZBH
$18.8B
| $1.73M | ﹤0.01% |
+17,201
| New | +$1.68M |
|
2398
PUT
Viavi Solutions
VIAV
$7.95B
| $1.73M | ﹤0.01% |
244,362
-52,213
| -18% | -$355K |
|
2399
Sabre
SABR
$716M
| $1.73M | ﹤0.01% |
+86,384
| New | +$1.54M |
|
|
MILL
2400
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
| $1.73M | ﹤0.01% |
270,556
+31,653
| +13% | +$163K |
|
Similar funds
D.E. Shaw & Co's Q2 2014 Portfolio in Review
As of Q2 2014, D.E. Shaw & Co held 4,930 positions worth $73.4B, up 4.8% from $70.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q2 2014 filing shows 701 new, 1,499 increased, 1,475 reduced and 797 closed positions. Its largest new stake was Navient: 11,559,516 shares worth $205M. The largest sale was Meta Platforms (Facebook), an estimated $460M.
By sector, the portfolio is most concentrated in Energy at 8.3% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2014 buy was Navient: 11,559,516 shares worth $205M.
- D.E. Shaw & Co added most to Apple in Q2 2014, an estimated $402M increase.
- D.E. Shaw & Co's biggest Q2 2014 reduction was Meta Platforms (Facebook), cutting an estimated $460M.
- D.E. Shaw & Co fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $129M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $73.4B portfolio in Q2 2014.
- D.E. Shaw & Co opened 701 new positions and closed 797 in Q2 2014.
- D.E. Shaw & Co's portfolio value rose 4.8% quarter-over-quarter to $73.4B.
Based on D.E. Shaw & Co's 13F filing for Q2 2014, filed 14 Aug 2014.