D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.89% |
| 2 | Consumer Discretionary | 8.28% |
| 3 | Energy | 7.75% |
| 4 | Healthcare | 6.77% |
| 5 | Communication Services | 6.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
Stratasys
SSYS
$690M
| $8.09M | 0.01% |
66,986
-21,300
| -24% | -$2.41M |
|
1202
Jones Lang LaSalle
JLL
$15.9B
| $8.08M | 0.01% |
63,936
+59,441
| +1,322% | +$7.74M |
|
1203
PUT
Canadian Natural Resources
CNQ
$92.2B
| $8.07M | 0.01% |
430,051
+80,674
| +23% | +$1.67M |
|
|
MRSH
1204
Marsh
MRSH
$91.7B
| $8.05M | 0.01% |
153,866
-201,291
| -57% | -$10.5M |
|
|
STJ
1205
PUT
DELISTED
St Jude Medical
STJ
| $8.05M | 0.01% |
133,900
| – | – |
|
1206
Mattel
MAT
$4.49B
| $8.04M | 0.01% |
262,373
+254,075
| +3,062% | +$8.99M |
|
|
CHK
1207
CALL
DELISTED
Chesapeake Energy Corporation
CHK
| $8.03M | 0.01% |
1,747
-1,177
| -40% | -$6.2M |
|
1208
Honda
HMC
$39.3B
| $8.02M | 0.01% |
234,015
-2,846
| -1% | -$98.4K |
|
|
CZZ
1209
DELISTED
Cosan Limited
CZZ
| $8.02M | 0.01% |
745,043
+57,205
| +8% | +$720K |
|
|
SKX
1210
CALL
DELISTED
Skechers
SKX
| $8.01M | 0.01% |
450,900
+92,100
| +26% | +$1.68M |
|
1211
Vermilion Energy
VET
$1.59B
| $8.01M | 0.01% |
131,589
-181,000
| -58% | -$11.6M |
|
1212
Regis Corp
RGS
$68.2M
| $8.01M | 0.01% |
25,088
+6,166
| +33% | +$1.85M |
|
|
CLVS
1213
DELISTED
Clovis Oncology, Inc.
CLVS
| $8.01M | 0.01% |
176,468
-182,521
| -51% | -$7.62M |
|
|
EGOV
1214
DELISTED
NIC Inc
EGOV
| $7.99M | 0.01% |
463,758
+80,316
| +21% | +$1.42M |
|
|
MDR
1215
DELISTED
McDermott International
MDR
| $7.96M | 0.01% |
463,884
-103,091
| -18% | -$2.22M |
|
|
DNY
1216
DELISTED
DONNELLEY R R & SONS CO
DNY
| $7.94M | 0.01% |
482,586
-776,930
| -62% | -$12.8M |
|
1217
CALL
Cardinal Health
CAH
$54.5B
| $7.94M | 0.01% |
106,000
-114,000
| -52% | -$8.3M |
|
1218
AstraZeneca
AZN
$267B
| $7.92M | 0.01% |
110,929
+36,021
| +48% | +$2.64M |
|
|
COV
1219
CALL
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $7.89M | 0.01% |
91,200
| – | – |
|
1220
CALL
lululemon athletica
LULU
$13.7B
| $7.89M | 0.01% |
187,800
-24,300
| -11% | -$978K |
|
1221
CALL
NetEase
NTES
$81.5B
| $7.89M | 0.01% |
460,500
+174,500
| +61% | +$2.96M |
|
|
LQ
1222
DELISTED
La Quinta Holdings Inc.
LQ
| $7.88M | 0.01% |
415,149
-79,661
| -16% | -$1.54M |
|
|
IHS
1223
CALL
DELISTED
IHS INC CL-A COM STK
IHS
| $7.87M | 0.01% |
62,900
+30,000
| +91% | +$4.07M |
|
1224
PUT
Cleveland-Cliffs
CLF
$6.84B
| $7.87M | 0.01% |
758,000
+30,000
| +4% | +$459K |
|
1225
CALL
Motorola Solutions
MSI
$73.1B
| $7.87M | 0.01% |
124,300
| – | – |
|
Similar funds
D.E. Shaw & Co's Q3 2014 Portfolio in Review
As of Q3 2014, D.E. Shaw & Co held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- D.E. Shaw & Co's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- D.E. Shaw & Co added most to HP in Q3 2014, an estimated $298M increase.
- D.E. Shaw & Co's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- D.E. Shaw & Co fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- D.E. Shaw & Co opened 599 new positions and closed 674 in Q3 2014.
- D.E. Shaw & Co's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.