D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.89% |
| 2 | Consumer Discretionary | 8.28% |
| 3 | Energy | 7.75% |
| 4 | Healthcare | 6.77% |
| 5 | Communication Services | 6.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
PUT
NetEase
NTES
$81.5B
| $6.23M | 0.01% |
363,500
+150,000
| +70% | +$2.55M |
|
|
CMCSK
1402
PUT
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $6.22M | 0.01% |
116,300
| – | – |
|
1403
CALL
NXP Semiconductors
NXPI
$65.4B
| $6.22M | 0.01% |
90,900
+26,200
| +40% | +$1.74M |
|
1404
Deere & Co
DE
$173B
| $6.19M | 0.01% |
75,510
-9,642
| -11% | -$824K |
|
|
ARC
1405
DELISTED
ARC Document Solutions, Inc.
ARC
| $6.17M | 0.01% |
761,572
-69,850
| -8% | -$468K |
|
|
ZNGA
1406
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $6.15M | 0.01% |
2,278,678
+613,097
| +37% | +$1.84M |
|
|
AKS
1407
DELISTED
AK Steel Holding Corp
AKS
| $6.15M | 0.01% |
767,862
+342,784
| +81% | +$3.19M |
|
|
CONE
1408
DELISTED
CyrusOne Inc Common Stock
CONE
| $6.15M | 0.01% |
255,748
-287,618
| -53% | -$7.31M |
|
|
LLL
1409
PUT
DELISTED
L3 Technologies, Inc.
LLL
| $6.15M | 0.01% |
51,700
-41,800
| -45% | -$4.74M |
|
1410
CALL
American Electric Power
AEP
$72.4B
| $6.14M | 0.01% |
117,700
| – | – |
|
1411
CALL
Zions Bancorporation
ZION
$10.1B
| $6.14M | 0.01% |
211,400
| – | – |
|
1412
Hexcel
HXL
$8.3B
| $6.14M | 0.01% |
154,700
-559,888
| -78% | -$22.1M |
|
1413
PUT
Hasbro
HAS
$13.6B
| $6.12M | 0.01% |
111,300
| – | – |
|
1414
CALL
Cleveland-Cliffs
CLF
$6.84B
| $6.12M | 0.01% |
589,400
| – | – |
|
|
VIAB
1415
CALL
DELISTED
Viacom Inc. Class B
VIAB
| $6.12M | 0.01% |
79,500
| – | – |
|
1416
Benchmark Electronics
BHE
$2.76B
| $6.11M | 0.01% |
275,103
-11,646
| -4% | -$282K |
|
1417
CALL
Ryder
R
$9.98B
| $6.11M | 0.01% |
67,900
+10,000
| +17% | +$897K |
|
1418
Erie Indemnity
ERIE
$12.7B
| $6.1M | 0.01% |
80,461
-13,128
| -14% | -$989K |
|
|
PETM
1419
PUT
DELISTED
PETSMART INC
PETM
| $6.1M | 0.01% |
87,000
| – | – |
|
|
LBY
1420
DELISTED
Libbey, Inc.
LBY
| $6.09M | 0.01% |
231,849
+44,239
| +24% | +$1.17M |
|
1421
Accuray
ARAY
$29M
| $6.08M | 0.01% |
837,668
+423,278
| +102% | +$3.43M |
|
1422
CALL
Dominion Energy
D
$62.1B
| $6.06M | 0.01% |
87,700
| – | – |
|
1423
Dolby
DLB
$4.97B
| $6.04M | 0.01% |
+144,420
| New | +$6.4M |
|
1424
PUT
TransDigm Group
TDG
$73.2B
| $6.03M | 0.01% |
32,700
-9,200
| -22% | -$1.64M |
|
1425
Bank of Montreal
BMO
$127B
| $6.03M | 0.01% |
81,852
-4,185
| -5% | -$315K |
|
Similar funds
D.E. Shaw & Co's Q3 2014 Portfolio in Review
As of Q3 2014, D.E. Shaw & Co held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- D.E. Shaw & Co's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- D.E. Shaw & Co added most to HP in Q3 2014, an estimated $298M increase.
- D.E. Shaw & Co's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- D.E. Shaw & Co fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- D.E. Shaw & Co opened 599 new positions and closed 674 in Q3 2014.
- D.E. Shaw & Co's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.