D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$570M |
| 2 |
Meta Platforms (Facebook)
META
|
+$469M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$342M |
| 4 |
Merck
MRK
|
+$322M |
| 5 |
MON
Monsanto Co
MON
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$434M |
| 2 |
Netflix
NFLX
|
+$301M |
| 3 |
Alibaba
BABA
|
+$245M |
| 4 |
Verizon
VZ
|
+$235M |
| 5 |
Tesla
TSLA
|
+$230M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.27% |
| 2 | Healthcare | 11.28% |
| 3 | Consumer Discretionary | 8.99% |
| 4 | Communication Services | 8.03% |
| 5 | Industrials | 7.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GHDX
1601
DELISTED
Genomic Health, Inc.
GHDX
| $4.01M | 0.01% |
117,289
+18,516
| +19% | +$590K |
|
1602
Graham Holdings Company
GHC
$5.23B
| $4.01M | 0.01% |
7,180
+1,161
| +19% | +$658K |
|
1603
CALL
Chemours
CC
$2.57B
| $4M | 0.01% |
80,000
-30,000
| -27% | -$1.57M |
|
1604
Ionis Pharmaceuticals
IONS
$9.14B
| $4M | 0.01% |
79,485
+12,917
| +19% | +$708K |
|
1605
CALL
Ubiquiti
UI
$32.4B
| $4M | 0.01% |
56,300
+10,000
| +22% | +$640K |
|
1606
CALL
Monolithic Power Systems
MPWR
$63B
| $3.99M | 0.01% |
+35,500
| New | +$4.12M |
|
|
SINA
1607
CALL
DELISTED
Sina Corp
SINA
| $3.98M | 0.01% |
39,700
-7,200
| -15% | -$768K |
|
1608
Clearwater Paper
CLW
$282M
| $3.97M | 0.01% |
87,358
+39,682
| +83% | +$1.8M |
|
1609
Koppers
KOP
$965M
| $3.96M | 0.01% |
77,880
+5,971
| +8% | +$291K |
|
|
DYN
1610
DELISTED
Dynegy, Inc.
DYN
| $3.94M | 0.01% |
332,874
-1,059,929
| -76% | -$11.8M |
|
1611
Stagwell
STGW
$1.98B
| $3.94M | 0.01% |
403,977
+19,109
| +5% | +$210K |
|
1612
PUT
Allegiant Air
ALGT
$2.73B
| $3.92M | 0.01% |
25,300
| – | – |
|
1613
PUT
Moody's
MCO
$83.9B
| $3.91M | 0.01% |
26,500
+11,200
| +73% | +$1.64M |
|
1614
iShares Russell 2000 ETF
IWM
$80.4B
| $3.91M | 0.01% |
25,634
+732
| +3% | +$110K |
|
1615
Radware
RDWR
$1.19B
| $3.9M | 0.01% |
201,070
-57,356
| -22% | -$1.09M |
|
1616
CALL
Medtronic
MDT
$111B
| $3.9M | 0.01% |
48,300
-600
| -1% | -$48.1K |
|
|
AKS
1617
CALL
DELISTED
AK Steel Holding Corp
AKS
| $3.9M | 0.01% |
688,900
-24,200
| -3% | -$126K |
|
1618
PUT
Littelfuse
LFUS
$9.91B
| $3.9M | 0.01% |
19,700
+400
| +2% | +$80.2K |
|
1619
CALL
NewMarket
NEU
$7.2B
| $3.89M | 0.01% |
+9,800
| New | +$3.97M |
|
1620
Nice
NICE
$5.94B
| $3.89M | 0.01% |
42,342
-28,926
| -41% | -$2.46M |
|
1621
CALL
FMC
FMC
$1.37B
| $3.89M | 0.01% |
47,388
-3,344
| -7% | -$269K |
|
|
INWK
1622
DELISTED
InnerWorkings, Inc.
INWK
| $3.89M | 0.01% |
387,611
+66,104
| +21% | +$709K |
|
1623
Cable One
CABO
$249M
| $3.88M | 0.01% |
5,522
-506
| -8% | -$356K |
|
1624
Oil States International
OIS
$483M
| $3.88M | 0.01% |
137,111
-31,845
| -19% | -$772K |
|
1625
CALL
eBay
EBAY
$52.1B
| $3.87M | 0.01% |
102,600
+11,600
| +13% | +$431K |
|
Similar funds
D.E. Shaw & Co's Q4 2017 Portfolio in Review
As of Q4 2017, D.E. Shaw & Co held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Apple, an estimated $434M trimmed.
- D.E. Shaw & Co's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
- D.E. Shaw & Co added most to GE Aerospace in Q4 2017, an estimated $570M increase.
- D.E. Shaw & Co's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
- D.E. Shaw & Co fully exited Tesla in Q4 2017, selling an estimated $230M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
- D.E. Shaw & Co opened 507 new positions and closed 394 in Q4 2017.
- D.E. Shaw & Co's portfolio value rose 12% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.