D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.89% |
| 2 | Consumer Discretionary | 8.28% |
| 3 | Energy | 7.75% |
| 4 | Healthcare | 6.77% |
| 5 | Communication Services | 6.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
CALL
Terex
TEX
$7.37B
| $2.48M | ﹤0.01% |
78,100
-10,000
| -11% | -$366K |
|
2052
PUT
H&R Block
HRB
$5.98B
| $2.47M | ﹤0.01% |
79,700
| – | – |
|
2053
Steel Dynamics
STLD
$36.2B
| $2.46M | ﹤0.01% |
108,998
-173,446
| -61% | -$3.79M |
|
2054
Equifax
EFX
$22B
| $2.46M | ﹤0.01% |
+32,954
| New | +$2.51M |
|
2055
Genworth Financial
GNW
$3.86B
| $2.46M | ﹤0.01% |
187,996
+169,696
| +927% | +$2.45M |
|
2056
CALL
Becton Dickinson
BDX
$46.4B
| $2.46M | ﹤0.01% |
22,140
-20,295
| -48% | -$2.31M |
|
|
GTAT
2057
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
| $2.46M | ﹤0.01% |
226,958
-52,738
| -19% | -$804K |
|
2058
PUT
Ciena
CIEN
$46.8B
| $2.45M | ﹤0.01% |
146,800
-100,000
| -41% | -$1.96M |
|
|
N
2059
CALL
DELISTED
Netsuite Inc
N
| $2.45M | ﹤0.01% |
27,400
-30,000
| -52% | -$2.54M |
|
2060
CALL
Howard Hughes
HHH
$3.94B
| $2.44M | ﹤0.01% |
17,099
| – | – |
|
|
HI
2061
DELISTED
Hillenbrand
HI
| $2.44M | ﹤0.01% |
79,157
+72,353
| +1,063% | +$2.31M |
|
2062
IMAX
IMAX
$2.67B
| $2.44M | ﹤0.01% |
88,849
+2,518
| +3% | +$68.1K |
|
|
2063
Howard Hughes
HHH
$3.94B
| $2.44M | ﹤0.01% |
17,060
-8,612
| -34% | -$1.26M |
|
2064
Canadian Solar
CSIQ
$932M
| $2.43M | ﹤0.01% |
67,882
+17,783
| +35% | +$577K |
|
2065
PUT
Bausch Health
BHC
$1.75B
| $2.43M | ﹤0.01% |
18,500
| – | – |
|
2066
eHealth
EHTH
$41.9M
| $2.42M | ﹤0.01% |
100,503
+56,808
| +130% | +$1.55M |
|
2067
CALL
Snap-on
SNA
$21.5B
| $2.42M | ﹤0.01% |
20,000
+4,000
| +25% | +$492K |
|
|
2068
PUT
Snap-on
SNA
$21.5B
| $2.42M | ﹤0.01% |
20,000
+10,000
| +100% | +$1.23M |
|
|
TVTY
2069
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $2.42M | ﹤0.01% |
150,799
+70,942
| +89% | +$1.2M |
|
|
WCG
2070
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
| $2.41M | ﹤0.01% |
40,000
| – | – |
|
|
RPT
2071
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $2.41M | ﹤0.01% |
148,347
+106,817
| +257% | +$1.79M |
|
|
HPTX
2072
DELISTED
HYPERION THERAPEUTICS INC COM STK (DE)
HPTX
| $2.41M | ﹤0.01% |
95,431
+41,399
| +77% | +$1.03M |
|
2073
PUT
G-III Apparel Group
GIII
$1.54B
| $2.4M | ﹤0.01% |
57,800
+31,800
| +122% | +$1.3M |
|
|
ZQK
2074
DELISTED
QUICKSILVER,INC.
ZQK
| $2.4M | ﹤0.01% |
1,392,602
-203,593
| -13% | -$578K |
|
2075
Celanese
CE
$4.82B
| $2.39M | ﹤0.01% |
40,896
+12,316
| +43% | +$758K |
|
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D.E. Shaw & Co's Q3 2014 Portfolio in Review
As of Q3 2014, D.E. Shaw & Co held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- D.E. Shaw & Co's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- D.E. Shaw & Co added most to HP in Q3 2014, an estimated $298M increase.
- D.E. Shaw & Co's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- D.E. Shaw & Co fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- D.E. Shaw & Co opened 599 new positions and closed 674 in Q3 2014.
- D.E. Shaw & Co's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.