D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Consumer Discretionary | 6.91% |
| 3 | Financials | 6.83% |
| 4 | Healthcare | 6.5% |
| 5 | Communication Services | 5.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
PUT
Annaly Capital Management
NLY
$17.3B
| $6.07M | 0.01% |
131,075
+89,500
| +215% | +$4.21M |
|
1402
PUT
UnitedHealth
UNH
$382B
| $6.04M | 0.01% |
84,400
+69,600
| +470% | +$4.98M |
|
1403
PUT
Humana
HUM
$43.9B
| $6.03M | 0.01% |
64,600
+4,600
| +8% | +$422K |
|
1404
Honda
HMC
$39.8B
| $6.03M | 0.01% |
158,014
+101,380
| +179% | +$3.87M |
|
|
GXP
1405
DELISTED
Great Plains Energy Incorporated
GXP
| $6.03M | 0.01% |
271,454
+214,109
| +373% | +$4.93M |
|
1406
Adtran
ADTN
$675M
| $6.02M | 0.01% |
226,057
+41,080
| +22% | +$1.07M |
|
1407
PUT
Factset
FDS
$10B
| $6.02M | 0.01% |
+55,200
| New | +$5.96M |
|
|
FCS
1408
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
| $6.02M | 0.01% |
433,496
+63,685
| +17% | +$835K |
|
|
INFI
1409
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $6.02M | 0.01% |
344,969
-287,784
| -45% | -$5.51M |
|
1410
PUT
Designer Brands
DBI
$315M
| $6.01M | 0.01% |
141,000
+80,000
| +131% | +$3.23M |
|
1411
Hershey
HSY
$37.3B
| $6.01M | 0.01% |
64,986
+21,187
| +48% | +$1.98M |
|
1412
Stanley Black & Decker
SWK
$14.5B
| $6.01M | 0.01% |
66,358
-106,872
| -62% | -$9.16M |
|
|
WFM
1413
DELISTED
Whole Foods Market Inc
WFM
| $6.01M | 0.01% |
102,731
-7,902
| -7% | -$436K |
|
1414
CALL
Abercrombie & Fitch
ANF
$4.55B
| $6.01M | 0.01% |
169,900
+102,400
| +152% | +$4.53M |
|
1415
H.B. Fuller
FUL
$3B
| $6.01M | 0.01% |
132,947
+79,385
| +148% | +$3.17M |
|
1416
Arthur J. Gallagher & Co
AJG
$69.1B
| $6M | 0.01% |
+137,443
| New | +$6.03M |
|
1417
CALL
Universal Health Services
UHS
$10.2B
| $6M | 0.01% |
80,000
| – | – |
|
1418
PUT
Cullen/Frost Bankers
CFR
$10.5B
| $6M | 0.01% |
85,000
+78,300
| +1,169% | +$5.57M |
|
1419
PUT
Coca-Cola Europacific Partners
CCEP
$49.1B
| $5.99M | 0.01% |
149,000
+40,600
| +37% | +$1.55M |
|
1420
BioCryst Pharmaceuticals
BCRX
$2.42B
| $5.99M | 0.01% |
822,508
+748,058
| +1,005% | +$3.79M |
|
|
DYAX
1421
DELISTED
DYAX CORPORATION
DYAX
| $5.99M | 0.01% |
872,725
+107,955
| +14% | +$490K |
|
|
BIN
1422
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
| $5.97M | 0.01% |
232,097
-162,066
| -41% | -$3.9M |
|
1423
Cencora
COR
$62B
| $5.97M | 0.01% |
97,683
-226,555
| -70% | -$13.2M |
|
|
ENOC
1424
DELISTED
EnerNOC, Inc.
ENOC
| $5.96M | 0.01% |
397,770
-121,145
| -23% | -$1.82M |
|
|
ATML
1425
DELISTED
ATMEL CORP
ATML
| $5.96M | 0.01% |
801,228
+690,406
| +623% | +$5.25M |
|
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D.E. Shaw & Co's Q3 2013 Portfolio in Review
As of Q3 2013, D.E. Shaw & Co held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- D.E. Shaw & Co's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- D.E. Shaw & Co added most to DELL INC in Q3 2013, an estimated $528M increase.
- D.E. Shaw & Co's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- D.E. Shaw & Co fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- D.E. Shaw & Co opened 738 new positions and closed 426 in Q3 2013.
- D.E. Shaw & Co's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.