D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.89% |
| 2 | Consumer Discretionary | 8.28% |
| 3 | Energy | 7.75% |
| 4 | Healthcare | 6.77% |
| 5 | Communication Services | 6.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
PUT
W.W. Grainger
GWW
$66B
| $8.81M | 0.01% |
+35,000
| New | +$8.59M |
|
1152
Johnson Controls International
JCI
$85.6B
| $8.76M | 0.01% |
190,026
-65,979
| -26% | -$3.32M |
|
|
PRMW
1153
DELISTED
Primo Water Corporation
PRMW
| $8.75M | 0.01% |
1,273,699
-170,151
| -12% | -$1.23M |
|
1154
MarketAxess Holdings
MKTX
$4.34B
| $8.74M | 0.01% |
141,329
-111,198
| -44% | -$6.26M |
|
1155
Nice
NICE
$5.94B
| $8.71M | 0.01% |
213,407
+69,739
| +49% | +$2.78M |
|
1156
CALL
Capri Holdings
CPRI
$1.88B
| $8.69M | 0.01% |
121,700
| – | – |
|
1157
CALL
Yum! Brands
YUM
$41.4B
| $8.69M | 0.01% |
167,894
+57,309
| +52% | +$3.05M |
|
1158
AGNC Investment
AGNC
$12.9B
| $8.68M | 0.01% |
+408,440
| New | +$9.41M |
|
|
GMCR
1159
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
| $8.64M | 0.01% |
66,400
+1,400
| +2% | +$175K |
|
|
NBL
1160
PUT
DELISTED
Noble Energy, Inc.
NBL
| $8.63M | 0.01% |
126,300
-5,400
| -4% | -$384K |
|
|
FNFG
1161
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $8.63M | 0.01% |
1,036,294
+783,331
| +310% | +$6.78M |
|
1162
CALL
M&T Bank
MTB
$36.6B
| $8.63M | 0.01% |
70,000
| – | – |
|
1163
Best Buy
BBY
$18.9B
| $8.6M | 0.01% |
256,111
+59,781
| +30% | +$1.88M |
|
|
1164
CALL
Pfizer
PFE
$144B
| $8.57M | 0.01% |
305,449
-490,110
| -62% | -$13.8M |
|
1165
PUT
Range Resources
RRC
$8.94B
| $8.56M | 0.01% |
126,200
+49,800
| +65% | +$3.8M |
|
1166
Quanta Services
PWR
$88.3B
| $8.55M | 0.01% |
235,684
-155,289
| -40% | -$5.52M |
|
1167
CALL
Petrobras
PBR
$116B
| $8.54M | 0.01% |
+601,900
| New | +$10.1M |
|
|
AVNR
1168
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
| $8.53M | 0.01% |
715,713
+684,813
| +2,216% | +$4.68M |
|
1169
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
| $8.53M | 0.01% |
206,000
+55,000
| +36% | +$2.42M |
|
|
DISH
1170
PUT
DELISTED
DISH Network Corp.
DISH
| $8.52M | 0.01% |
131,900
+14,800
| +13% | +$955K |
|
1171
CALL
Conagra Brands
CAG
$7.38B
| $8.51M | 0.01% |
330,888
| – | – |
|
1172
Dine Brands
DIN
$458M
| $8.47M | 0.01% |
103,765
+10,354
| +11% | +$841K |
|
1173
CALL
Air Products & Chemicals
APD
$65.2B
| $8.46M | 0.01% |
70,265
+21,620
| +44% | +$2.64M |
|
1174
PUT
Synaptics
SYNA
$4.33B
| $8.46M | 0.01% |
115,500
-20,000
| -15% | -$1.63M |
|
|
RYL
1175
PUT
DELISTED
RYLAND GROUP INC
RYL
| $8.45M | 0.01% |
254,100
+30,000
| +13% | +$1.09M |
|
Similar funds
D.E. Shaw & Co's Q3 2014 Portfolio in Review
As of Q3 2014, D.E. Shaw & Co held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- D.E. Shaw & Co's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- D.E. Shaw & Co added most to HP in Q3 2014, an estimated $298M increase.
- D.E. Shaw & Co's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- D.E. Shaw & Co fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- D.E. Shaw & Co opened 599 new positions and closed 674 in Q3 2014.
- D.E. Shaw & Co's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.